If you have any questions regarding the routing of a specific order, please contact your Financial Advisor.
Payment for Order Flow:
UBS Financial does not base equities or options order routing decisions on the receipt of any order routing inducements. To the extent that any market center on their own volition, provides the Firm with a rebate or similar payment, such payments (i) are not actively sought after by the Firm; (ii) if received, are de minimus; and (iii) are not taken into consideration, nor do they influence the Firm’s order routing practices which remain solely guided by the Firm’s duty of best execution. The Firm effectively manages any potential conflict of interest by (i) not seeking out or negotiating payments for order flow; and (ii) making order routing determinations wholly independently from any de minimus or incidental rebates or similar payments that the Firm may receive