SIMPLE IRA Documentation for Your Employees

As a SIMPLE IRA plan sponsor, you are required by the Internal Revenue Service to provide the UBS SIMPLE IRA Summary Description and a copy of your completed SIMPLE IRA Plan/Adoption Agreement to all employees who are eligible to participate in your SIMPLE IRA Plan. The deadline for distributing these materials is November 1, 2018.

A notice with more detailed information, the UBS SIMPLE IRA Summary Description and a sample employee letter are posted below. We've highlighted text in the employee letter that may help you personalize it according to your plan's requirements.

Please contact your Financial Advisor with questions.

UBS notice - IRS required SIMPLE IRA annual employee notification (PDF, 62 KB)
UBS SIMPLE IRA Summary Description (PDF, 206 KB)
Sample Employee Letter