Los Angeles Private Wealth Management

The Purposeful Legacy

For all that's worth preserving.

With an expanding footprint across southern California, Colorado and beyond, we are dedicated to providing families like yours throughout the area preserve with sophisticated investment and wealth planning advice. We help you preserve and build upon your success with strategies that are tailored around your specific needs. Together we can help you pursue your life's goals to the fullest.

A commitment beyond wealth.

  • 150-year heritage in helping you transform your success into a lasting legacy
  • Resources for your unique and sophisticated needs—including your business, family, philanthropy and personal passions
  • Resources for educating your children about the responsibilities of wealth
  • Insights and experience to enrich every aspect of your life.

You’re in great company— UBS is one of the world’s largest wealth managers.

UBS AG (Euromoney awards)

Best Global Private Bank
2018, 2017, 2016, 2014

Best Services for Philanthropy and Social Impact Investing
2018, 2017, 2016, 2015

Best Family Office Services
2018, 2017

Best Services for Succession Planning Advice and Trusts

2018, 2017, 2016, 2015

Best Bank for Wealth Management in North America
2017

Best Global Wealth Manager
2017, 2016, 2015

Boutique experience for the attention you deserve.

Your team is dedicated to serving only a select few families to ensure you have the personal touch and service level you expect. Through your team you’ll have access to the firm’s global experience and financial strength to help meet all your sophisticated needs.

Deep community involvement.

The greater Los Angeles community has helped shape our office, and we're committed to giving back to it. Our advisors and employees most recently partnered with "I Have a Dream" Foundation to donate school supplies and backpacks to children at local elementary schools. Last year, we came together to pack lunches for the Cardinal Manning Center in DTLA's Skid Row.


Working together to help you pursue what matters most.

Significant wealth brings complexity. UBS Wealth Way helps you think about your life and wealth along three key strategies: Liquidity. Longevity. Legacy. Each is designed to work in tandem throughout your life and beyond. Together, we’ll look at every aspect of your wealth—including nurturing your family’s financial, social, and human capital. All so that we can help pass on your values and your legacy today, tomorrow and for generations to come.

Liquidity. Longevity. Legacy.

Our approach starts with questions and a discussion that help us focus on what’s really important to you. Then, we can  help you organize your financial life into three key strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

Liquidity

To help maintain your lifestyle

This strategy helps you manage cash flow for near-term expenses. It can give you the  confidence to fund short-term needs regardless of the markets, and helps reduce the  likelihood of making impulsive investment decisions during periods of market volatility. 

  • Entertainment and travel
  • Taxes
  • Purchasing a home

Longevity

To help improve the lives of others

This strategy includes the resources you’ll need over the course of  your life. It can help you gain confidence in your future by allowing you to shift your focus to meeting long-term goals rather than  trying to outperform the markets.

  • Retirement
  • Healthcare and long-term expenses
  • Second home

Legacy

To help improve the lives of others

This strategy includes all of the resources for needs that go  beyond your own. Having a Legacy strategy can boost your confidence by reframing risk based on specific legacy goals and longer timeframes.

  • Giving to family
  • Philanthropy
  • Wealth transfer over generations

Your leadership team

Your leadership team has deep experience in the sophisticated needs of the wealthy. The team works closely with your Financial Advisor in bringing you the global resources, intellectual capital and comprehensive solutions the firm has to offer.

Todd
Locicero

Market Head,
Los Angeles PWM
Managing Director

2000 Avenue of the Stars
7th Floor North
Los Angeles, CA 90067
todd.locicero@ubs.com
310-734-2400

As the Market Head of Los Angeles Private Wealth Management, Todd oversees the management of five locations in Southern California, Scottsdale and Denver. Before his current role, Todd was at Morgan Stanley for eight years and ran their Private Wealth Management Office in Los Angeles and also held a variety of high net worth positions in their New York-based home office. Prior to joining Morgan Stanley, Todd worked as a Financial Advisor at both Robertson Stephens and Hambrecht & Quist. Todd is a graduate from Stanford University.

Mally
Burton

Assistant Market Head, Los Angeles PWM
Associate Director

 

2000 Avenue of the Stars
7th Floor North
Los Angeles, CA 90067
mally.burton@ubs.com
310-734-2400

Mally Burton is currently the Assistant Market Head for Los Angeles Private Wealth Management. Prior to joining the Los Angeles Management team, Mally worked with several of the firm's ultra high-net-worth specialist groups, including Family Advisory and Client Philanthropy. Mally began her career at UBS in New York City as a member the of the Graduate Talent Program where she rotated through several areas of the firm, gaining exposure to various investment product groups and senior leaders. Mally graduated from Vanderbilt University with a Bachelor of Science in Human & Organizational Development and a minor in Corporate Strategy. Mally Currently holds her Series 7, 9 and 66 licenses, along with the Accredited Wealth Management Advisorsm designation.

