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*Barron’s ‘Top 1,200 Advisors: State-by-State,’ as identified by Barron’s magazine (2/24/2014), using quantitative and qualitative criteria and selected from a pool of over 4,000 nominations. Advisors in the Top 1,200 Financial Advisors have a minimum of seven years of financial services experience. Qualitative factors include, but are not limited to, compliance record, interviews with senior manage¬ment, and philanthropic work. Past performance is not a guarantee of future results. Barron’s is a registered trademark of Dow Jones & Co.
**Top 35 Under 35 is a UBS internal recognition based on age, production statistics and compliance history.
†Accolades are independently determined and awarded by their respective publications. For more information on a particular rating, visit their corresponding website. Neither UBS Financial Services Inc. nor its employees pay a fee in exchange for these ratings. Accolades can be based on a variety of criteria including length of service, compliance records, client satisfaction, assets under management, revenue, type of clientele and more.
§.Fully applied; Basel III common equity Tier 1 (CET1) ratio equals Swiss SRB Basel III CET1 ratio for systemically relevant banks. UBS and CS—BIS Basel III framework came into effect on 1.1.13; for other banks, ratios shown represent pro-forma Basel III estimates as disclosed by the companies.
‡Registered Rep Top 100 Wirehouse Advisors is based on assets under management.