New England Private Wealth Management

The Purposeful Legacy

Preparing for what’s next.

The challenges that exceptional families and successful business owners face can be diverse, requiring a breadth of knowledge and abilities. We leverage our decades of experience, our global resources, and intellectual capital to help address even the most complex financial needs of our clients. We are able to craft bespoke solutions that help them pursue their life’s goals.

A commitment beyond wealth.

  • 150-year heritage in helping you transform your success into a lasting legacy
  • Resources for your unique and sophisticated needs—including your business, family, philanthropy and personal passions
  • Resources for educating your children about the responsibilities of wealth
  • Insights and experience to enrich every aspect of your life

You’re in great company— UBS is one of the world’s largest wealth managers.

UBS AG (Euromoney awards)

Best Global Private Bank
2018, 2017, 2016, 2014

Best Services for Philanthropy and Social Impact Investing
2018, 2017, 2016, 2015

Best Family Office Services
2018, 2017

Best Services for Succession Planning Advice and Trusts

2018, 2017, 2016, 2015

Best Bank for Wealth Management in North America
2017

Best Global Wealth Manager
2017, 2016, 2015

The Euromoney awards were independently determined and awarded by the Euromoney editorial team. UBS did not pay a fee in exchange for these awards. For more information on a particular award, please visit ubs.com/us/en/designation-disclosures.

Boutique experience for the attention you deserve.

Your team is dedicated to serving only a select few families to ensure you have the personal touch and service level you expect. Through your team you’ll have access to the firm’s global experience and financial strength to help meet all your sophisticated needs.

Deeply involved in the community.

We take great pride in being active members of our community and support a wide range of organizations with our time and resources. Our involvement is as varied as our team, providing an impact that’s both broad and deep.


Working together to help you pursue what matters most.

Significant wealth brings complexity. UBS Wealth Way helps you think about your life and wealth along three key strategies: Liquidity. Longevity. Legacy. Each is designed to work in tandem throughout your life and beyond. Together, we’ll look at every aspect of your wealth—including nurturing your family’s financial, social, and human capital. All so that we can help pass on your values and your legacy today, tomorrow and for generations to come.

Liquidity. Longevity. Legacy.

Our approach starts with questions and a discussion that help us focus on what’s really important to you. Then, we can  help you organize your financial life into three key strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

Liquidity

To help maintain your lifestyle

This strategy helps you manage cash flow for near-term expenses. It can give you the confidence to fund short-term needs regardless of the markets, and helps reduce the likelihood of making impulsive investment decisions during periods of market volatility. 

  • Entertainment and travel
  • Taxes
  • Purchasing a home

Longevity

To help improve the lives of others

This strategy includes the resources you’ll need over the course of your life. It can help you gain confidence in your future by allowing you to shift your focus to meeting long-term goals rather than trying to outperform the markets.

  • Retirement
  • Healthcare and long-term expenses
  • Second home

Legacy

To help improve the lives of others

This strategy includes all of the resources for needs that go beyond your own. Having a Legacy strategy can boost your confidence by reframing risk based on specific legacy goals and longer timeframes.

  • Giving to family
  • Philanthropy
  • Wealth transfer over generations

Your leadership team.

Your leadership team has deep experience in the sophisticated needs of the wealthy. The team works closely with your Financial Advisor in bringing you the global resources, intellectual capital, and comprehensive solutions the firm has to offer.

Maxwell D. Bardeen Jr.

Market Head

200 Clarendon Street, 24th Floor
Boston, MA 02116
maxwell.bardeen@ubs.com
617-247-6001

Max Bardeen has spent most of his career at UBS and continues to thrive on facilitating and maintaining relationships with ultra-high net worth families and family offices within the area.

He received his undergraduate degree from Lafayette College in Easton, Pennsylvania, is a graduate of the General Electric Experienced Management Development Course and completed the Darden School for Executive Education – Leadership and Management Program in 1998. Max has been a member of the UBS Director’s Council, and was a 2002 recipient of UBS’s Ed Connolly Leadership award.

Max sits on the Board of Directors of the Big Sister Association of Boston, the Board of Directors of Horizons for Kids and the Board of Directors of the Francis Ward Paine Foundation. Max is also a Member of Corporation at the Perkins School for the Blind. He has served as Co-Chair of the Annual Fund for the Dedham Country Day School and for the Noble and Greenough School. Max and his wife, Beth, live in Dedham, MA and have two children.

Mario M. Rivera, CPWA

Assistant Market Head

200 Clarendon Street, 24th Floor
Boston, MA 02116
mario.rivera@ubs.com
617-247-6017

As Assistant Market Head, Mario is responsible for helping lead the 40 advisors in the Boston office and the ultra-high net worth clients that they serve.

Mario began his career at UBS in 2011 as part of the Graduate Talent Program where he rotated through several divisions of the firm. He joined the Banking Sales Desk upon completion of the program in 2013, and then moved to Boston in 2015 for his current role within Private Wealth Management.

Mario is a graduate of Cornell University with a degree in Applied Economics & Management. He holds his 7, 66, 9 & 10 licenses, as well as his Certified Private Wealth Advisor® designation. Mario is on the board of the Boston chapter of ALPFA, where he will serve as President. In 2016, Mario was named as one of El Mundo's 30 Under 30 and in 2018, he was named as one of Get Konnected's 25 Most Influential Millennials of Color in Boston.

Originally from New Jersey, Mario currently resides in Boston with his wife, newborn daughter, and dog.


Let's start a conversation.

Your goals and aspirations, your family and business, the legacy you want to leave behind - these are the things that drive you.They are also the very things that inspire us to craft an exclusive plan for you. To explore how we may serve you and your family's needs, please contact us. And experience the UBS difference.

UBS Financial Services Inc.
200 Clarendon Street, 24th Floor
Boston, MA 02116
877-722-0060

UBS Financial Services Inc. regional offices

Boston, MA

One Post Office Square
Boston, MA 02109

Rochester, NY

400 Linden Oaks
Rochester, NY 14625

Newport, RI

130 Bellevue Avenue
Newport, RI 02840

Rockland, MA

1099 Hingham Street
Rockland, MA 02370