A bold vision

West Coast Private Wealth Management

Insights help you pursue your vision

We work with individuals and families throughout the West Coast region as they pursue ventures inspired by imagination, courage and determination. To help you pursue the vision you have for today and the future, you have the benefit of insights and experience from 150 years of managing wealth.

A commitment beyond wealth

  • 150-year heritage in helping you transform your success into a lasting legacy
  • Resources for your unique and sophisticated needs—including your business, family, philanthropy and personal passions
  • Resources for educating your children about the responsibilities of wealth
  • Insights and experience to enrich every aspect of your life.

You’re in great company—UBS is the world’s largest wealth manager.

Best Global Private Bank

Euromoney, 2016 – 2019
PWM The Banker, 2019, 2017, 2016

Best Services for Philanthropy
and Social Impact Investing
Euromoney, 2015 – 2018

Best Family Office Services
Euromoney, 2018, 2017

Best Services for Succession Planning Advice and Trusts
Euromoney, 2015 – 2019

Best Bank for Wealth Management
in North America
Euromoney, 2017

Best Global Wealth Manager
Euromoney, 2015 – 2018

The Euromoney awards were independently determined and awarded by the Euromoney editorial team. UBS did not pay a fee in exchange for these awards. For more information on a particular award, please visit ubs.com/us/en/designation-disclosures.

Advice for life’s dimensions.

Our partnership with you encompasses different dimensions of your life—your investments, business, passion and legacy. By understanding your vision, motivations, core values and what is most important to you, we develop a plan that’s truly personalized for you.

Personal attention to every detail.

Your team is dedicated to providing you with the utmost personal attention and care in everything we do. With knowledge that is shaped by working with the world’s most influential families, we bring together skilled advice, expert insights and in-depth research to address your individual needs.


Working together to help you pursue what matters most

Significant wealth brings complexity. UBS Wealth Way helps you think about your life and wealth along three key strategies: Liquidity. Longevity. Legacy. Each is designed to work in tandem throughout your life and beyond. Together, we’ll look at every aspect of your wealth—including nurturing your family’s financial, social and human capital. All so that we can help pass on your values and your legacy today, tomorrow and for generations to come.

Liquidity. Longevity. Legacy.

Our approach starts with questions and a discussion that help us focus on what’s really important to you. Then, we can help you organize your financial life into three key strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

Liquidity

To help maintain your lifestyle

This strategy helps you manage cash flow for near-term expenses. It can give you the confidence to fund short-term needs regardless of the markets, and helps reduce the likelihood of making impulsive investment decisions during periods of market volatility. 

  • Entertainment and travel
  • Taxes
  • Purchasing a home

Longevity

To help improve your lifestyle

This strategy includes the resources you’ll need over the course of your life. It can help you gain confidence in your future by allowing you to shift your focus to meeting long-term goals rather than trying to outperform the markets.

  • Retirement
  • Healthcare and long-term expenses
  • Second home

Legacy

To help improve the lives of others

This strategy includes all of the resources for needs that go beyond your own. Having a Legacy strategy can boost your confidence by reframing risk based on specific legacy goals and longer time frames.

  • Giving to family
  • Philanthropy
  • Wealth transfer over generations

Your leadership team

Your leadership team has deep experience in the sophisticated needs of the wealthy. The team works closely with your Financial Advisor in bringing you the global resources, intellectual capital and comprehensive solutions the firm has to offer

Todd Locicero

Market Head, West Coast Private Wealth
Market, Managing Director

555 California Street, 32nd Floor
San Francisco, CA 94104
todd.locicero@ubs.com
415-963-5200

As the Market Head of West Coast Private Wealth Management, Todd oversees the management of Private Wealth offices from San Diego to Seattle. Before his current role, Todd ran the Southwest Private Wealth Management Market, which consisted of multiple offices in Southern California, Arizona and Colorado. Todd also ran the UBS Wealth Management Metropolitan Region, where he oversaw the Wealth Management offices in New York, New Jersey and Connecticut. Prior to joining UBS, Todd was at Morgan Stanley for eight years where he ran their Private Wealth Management Office in Los Angeles and held a variety of high net worth positions in their New York-based home office. Prior to joining Morgan Stanley, Todd worked as a private wealth advisor at both Robertson Stephens and Hambrecht & Quist.

Todd is a graduate of Stanford University.

Lauren Gorsche

Los Angeles County
PWM Complex Director
Managing Director

2000 Avenue of the Stars, 7th Floor North
Los Angeles, CA 90067
lauren.c.gorsche@ubs.com
310-734-2400

Lauren is the Complex Director for UBS Private Wealth Management in Los Angeles County. Having spent 18 years in various roles at UBS, Lauren leverages her deep knowledge of the firm to bring the best of UBS to our Private Wealth Advisors and their clients. Prior to her current role, Lauren was Chief of Staff for US Wealth Management, supporting our business with over 6,000 Advisors, overseeing over $1 trillion in assets. She has also acted as Chief of Staff for the Global Investment Platforms and Solutions business and as Corporate Secretary for the US Wealth Management Committee. Prior to her Chief of Staff positions, Lauren spent 12 years in the Banking group in multiple advisor- and client-facing roles, including Head of Sales Strategy, Senior Wealth Management Banker and managing the Banking Solutions desk.

