Corporate retirement plan services

A variety of retirement plan solutions can help meet the evolving needs of plan sponsors and prepare employees for a secure retirement.

We offer fiduciary services to retirement plans that range from consulting services to discretionary and nondiscretionary advisory programs. Depending on your organization’s specific needs, we have a solution for you.

We work with organizations of all sizes. From start-ups to Fortune 500 companies that include manufacturing, business, healthcare, professional services, and state and local government, plan sponsors throughout the US have chosen UBS.

You receive objective advice and specialized services from a highly experienced team. They’re focused on addressing a wide range of needs, from helping you manage plan fiduciary responsibilities to maximizing the benefits of your plan for employees.

¹ Source: As of December 31, 2024, based on UBS reporting. Represents number of advisors servicing and number of defined contribution plans served through our Retirement Plan Consulting Services, Retirement Plan Advisor and Retirement Plan Manager programs.

² Source: As of December 31, 2024, based on UBS reporting. Represents assets in defined contribution plans served through our Retirement Plan Consulting Services, Retirement Plan Advisor and Retirement Plan Manager programs.

Financial wellness

Financial Coaches are Registered Representatives of UBS Financial Services Inc. Member FINRA/SIPC.

Initial private assessments and follow-up appointments with UBS Financial Coaches are available at no cost as part of your employees’ benefits program. We will jointly determine where they are today, discuss their goals and establish personalized next steps for their journey. Should they choose UBS to help them implement any of the strategies, additional fees will apply and will be discussed if they choose UBS.

Personalized investment advice and access to the firm’s other products and services require completion of a full-service account application and are available to residents of the US and limited jurisdictions outside the US.

Retirement plan consulting

UBS Retirement Plan Consulting Services, UBS Retirement Plan Advisor, and UBS Retirement Manager programs are investment advisory programs. Details regarding the programs including fees, services, features and suitability are provided in the Form ADV Disclosure, which can be accessed at ubs.com/accountdisclosures.

Institutional consulting

UBS Institutional Consultant(s) is defined as a Financial Advisor designated by UBS Financial Services Inc. as an Institutional Consultant or Senior Institutional Consultant.


UBS Institutional Consulting program is an investment advisory program. Details regarding the program including fees, services, features and suitability are provided in the Form ADV Disclosure, which can be accessed at ubs.com/accountdisclosures.

Institutional investment banking services are provided by UBS Securities LLC, a subsidiary of UBS Group AG. Member FINRA/SIPC.

Asset management services are provided by UBS Asset Management (US) Inc, a subsidiary of UBS Group AG. Member FINRA/SIPC.

Neither UBS Financial Services Inc. nor its employees (including its Financial Advisors) provide tax or legal advice. You should consult with your legal counsel and/or your accountant or tax professional regarding the legal or tax implications of a particular suggestion, strategy or investment, including any estate planning strategies, before you invest or implement.

There are two sources of UBS research. Reports from the first source, UBS CIO Wealth Management Research, are designed for individual investors and are produced by UBS Wealth Management Americas (which includes UBS Financial Services Inc. and UBS International Inc.) and UBS Wealth Management. The second research source is UBS Investment Research, and its reports are produced by UBS Investment Bank, whose primary business focus is institutional investors. The two sources operate independently and may therefore have different recommendations. The various research content provided does not take into account the unique investment objectives, financial situation or particular needs of any specific individual investor. This material is not independent research and not subject to regulatory rules regarding research in the US. This material is intended for educational purposes only. If you have any questions, please consult your Financial Advisor. UBS Financial Services Inc. is a subsidiary of UBS Group AG and an affiliate of UBS International Inc.

Fortune 500 is a trademark of Fortune Media IP Limited.

This is for informational and educational purposes only and should not be relied upon as investment advice or the basis for making any investment decisions. It has not been prepared with regard to the specific objectives, financial situation or particular needs of any specific person. No representation or warranty, either express or implied, is provided in relation to the accuracy, completeness or reliability of the information contained herein. Any opinions expressed are subject to change without notice and may differ or be contrary to opinions expressed by other business areas or groups of UBS.

Important information about brokerage and advisory services. As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that you understand the ways in which we conduct business and that you carefully read the agreements and disclosures that we provide about the products or services we offer. For more information, please review client relationship summary provided at ubs.com/relationshipsummary.

© UBS 2026. The key symbol and UBS are among the registered and unregistered trademarks of UBS. All rights reserved. UBS Financial Services Inc. is a subsidiary of UBS Group AG. Member FINRA. Member SIPC.

Expiration date: Dec. 31, 2026. Review code: 4513279