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UBS Workplace Wealth Solutions

Equity plan solutions

Driving impact through people and technology 

Show your employees how truly rewarding their work can be

By combining the power of people and technology, we help you and your participants make the most of equity awards. UBS offers flexible, simplified plan administration tailored to your organization’s objectives and the equity plan services they choose to offer.

Get in touch

Together, we can help you pursue what matters

Let’s talk

Why work with us

Solutions and services for equity plans worldwide

As part of the world’s largest and only truly global wealth management firm, UBS AG, we can launch and support equity plans just about anywhere in the world.

We help you manage your equity plans your way. You'll have access to a cloud-based, easy-to-use, customizable platform and a dedicated team of professionals providing day-to-day support. Expect innovative and collaborative problem-solving and executive services for the full spectrum of equity plans.

Our people

For companies

  • Dedicated onboarding support
  • Flexibility to meet your unique needs
  • A team with decades of experience

For participants

  • Access to UBS Financial Advisors
  • Holistic guidance that goes beyond equity awards
  • Ability to book an appointment or call
  • Available to all levels of employees

Our technology

For companies

  • Simple, customizable platform
  • Seamless data integration and automated workflows
  • Drag-and-drop reporting
  • Electronic form filing
  • Multiple sandbox capabilities
  • Cloud-based technology

For participants

  • Intuitive site helps employees manage awards
  • Trade online or via phone at the same price
  • Videos, graphics and more on relevant topics
  • Link other accounts to see the bigger picture1
  • Tools to help employees track their money1

How we can help

UBS Equity Plan Services can empower your company with a range of robust, flexible solutions. Whether your enterprise is large or small, UBS will help you implement end-to-end solutions with a range of support that’s just right for you, and resources that participants can find beneficial.

Companies-group of co-workers meeting

For companies

Support for all equity plans

  • Employee Stock Purchase Plans (ESPPs, US Qualified 423 and Non-Qualified ESPP)
  • Stock Appreciation Rights (SARs)
  • Performance Units/Awards (PSUs/PSAs)
  • Restricted Stock Units/Awards (RSUs/RSAs)
  • Stock options (NQ, ISO, CSOP)
  • Cash plans

Full-plan administration

Provides record keeping capabilities along with consultative planning, execution and reporting services.

Co-sourcing

Provides you with self-service flexibility by enabling you to rely on our platform to administer select functions, with UBS financial professionals standing by to provide support for transactions, restricted releases, ESPP purchases and unexpected bumps in the road.

Participants-young women working in front of computers

For participants

Educational resources

We provide personal education, guidance and tools, as well as technology that together help participants realize and maximize the full value of their equity awards. By meeting them where they are, we help your participants do more with what you give them.

One-on-one relationships

Access to UBS Financial Advisors offers one-on-one relationships and holistic guidance for all US and Latin American* plan participants from entry-level to the C-suite. Their guidance goes beyond equity awards to include financial wellness and planning for the future.

* Except Venezuela, Jamaica, The Bahamas, Saint Lucia, Grenada, Saint Vincent and Grenadines, Saint Kitts and Nevis, plus the territories of Curacao and the British Virgin Islands.
Full-plan administration

UBS offers an extensive ecosystem of additional solutions

We help address your needs beyond the workplace by coordinating access to UBS’s expertise across the firm, including:

  • Wealth management
  • Asset management
  • Investment banking
  • Research
  • CIO thought leadership
  • Employee financial wellness
  • Employee financial education
  • Equity plans
  • Tailored solutions for executives
  • Retirement plan and institutional consulting
UBS ecosystem graph

Explore more

Learn more about the financial solutions and services that support our institutional and individual clients.

Other insights

Get in touch

Together, we can help you pursue what matters
Let's talk

Financial wellness

Financial Coaches are Registered Representatives of UBS Financial Services Inc. Member FINRA/SIPC.

Initial private assessments and follow-up appointments with UBS Financial Coaches are available at no cost as part of your employees’ benefits program. We will jointly determine where they are today, discuss their goals and establish personalized next steps for their journey. Should they choose UBS to help them implement any of the strategies, additional fees will apply and will be discussed if they choose UBS.

Personalized investment advice and access to the firm’s other products and services require completion of a full-service account application and are available to residents of the US and limited jurisdictions outside the US.

Retirement plan consulting

UBS Retirement Plan Consulting Services, UBS Retirement Plan Advisor, and UBS Retirement Manager programs are investment advisory programs. Details regarding the programs including fees, services, features and suitability are provided in the Form ADV Disclosure, which can be accessed at ubs.com/accountdisclosures.

Equity plans

1 Available to US participants only

Institutional consulting

*UBS Institutional Consultant(s) is defined as a Financial Advisor designated by UBS Financial Services Inc. as an Institutional Consultant or Senior Institutional Consultant. UBS Institutional Consulting program is an investment advisory program. Details regarding the program including fees, services, features and suitability are provided in the Form ADV Disclosure, which can be accessed at ubs.com/accountdisclosures.

This is for informational and educational purposes only and should not be relied upon as investment advice or the basis for making any investment decisions. It has not been prepared with regard to the specific objectives, financial situation or particular needs of any specific person. No representation or warranty, either express or implied, is provided in relation to the accuracy, completeness or reliability of the information contained herein. Any opinions expressed are subject to change without notice and may differ or be contrary to opinions expressed by other business areas or groups of UBS.

Neither UBS Financial Services Inc. nor its employees (including its Financial Advisors) provide tax or legal advice. You should consult with your legal counsel and/or your accountant or tax professional regarding the legal or tax implications of a particular suggestion, strategy or investment, including any estate planning strategies, before you invest or implement.

Institutional investment banking services are provided by UBS Securities LLC, a subsidiary of UBS Group AG. Member FINRA/SIPC.

Asset management services are provided by UBS Asset Management (US) Inc, a subsidiary of UBS Group AG. Member FINRA/SIPC.

There are two sources of UBS research. Reports from the first source, UBS CIO Wealth Management Research, are designed for individual investors and are produced by UBS Wealth Management Americas (which includes UBS Financial Services Inc. and UBS International Inc.) and UBS Wealth Management. The second research source is UBS Investment Research, and its reports are produced by UBS Investment Bank, whose primary business focus is institutional investors. The two sources operate independently and may therefore have different recommendations. The various research content provided does not take into account the unique investment objectives, financial situation or particular needs of any specific individual investor. This material is not independent research and not subject to regulatory rules regarding research in the US. This material is intended for educational purposes only. If you have any questions, please consult your Financial Advisor. UBS Financial Services Inc. is a subsidiary of UBS Group AG and an affiliate of UBS International Inc.

Important information about brokerage and advisory services. As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that you understand the ways in which we conduct business and that you carefully read the agreements and disclosures that we provide about the products or services we offer. For more information, please review client relationship summary provided at ubs.com/relationshipsummary.

© UBS 2026. The key symbol and UBS are among the registered and unregistered trademarks of UBS. All rights reserved. UBS Financial Services Inc. is a subsidiary of UBS Group AG. Member FINRA. Member SIPC.

Expiration date: Dec. 31, 2026. Review code: 4513272