Regulations

As a financial services provider based in Switzerland, UBS is subject to the consolidated supervision of the Swiss Financial Market Supervisory Authority (FINMA). Our entities are also regulated and supervised by the authorities in each of the countries where they conduct business. Through UBS AG and UBS Switzerland AG, which are licensed as banks in Switzerland, the Group may engage in a full range of financial services activities in Switzerland and abroad, including personal banking, commercial banking, investment banking and asset management.

 

Articles of Association

The articles of association are the basic legal document of the company and therefore have to be submitted for approval to the shareholders' meeting. The most important issues governed by the articles of association are:

  • Amount and composition of the company's share capital and organization of the share register
  • Organization, authorities and powers of the Annual General Meeting
  • Composition, duties and authorities of the Board of Directors
  • Composition, duties and authorities of the Group Executive Board
  • Functions of the external auditors

Archive

2020

Month

Month

EN

EN

DE

DE

FR

FR

IT

IT

Month

9 March

EN

EN

DE

DE

FR

FR

IT

IT

2019

Month

Month

EN

EN

DE

DE

FR

FR

IT

IT

Month

5 March

EN

EN

DE

DE

FR

FR

IT

IT

2018

Month

Month

EN

EN

DE

DE

FR

FR

IT

IT

Month

5 March

EN

EN

DE

DE

FR

FR

IT

IT

2017

Month

Month

EN

EN

DE

DE

FR

FR

IT

IT

Month

21 February

EN

EN

DE

DE

FR

FR

IT

IT

2016

Month

Month

EN

EN

DE

DE

FR

FR

IT

IT

Month

15 February

EN

EN

DE

DE

FR

FR

IT

IT

2015

Month

Month

EN

EN

DE

DE

FR

FR

IT

IT

Month

28 August

EN

EN

DE

DE

FR

FR

IT

IT

Month

12 June

EN

EN

DE

DE

FR

FR

IT

IT

Month

9 March

EN

EN

DE

DE

FR

FR

IT

IT

Month

10 February

EN

EN

DE

DE

FR

FR

IT

IT

2014

Month

Month

EN

EN

DE

DE

FR

FR

IT

IT

Month

16 December

EN

EN

DE

DE

FR

FR

IT

IT

Month

26 November

EN

EN

DE

DE

FR

FR

IT

IT


 

The Organization Regulations of UBS Group AG

Valid as of 1 April 2020

The Organization Regulations constitute the Group’s primary corporate governance guidelines establishing a corporate governance structure for UBS Group AG and its subsidiaries. These Organization Regulations have been approved by the Board of UBS Group AG on 5 December 2019, they comply with all relevant corporate governance requirements but are not intended in any way to be a substitute for mandatory provisions of law, rules or regulations applicable to the Group.

Archive

Date

Date

EN

EN

DE

DE

Date

1 April 2020

EN

EN

DE

DE

Date

1 May 2019

EN

EN

DE

DE

Date

1 March 2018

EN

EN

DE

DE

Date

1 January 2017

EN

EN

DE

DE

Date

1 January 2016

EN

EN

DE

DE


 

Charter for Group Internal Audit

In line with the Organization Regulations of UBS Group AG, this charter describes the role, responsibilities and authorities as well as the scope, objectives and position of Group Internal Audit.

Archive

Year

Year

EN

EN

Year

2019

EN

EN

Year

2018

EN

EN

Year

2017

EN

EN

Year

2016

EN

EN

Year

2015

EN

EN


Latest financial information and Annual General Meeting

View or download our current and archived financial reports.

See our upcoming events and important dates.

More on our Annual General Meeting of shareholders.