Olivia V.
Padilla

Executive Team Assistant

2000 Avenue of the Stars
7th Floor North
Los Angeles, CA 90067
olivia.padilla@ubs.com
310-734-2400

With over 20 years of industry experience, Olivia has held various roles within the firm, including Branch Technology Liaison and Client Service Associate. She was most recently the Executive Team Assistant in the UBS Beverly Hills office.

Isabel Oropeza

Market Administrative Officer
Associate Director

2000 Avenue of the Stars
7th Floor North
Los Angeles, CA 90067
isabel.oropeza@ubs.com
310-734-2400

Isabel Oropeza joined UBS Financial Services in 2013. She is originally from Orange County and she graduated Magna Cum Laude from Pepperdine University with a BA in Organizational Communications. She started as a Client Service Associate and in 2015 was promoted to Administrative Manager of the Encino branch. These last couple of years, Isabel has represented the West LA Market as a steering committee member for the Los Angeles Chapter's All Bar None Network. She also serves as a board member for the Fullerton College Foundation. She enjoys spending time with her family and friends. Isabel loves the beach, traveling, and volunteering with different non-profit organizations that have a focus in the areas of education or cancer. She is currently attending USC part-time pursuing her master's at the Price School of Public Policy.

Jennifer
Thompson

Market Supervisory Officer
Director

2000 Avenue of the Stars
7th Floor North
Los Angeles, CA 90067
jennifer.thompson@ubs.com
310-734-2400

Jennifer joined UBS in 2004 and has over 17 years of industry experience. She has held several roles including CSA, FA, and Market Administrative Officer. She started her career in Miami and moved to the Los Angeles area in 2009 to work in the UBS Beverly Hills office.

Eric
Moreno

Supervisory Officer
Authorized Officer

2000 Avenue of the Stars
7th Floor North
Los Angeles, CA 90067
eric.moreno@ubs.com
310-734-2400

Eric Moreno serves as a Supervisory Officer for the Los Angeles Private Wealth Management Market. Eric joined UBS in 2017 and bring over 34 years of industry experience to the management team. Born and raised in Los Angeles, Eric has also lived in New York City, Atlanta, and Chicago over the years. In his free time, Eric enjoy travelling internationally. He also strives to keep close ties with his Mexican, German, and Irish heritage through visiting family, traveling, reading, and attending local events.

Anna
Lam

Supervisory Officer
Associate Director

Anna
Lam

Supervisory Officer
Associate Director

2000 Avenue of the Stars
7th Floor North
Los Angeles, CA 90067
anna.lam@ubs.com
310-734-2400

Anna has over 12 years of experience in the financial services industry. She began her career at Wells Fargo Advisors in 2006 as a Licensed Banker and was with the company for over 7 years. In 2013 Anna joined Credit Suisse as a Control Analyst and continued with a similar supervisor role at Wells Fargo in 2015. She enjoys spending time with her family and friends, exploring new places, and trying new restaurants.


Let’s start a conversation.

Your goals and aspirations, your family and business, the legacy you want to leave behind—these are the things that drive you. They are also the very things that inspire us to craft an exclusive plan for you. To explore how we may serve you and your family’s needs, please contact us. And experience the UBS difference.

UBS Financial Services Inc.

2000 Avenue of the Stars
7th Floor North
Los Angeles, CA 90067
310-734-2400

UBS Financial Services Inc. regional offices

Beverly Hills

131 South Rodeo Drive
Suite 300
Beverly Hills CA 90212
310-734-2400

Denver, CO

370 17th Street
Denver, CO 80202
310-734-2400

La Jolla

1200 Prospect Street
La Jolla, CA 92037
310-734-2400

Las Vegas

10801 W Charleston Boulevard
Suite 400
Las Vegas, NV 89135
310-734-2400

Los Angeles

2000 Avenue of the Stars
Los Angeles, CA 90067
310-734-2400

Manhattan Beach

2121 Rosecrans Avenue
Suite 1300
El Segundo, CA 90245
310-734-2400

Newport Beach

888 San Clemente Drive
Suite 300
Newport Beach, CA 92660
310-734-2400

San Diego

600 West Broadway
Suite 2100
San Diego, CA 92101
310-734-2400