Retirement plan services

Retirement plan services

Helping you create a stronger plan

A variety of retirement plan solutions can help meet the evolving needs of plan sponsors and prepare employees for a secure retirement.

We offer fiduciary services to retirement plans that range from consulting services to turn-key discretionary and non-discretionary advisory programs. Depending on your organization's specific needs, we have a solution for you.

Let’s talk

Let one of our Senior Retirement Plan Consultants help.

A trusted resource with the heritage of a global leader

3000+retirement plans, from small businesses to Fortune 500 companies

$85 billionin retirement plan consulting assets

30+ yearsproviding investment advice as a fiduciary

140+ yearswealth management experience

$2.3 trillionin invested assets (Global Wealth Management)

World's Best BankFor Wealth Management, 2020

Please see below for data source

Why work with us

We work with you on an ongoing basis to create a plan that pursues the results you expect

Tailored solutions

Our Retirement Plan Consulting Services approach follows a prudent investment decision-making process with UBS acting as an ERISA fiduciary to manage plan complexity in:

  • Fiduciary governance
  • Plan health optimization
  • Participant retirement readiness

Our Retirement Plan Guided Solutions offer two investment advisory services that help you make key decisions that affect plan participants and reduce your fiduciary burden:

  • UBS Retirement Plan Manager—Discretionary investment management with UBS acting as an investment manager under ERISA Section 3(38)
  • UBS Retirement Plan Advisor—Nondiscretionary investment advice with UBS acting as an investment advisor under ERISA Section 3(21)

Personalized service

As your dedicated team, we know you and your specific needs. We'll serve as your single point of contact, coordinating the services you need and saving you valuable time

Plus you have the access to the vast resources of one of the world’s leading wealth managers

Participant engagement & retirement readiness

We have the resources and experience as a global wealth management firm to help you deliver participant education through a personal, human touch and a digital experience

Who we serve

Organizations of all sizes, from start-ups to Fortune 500 companies including: manufacturing, business, healthcare, professional services, and state and local government and more.

Our people

You have the objective advice and specialized services of a focused team, highly experienced in addressing wide-ranging needs, from helping you manage plan fiduciary responsibilities to maximizing the benefits of your plan for employees.

Thought leadership

Our insights

Our insights can help you stay up-to-date with trends in the retirement plan marketplace and help your participants make informed retirement decisions.

Get the latest insights

UBS House View

Insights from our Chief Investment Office—timely perspectives from our CIO.

Discover our market outlook

Washington Weekly

Must-have updates on what's happening in Congress—focusing on financial services and regulatory measures.

Get the most recent updates from the nation's capitol

Get in touch

We will analyze your current plan, provide guidance on issues that matter to you most and help to improve your plan, for you and your employees.

Check out our solutions

1 Source as of 12/31/2019, based on UBS reporting. Includes defined contribution and nonqualified deferred compensation plans served through our Institutional Consulting and Retirement Plan Consulting Services programs.

2 UBS Global Wealth Management invested assets as of 3/31/2020; statements of the market position for Global Wealth Management are UBS's estimates based on published invested assets and internal estimates.

3 World's Best Bank for Wealth Management, Euromoney 2020

UBS Retirement Plan Consulting Services, UBS Retirement Plan Advisor, and UBS Retirement Manager programs are investment advisory programs. Details regarding the programs including fees, services, features and suitability are provided in the Form ADV Disclosure, which can be accessed at ubs.com/accountdisclosures.

This is for informational and educational purposes only and should not be relied upon as investment advice or the basis for making any investment decisions. It has not been prepared with regard to the specific objectives, financial situation or particular needs of any specific person. No representation or warranty, either express or implied, is provided in relation to the accuracy, completeness or reliability of the information contained herein. Any opinions expressed are subject to change without notice and may differ or be contrary to opinions expressed by other business areas or groups of UBS.

As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. For more information, please review the PDF document at ubs.com/relationshipsummary.

© UBS 2020. The key symbol and UBS are among the registered and unregistered trademarks of UBS. All rights reserved. UBS Financial Services Inc. is a subsidiary of UBS Group AG. Member FINRA. Member SIPC.

Exp.: 10/31/2021
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