Tom is Head of Capital Markets and Sales and manages the taxable fixed income, municipal risk and agency trading for Wealth Management Americas (WMA). Additionally, Tom is responsible for the equity, debt, preferred syndicate and structured solutions businesses. He is also a member of the WMA Executive Committee, Investment Governance Committee, Americas Risk and Control and Operating Committees, and WMA's Investment Committee, which is responsible for increasing efficiencies in the day-to-day running of business.
Prior to joining UBS, Tom spent more than 30 years in financial services, which included 20 years at Merrill Lynch, primarily in Institutional Equity Capital Markets. He served as Senior Vice President, responsible for Institutional Equities for Europe, Middle East and Africa, based in London, as well as in New York, as Head of Equities for the Americas. In both roles, he was responsible for all secondary and primary sales, trading and capital markets activities across cash and derivative products. He also served as Head of the Securities Services division, which included the firm's global prime brokerage securities lending, and financial futures and options businesses. Tom was a member of the firm's Executive Management Committee for three years.
Community involvement/Board mandates
Tom has acted as an advisor to the NYSE on market structure and regulatory compliance. He is also a member of the board of trustees of: St. Ignatius School in the Bronx, New York; the Center for Global Collaboration and Health Initiatives, which promotes emergency healthcare services to Southeast Asia and Africa; and the First Aid Squad of Summit, NJ.