57 UBS FAs named to Financial Times' "400 Top Financial Advisors" list

New York 10 May 2019, 15:00 Awards Recognition


New York, April 22 – Financial Times (FT) recently released their 2019 "FT 400 Top Financial Advisors" ranking and recognized 57 Financial Advisors at UBS.

They've been recognized for being leading US financial advisors with more than 10 years' experience and $300m or more in assets under management. The qualifying advisors took a short questionnaire that allowed FT to grade advisors and create their list for 2019.

To learn more about the Financial Advisors on this year's list, visit their websites below:


City & State

Jonathan Adamsky

New York, NY

Christopher Aitken

Ponte Vedra, FL

Rob Bertino

Dallas, TX

Michael Bober

Boca Raton, FL

Andrew D. Burish

Madison, WI

Craig S. Chiate

Los Angeles, CA

Adam F. Epstein

New York, NY

Craig D. Findley

Toledo, OH

Stephen J. Fish

Kenwood, OH

Rick Frayard

New Orleans, LA

Thomas H. Freeman

Kansas City, MO

Drew S. Freides

Los Angeles, CA

John T. Garvey

Philadelphia, PA

Chris Garvin

Ft. Lauderdale, FL

William C Gourd

Stamford, CT

Martin L. Halbfinger

New York, NY

Scott Harries

Los Angeles, CA

Michael T. Haskell

New York, NY

Richard M. Held

Chicago, IL

Teresa A. Jacobsen

Stamford, CT

Jason M. Katz

New York, NY

Jeffrey Klotz

New York, NY

Sergio S. Kokubo

New York, NY

Adrian Levsky

Springfield, MA

Jay M. Maltby

Chicago, IL

Thomas Mantione

Stamford, CT

Joseph Matina

Short Hills, NJ

Michael S. Matthews

Bellevue, WA

Ryan A. McClellan

Los Angeles, CA

Christine McGinley

Mount Laurel, NJ

Bill Rush Mosby

Jackson, MS

James M. New

New York, NY

Todd Perry

Short Hills, NJ

Donald S. Peterson

Dallas, TX

Ricardo Pintado

New York, NY

Russell Rabito

New York, NY

Renato J. Reali

New York, NY

Jack R. Riley

Warren, NJ

James W. Rimmel

Pittsburgh, PA

Peter W. Rosenthal

Jericho, NY

Brian Schiller

New York, NY

William L. Schoff

Rochester, NY

Steven L. Schultz

Phoenix, AZ

Daniel S. Schwartz

Paramus, NJ

Edward Smith

Baltimore, MD

Lawrence E. Smith

Brea, CA

Harlan B. Spinner

Los Angeles, CA

Scott L. Stackman

New York, NY

Charles S. Temel

New York, NY

Derek J. Thompson

Stamford, CT

Ed Ventrice

Boca Raton, FL

Jon Vigi

Birmingham, MI

Paul Vigue

New York, NY

Roger Wacker

Los Angeles, CA

Ira A. Walker

Red Bank, NJ

M. Kenneth Witover

New York, NY

Mark Zeller

New York, NY

Notes to Editors:

About UBS Global Wealth Management

As the world's largest wealth manager, UBS Global Wealth Management provides comprehensive advice, solutions and services to wealthy families and individuals around the world. Clients who work with UBS benefit from a fully integrated set of wealth management capabilities and expertise, including wealth planning, investment management, capital markets, banking, lending and institutional and corporate financial advice.

About UBS

UBS provides financial advice and solutions to wealthy, institutional and corporate clients worldwide, as well as private clients in Switzerland. UBS' strategy is centered on our leading global wealth management business and our premier universal bank in Switzerland, enhanced by Asset Management and the Investment Bank. The bank focuses on businesses that have a strong competitive position in their targeted markets, are capital efficient, and have an attractive long-term structural growth or profitability outlook.

UBS is present in all major financial centers worldwide. It has offices in 52 countries, with about 34% of its employees working in the Americas, 34% in Switzerland, 18% in the rest of Europe, the Middle East and Africa and 14% in Asia Pacific. UBS Group AG employs approximately 61,000 people around the world. Its shares are listed on the SIX Swiss Exchange and the New York Stock Exchange (NYSE).

Media Contact

For UBS Global Wealth Management
Laura Hastings
Tel:  212-882-5705