Retirement plan services

Retirement plan services

Helping you create a stronger plan

A variety of retirement plan solutions can help meet the evolving needs of plan sponsors and prepare employees for a secure retirement.

We offer fiduciary services to retirement plans that range from consulting services to turn-key discretionary and non-discretionary advisory programs. Depending on your organization's specific needs, we have a solution for you.

Let’s talk

Let one of our Senior Retirement Plan Consultants help.

A trusted resource with the heritage of a global leader

3000+retirement plans, from small businesses to Fortune 500 companies

$85 billionin retirement plan consulting assets

30+ yearsproviding investment advice as a fiduciary

140+ yearswealth management experience

$2.3 trillionin invested assets (Global Wealth Management)

World's Best BankFor Wealth Management, 2020

Why work with us

We work with you on an ongoing basis to create a plan that pursues the results you expect

Tailored solutions

Our Retirement Plan Consulting Services approach follows a prudent investment decision-making process with UBS acting as an ERISA fiduciary to manage plan complexity in:

  • Fiduciary governance
  • Plan health optimization
  • Participant retirement readiness

Our Retirement Plan Guided Solutions offer two investment advisory services that help you make key decisions that affect plan participants and reduce your fiduciary burden:

  • UBS Retirement Plan Manager—Discretionary investment management with UBS acting as an investment manager under ERISA Section 3(38)
  • UBS Retirement Plan Advisor—Nondiscretionary investment advice with UBS acting as an investment advisor under ERISA Section 3(21)

Personalized service

As your dedicated team, we know you and your specific needs. We'll serve as your single point of contact, coordinating the services you need and saving you valuable time

Plus you have the access to the vast resources of one of the world’s leading wealth managers

Participant engagement & retirement readiness

We have the resources and experience as a global wealth management firm to help you deliver participant education through a personal, human touch and a digital experience

Who we serve

Organizations of all sizes, from start-ups to Fortune 500 companies including: manufacturing, business, healthcare, professional services, and state and local government and more.

Our people

You have the objective advice and specialized services of a focused team, highly experienced in addressing wide-ranging needs, from helping you manage plan fiduciary responsibilities to maximizing the benefits of your plan for employees.

Thought leadership

Our insights

Our insights can help you stay up-to-date with trends in the retirement plan marketplace and help your participants make informed retirement decisions.

UBS House View

Insights from our Chief Investment Office—timely perspectives from our CIO.

Washington Weekly

Must-have updates on what's happening in Congress—focusing on financial services and regulatory measures.

Get in touch

We will analyze your current plan, provide guidance on issues that matter to you most and help to improve your plan, for you and your employees.