Lauren holds a B.A. from Duke University, where she graduated Magna Cum Laude. Lauren is a member of the academic honor fraternity Phi Beta Kappa. She also holds her Series 7, 24, 63 and 66 securities licenses. Lauren moved with her family from New York City to Los Angeles.

Mally Burton

Assistant Market Head, West Coast PWM Market, Director

2000 Avenue of the Stars, 7th Floor North
Los Angeles, CA 90067
mally.burton@ubs.com
310-734-2400

In her role as Assistant Market Head, Mally works with advisors and clients in 15 offices across four states, including California, Oregon, Washington and Nevada. Mally began her career at UBS in New York City as a member of the Graduate Talent Program (GTP). During her time as a GTP analyst, she worked with several of the firm’s ultra high net worth specialist groups, and gained exposure to various investment product groups and senior leaders. Mally is passionate about women’s wealth and investing and previously spent time working at an NYC-based fintech company focused on closing the gender investing gap. She also co-chairs the Los Angeles Chapter of All Bar None, a group of UBS employees committed to the personal and professional development of women at UBS.

Mally graduated from Vanderbilt University with a B.S. in human & organizational development and a minor in corporate strategy. Mally holds her Series 7, 9, 10 and 66 securities licenses, along with the Accredited Wealth Management AdvisorSM designation.

Irene Stanley

Assistant Market Head, West Coast PWM Market

555 California Street, 32nd floor
San Francisco, CA 94104
irene.stanley@ubs.com
415-963-5200

As Assistant Market Head, Irene partners with Private Wealth Advisors to deliver the best resources UBS has to offer to our clients. She spent 25 years at Morgan Stanley Private Wealth Management prior to joining UBS. Prior to her role as Assistant Market Head, Irene was a Market Supervisory Officer.

Irene received her degree from California State University, Long Beach in business administration with a minor in Russian. She spends most of her free time with her family traveling or watching her daughter and son play sports.

Eileen Dofredo

Market Administrative Officer

555 California Street, 32nd floor
San Francisco, CA 94104
eileen.dofredo@ubs.com
415-352-5650

Eileen helps manage the West Coast Private Wealth Management branches. She oversees various administrative, operational and HR functions such as the hiring of team associates, facilities management and maintaining a great office culture. Eileen has 25+ years of experience in the industry and previously worked for Morgan Stanley Private Wealth Management and Cowen & Co. She has held various positions from Senior Sales Associate, Administrative Manager to Senior Complex Risk Officer.

Eileen received her degree in managerial economics from the University of California, Davis. Eileen enjoys traveling abroad, reading, hiking and spending quality time with family and friends.

Isabel Oropeza

Administrative Manager Director

2000 Avenue of the Stars, 7th Floor North
Los Angeles, CA 90067
isabel.oropeza@ubs.com
310-734-2400

Isabel joined UBS Financial Services Inc. in 2013 as a Client Service Associate and since 2015 has served as Administrative Manager of the Encino branch. Isabel has represented the West LA Market as a steering committee member for the Los Angeles Chapter’s All Bar None Network.

Originally from Orange County, Isabel graduated Magna Cum Laude from Pepperdine University with a B.A in organizational communications. She serves as a board member for the Fullerton College Foundation. She enjoys spending time with her family and friends, the beach, traveling and volunteering with different nonprofit organizations that have a focus in the areas of education or cancer. She is currently attending USC part time pursuing her Master’s degree at the Price School of Public Policy.

Jennifer Thompson

Market Supervisory Officer
Director

2000 Avenue of the Stars, 7th Floor North
Los Angeles, CA 90067
jennifer.thompson@ubs.com
310-734-2400

Jennifer joined UBS in 2004 and has over 18 years of industry experience. She has held several roles including Client Service Associate, Financial Advisor and Market Administrative Officer. She started her career in Miami and moved to the Los Angeles area in 2009 to work in the UBS Beverly Hills office.

Jennifer grew up in the Bahamas and enjoys spending time outside of work with her husband and two young children.

Christopher Chow

Market Supervisory Officer

555 California Street, 32nd floor
San Francisco, CA 94104
christopherw.chow@ubs.com
415-352-5650

Chris has worked in the financial services industry for over 25 years and has been with UBS since 2015. Prior to joining UBS, he was a Complex Risk Officer at Morgan Stanley.

Chris graduated with a degree in Applied Mathematics from the University of California, Berkeley. He speaks four languages fluently and enjoys travelling and cooking.

