Texas Private Wealth Management

The Purposeful Legacy

You call this home. So do we.

With deep roots in Texas and neighboring Oklahoma and Missouri, we help exceptional families like yours throughout the region pursue life’s most important goals. Your values are our values. You’ll see us in the community through support of our schools and organizations, local philanthropies and personal volunteering.

A commitment beyond wealth.

  • 150-year heritage in helping you transform your success into a lasting legacy
  • Resources for your unique and sophisticated needs—including your business, family, philanthropy and personal passions
  • Resources for educating your children about the responsibilities of wealth
  • Insights and experience to enrich every aspect of your life.

You’re in great company— UBS is one of the world’s largest wealth managers.

UBS AG (Euromoney awards)

Best Global Private Bank
2018, 2017, 2016, 2014

Best Services for Philanthropy and Social Impact Investing
2018, 2017, 2016, 2015

Best Family Office Services
2018, 2017

Best Services for Succession Planning Advice and Trusts

2018, 2017, 2016, 2015

Best Bank for Wealth Management in North America
2017

Best Global Wealth Manager
2017, 2016, 2015

The Euromoney awards were independently determined and awarded by the Euromoney editorial team. UBS did not pay a fee in exchange for these awards. For more information on a particular award, please visit ubs.com/us/en/designation-disclosures.

Boutique experience for the attention you deserve.

Your team is dedicated to serving only a select few families to ensure you have the personal touch and service level you expect. Through your team you’ll have access to the firm’s global experience and financial strength to help meet all your sophisticated needs.

Deep community involvement.

Whether it’s taking time off from work to volunteer after hurricane Harvey or being active members in educational institutions like the Baker Institute at Rice University, and more, we are fully invested in our community.


Working together to help you pursue what matters most.

Significant wealth brings complexity. UBS Wealth Way helps you think about your life and wealth along three key strategies: Liquidity. Longevity. Legacy. Each is designed to work in tandem throughout your life and beyond. Together, we’ll look at every aspect of your wealth—including nurturing your family’s financial, social, and human capital. All so that we can help pass on your values and your legacy today, tomorrow and for generations to come.

Liquidity. Longevity. Legacy.

Our approach starts with questions and a discussion that help us focus on what’s really important to you. Then, we can  help you organize your financial life into three key strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

Liquidity

To help maintain your lifestyle

This strategy helps you manage cash flow for near-term expenses. It can give you the  confidence to fund short-term needs regardless of the markets, and helps reduce the  likelihood of making impulsive investment decisions during periods of market volatility. 

  • Entertainment and travel
  • Taxes
  • Purchasing a home

Longevity

To help improve the lives of others

This strategy includes the resources you’ll need over the course of  your life. It can help you gain confidence in your future by allowing you to shift your focus to meeting long-term goals rather than  trying to outperform the markets.

  • Retirement
  • Healthcare and long-term expenses
  • Second home

Legacy

To help improve the lives of others

This strategy includes all of the resources for needs that go  beyond your own. Having a Legacy strategy can boost your confidence by reframing risk based on specific legacy goals and longer timeframes.

  • Giving to family
  • Philanthropy
  • Wealth transfer over generations

Your leadership team.

Your leadership team has deep experience in the sophisticated needs of the wealthy. The team works closely with your Financial Advisor in bringing you the global resources, intellectual capital and comprehensive solutions the firm has to offer.

Tommy
Stacy

Executive Director
Texas Market Head

100 Crescent Court, Suite 400
Dallas, TX 75201
thomas.stacy@ubs.com
214-932-8943

Tommy currently serves as the Texas Market Head for UBS Private Wealth Management. During his tenure at UBS, he has held a variety of management positions, including Branch Manager and Dallas Complex Director. Prior to entering the financial services industry, Tommy was the general manager of Media Sports Partnership, which was a division of the family office of Dr. John McMullen. 

Tommy graduated with a B.S. degree from Texas Christian University. He and his wife Ali have two children.

Kreg Ian Pearless

Executive Director
Branch Manager
Houston, TX

4400 Post Oak Parkway, Suite 2000
Houston, TX 77027
kreg.pearless@ubs.com
713-350-8009

Kreg joined UBS in 2005 and has been part of the Texas region of UBS Private Wealth Management since 2014. In his current role as Branch Manager of Houston, Kreg works with Private Wealth Advisors to deliver the full range of the firm’s capabilities, expertise, and solutions to ultra-high net worth clients.

Prior to that, Kreg spent three years at UBS Private Wealth Management in Boston serving in various capacities. In his free time he enjoys golf, cycling, running and almost anything outdoors. Kreg received a B.A. in Finance from Babson College in Wellesley, MA.

Kristen Sprenger

Associate Director
Texas Assistant Market Head

100 Crescent Court, Suite 400
Dallas, TX 75201
kristen.sprenger@ubs.com
214-932-8912

Kristen started her career at UBS in 2011 as a Client Service Associate after graduating from Penn State University with a degree in economics.. She rose steadily, taking on management responsibilities as Executive Team Assistant and then as Administrative Manager.

In 2016, Kristen joined Private Wealth Management as a Supervisory Officer eventually rising to become the Assistant Market Head for the Texas region.

Kristen’s experience playing Division I soccer at Penn State helps her juggle the
multitude of responsibilities that come with the job. Outside the office, Kristen serves on the Council for the Goodyear Cotton Bowl Athletic Association, is an active member at the George W. Bush Presidential Center.


Let’s start a conversation.

Your goals and aspirations, your family and business, the legacy you want to leave behind—these are the things that drive you. They are also the very things that inspire us to craft an exclusive plan for you. To explore how we may serve you and your family’s needs, please contact us. And experience the UBS difference.

UBS Financial Services Inc.

4400 Post Oak Parkway, 20th Floor
Houston, TX 77027
888-299-1232
713-350-8000

UBS Financial Services Inc. regional offices

Dallas

100 Crescent Court, Suite 400
Dallas, TX 75201
214-981-0531
888-299-1232

Austin

98 San Jacinto, Suite 600
Austin, TX 78701
888-299-1232

Oklahoma City

4801 Gaillardia Parkway
Building C, Suite 100
Oklahoma City, OK 73142
888-299-1232

Kansas City

11150 Overbrook Road
Suite 300
Leawood, KS 66211
888-299-1232