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Wealth Management USA

Awards and Recognition

  1. 6 UBS FAs named to On Wall Street's "Top 40 Under 40" list

    15 Feb 2019, 02:00 | Awards Recognition

  2. Euromoney ranks UBS as the "Best Private Banking Services Overall"

    06 Feb 2019, 07:00 | Awards Recognition

  3. 2 UBS FAs named to NAPA's "Top Retirement Plan Advisors Under 40" list

    08 Jan 2019, 15:18 | Awards Recognition

  4. 5 UBS FAs named to NAPA's "Top Women Advisors" list

    28 Nov 2018, 15:36 | Awards Recognition

  5. Financial Times Group names UBS "Best Private Bank for Sustainable and Impact Investing" and "Best Private Bank for Entrepreneurs"

    07 Nov 2018, 13:38 | Awards Recognition

  6. Three UBS Executives Honored as part of American Banker's "Most Powerful Women in Finance" Awards

    04 Oct 2018, 12:00 | WM Americas News,  Awards Recognition

  7. 45 UBS FAs named to Working Mother's "Top Wealth Advisor Moms" list

    04 Oct 2018, 10:04 | Awards Recognition

  8. 30 UBS FAs named to Financial Times' "401 Top Retirement Plan Advisors" list

    28 Sep 2018, 15:12 | Awards Recognition

  9. 36 UBS FAs named to Forbes 2018 "Top Wealth Advisors" list

    11 Sep 2018, 15:37 | Wealth Management Americas,  Awards Recognition

  10. 126 UBS FAs named to Forbes 2018 "Top Next-Gen Wealth Advisors" list

    25 Jul 2018, 12:30 | Wealth Management Americas,  Awards Recognition

Show more

*Barron’s ‘Top 1,200 Advisors: State-by-State,’ as identified by Barron’s magazine (2/24/2014), using quantitative and qualitative criteria and selected from a pool of over 4,000 nominations. Advisors in the Top 1,200 Financial Advisors have a minimum of seven years of financial services experience. Qualitative factors include, but are not limited to, compliance record, interviews with senior manage¬ment, and philanthropic work. Past performance is not a guarantee of future results. Barron’s is a registered trademark of Dow Jones & Co.

**Top 35 Under 35 is a UBS internal recognition based on age, production statistics and compliance history.

†Accolades are independently determined and awarded by their respective publications. For more information on a particular rating, visit their corresponding website. Neither UBS Financial Services Inc. nor its employees pay a fee in exchange for these ratings. Accolades can be based on a variety of criteria including length of service, compliance records, client satisfaction, assets under management, revenue, type of clientele and more.

§.Fully applied; Basel III common equity Tier 1 (CET1) ratio equals Swiss SRB Basel III CET1 ratio for systemically relevant banks. UBS and CS—BIS Basel III framework came into effect on 1.1.13; for other banks, ratios shown represent pro-forma Basel III estimates as disclosed by the companies.

‡Registered Rep Top 100 Wirehouse Advisors is based on assets under management.

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© UBS 1998 - 2019. All rights reserved.

Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services. Member SIPC. Member FINRA. UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. Member NFA

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