Eric Moreno

Supervisory Officer
Authorized Officer

2000 Avenue of the Stars, 7th Floor North
Los Angeles, CA 90067
eric.moreno@ubs.com
310-734-2400

Eric serves as a Supervisory Officer for the Los Angeles Private Wealth Management Market. Eric joined UBS in 2017 and brings over 34 years of industry experience to the management team.

Born and raised in Los Angeles, Eric has lived in New York City, Atlanta and Chicago over the years. In his free time, Eric enjoys travelling internationally. He also strives to keep close ties with his Mexican, German and Irish heritage through visiting family, traveling, reading and attending local events.

Anna Lam

Supervisory Officer
Associate Director

2000 Avenue of the Stars, 7th Floor North
Los Angeles, CA 90067
anna.lam@ubs.com
310-734-2400

Anna has over 14 years of experience in the financial services industry. She began her career at Wells Fargo Advisors in 2006 as a licensed banker and was with the company for over seven years. In 2013, Anna joined Credit Suisse as a control analyst and continued with a similar supervisor role at Wells Fargo in 2015.

She enjoys spending time with her family and friends, exploring new places and trying new restaurants.

Jodie Lu

Branch Office Administrator

555 California Street, 32nd floor
San Francisco, CA 94104
jodie.lu@ubs.com
415-352-5650

As the Branch Office Administrator, Jodie supports the management team on a wide variety of administrative and risk management tasks and is a resource to all support staff on HR-related functions. Jodie joined UBS in 2018 and, prior to her current role, she was a hybrid Client Service Associate assisting management and operations in addition to her team.

Jodie holds her Series 7, 63 and 65 securities licenses and is currently studying toward her Series 9/10 securities license. She received a degree in Business Administration with an emphasis in Finance from California State University, Long Beach. Jodie enjoys spending time with family and friends, reading and outdoor activities.

Karen Stinger

Executive Team Assistant

555 California Street, 32nd floor
San Francisco, CA 94104
karen.stinger@ubs.com
415-352-5650

A 35-year veteran of UBS, Karen is an Executive Assistant for the Market Head of the West Coast Private Wealth Management Market that includes locations in San Francisco, Seattle and Portland. She also assists other members of the leadership team in running the office’s day-to-day operations. Her responsibilities include travel coordination, finance and administrative processing, and coordinating business development meetings. She is a key liaison with home office partners and major stakeholders in the wealth management market and branch structure.

In her free time, Karen enjoys the outdoors, volunteering at the local animal shelter and senior center, and is also active in the Marin community.

Olivia V. Padilla

Executive Team Assistant

2000 Avenue of the Stars, 7th Floor North
Los Angeles, CA 90067
olivia.padilla@ubs.com
310-734-2400

With over 20 years of industry experience, Olivia has held various roles within the firm, including Branch Technology Liaison and Client Service Associate. She was most recently the Executive Team Assistant in the UBS Beverly Hills office.

Vivian Mui

Supervisory Officer – Associate Director 

555 California Street, 32nd floor
San Francisco, CA 94104
vivian.mui@ubs.com
415-352-5650


Let’s start a conversation.

Your goals and aspirations, your family and business, the legacy you want to leave behind-these are the things that drive you. They are also the very things that inspire us to craft an exclusive plan for you. To explore how we may serve you and your family-s needs, please contact us. And experience the UBS difference.

UBS Financial Services Inc.

555 California Street, 32nd Floor
San Francisco, CA 94104
+1-415-352 5650

West Coast regional offices

Bellevue

601 108th Avenue NE
Suite 2000
Bellevue, WA 98004

Beverly Hills

31 South Rodeo Drive
Suite 300
Beverly Hills CA 90212

Fresno

5200 N Palm Avenue
Suite 101
Fresno, CA 93704

La Jolla

1200 Prospect Street
La Jolla, CA 92037

Las Vegas

10801 W Charleston Boulevard,
Suite 400
Las Vegas, NV 89135

Los Angeles

2000 Avenue of the Stars
Los Angeles, CA 90067

Manhattan Beach

2121 Rosecrans Avenue
Suite 1300
El Segundo, CA 90245

Newport Beach

888 San Clemente Drive
Suite 300
Newport Beach, CA 92660

Palo Alto

775 Page Mill Road
Palo Alto, CA 94304

Portland

805 SW Broadway,
Suite 2600
Portland, OR 97205

San Diego

600 West Broadway
Suite 2100
San Diego, CA 92101

San Francisco

555 California Street
Suite 3400
San Francisco, CA 94104

Seattle

925 4th Avenue
Seattle, WA 98104

Scottsdale

4800 N Scottsdale Road
Suite 4500
Scottsdale, AZ 85251

Walnut Creek

1255 Treat Boulevard
Suite 1000
Walnut Creek, CA 94597