Regulations

As a financial services provider based in Switzerland, UBS is subject to the consolidated supervision of the Swiss Financial Market Supervisory Authority (FINMA). Our entities are also regulated and supervised by the authorities in each of the countries where they conduct business. Through UBS AG and UBS Switzerland AG, which are licensed as banks in Switzerland, the Group may engage in a full range of financial services activities in Switzerland and abroad, including personal banking, commercial banking, investment banking and asset management.


Articles of Association

The articles of association are the basic legal document of the company and therefore have to be submitted for approval to the shareholders' meeting. The most important issues governed by the articles of association are:

  • Amount and composition of the company's share capital and organization of the share register
  • Organization, authorities and powers of the Annual General Meeting
  • Composition, duties and authorities of the Board of Directors
  • Composition, duties and authorities of the Group Executive Board
  • Functions of the external auditors

Archive

2021

Month

Month

EN

EN

DE

DE

FR

FR

IT

IT

Month

8 April

EN

EN (PDF, 219 KB)

DE

DE (PDF, 230 KB)

FR

FR (PDF, 151 KB)

IT

IT (PDF, 147 KB)

2020

Month

Month

EN

EN

DE

DE

FR

FR

IT

IT

Month

9 March

EN

EN (PDF, 230 KB)

DE

DE (PDF, 247 KB)

FR

FR (PDF, 229 KB)

IT

IT (PDF, 224 KB)

2019

Month

Month

EN

EN

DE

DE

FR

FR

IT

IT

Month

5 March

EN

EN (PDF, 232 KB)

DE

DE (PDF, 237 KB)

FR

FR (PDF, 231 KB)

IT

IT (PDF, 224 KB)

2018

Month

Month

EN

EN

DE

DE

FR

FR

IT

IT

Month

5 March

EN

EN (PDF, 201 KB)

DE

DE (PDF, 207 KB)

FR

FR (PDF, 205 KB)

IT

IT (PDF, 198 KB)

2017

Month

Month

EN

EN

DE

DE

FR

FR

IT

IT

Month

21 February

EN

EN (PDF, 360 KB)

DE

DE (PDF, 362 KB)

FR

FR (PDF, 288 KB)

IT

IT (PDF, 286 KB)

2016

Month

Month

EN

EN

DE

DE

FR

FR

IT

IT

Month

15 February

EN

EN (PDF, 212 KB)

DE

DE (PDF, 218 KB)

FR

FR (PDF, 223 KB)

IT

IT (PDF, 217 KB)

2015

Month

Month

EN

EN

DE

DE

FR

FR

IT

IT

Month

28 August

EN

EN (PDF, 212 KB)

DE

DE (PDF, 217 KB)

FR

FR (PDF, 221 KB)

IT

IT (PDF, 218 KB)

Month

12 June

EN

EN (PDF, 202 KB)

DE

DE (PDF, 179 KB)

FR

FR (PDF, 185 KB)

IT

IT (PDF, 176 KB)

Month

9 March

EN

EN (PDF, 200 KB)

DE

DE (PDF, 445 KB)

FR

FR (PDF, 217 KB)

IT

IT (PDF, 199 KB)

Month

10 February

EN

EN (PDF, 198 KB)

DE

DE (PDF, 435 KB)

FR

FR (PDF, 215 KB)

IT

IT (PDF, 198 KB)

2014

Month

Month

EN

EN

DE

DE

FR

FR

IT

IT

Month

16 December

EN

EN (PDF, 198 KB)

DE

DE (PDF, 435 KB)

FR

FR (PDF, 207 KB)

IT

IT (PDF, 197 KB)

Month

26 November

EN

EN (PDF, 195 KB)

DE

DE (PDF, 433 KB)

FR

FR (PDF, 202 KB)

IT

IT (PDF, 195 KB)


The Organization Regulations of UBS Group AG

Valid as of 14 February 2022

The Organization Regulations constitute the Group’s primary corporate governance guidelines establishing a corporate governance structure for UBS Group AG and its subsidiaries. These Organization Regulations have been approved by the Board of UBS Group AG on 9 September 2021, they comply with all relevant corporate governance requirements but are not intended in any way to be a substitute for mandatory provisions of law, rules or regulations applicable to the Group.

Archive

Date

Date

EN

EN

DE

DE

Date

14 February 2022

EN

EN (PDF, 637 KB)

DE

DE (PDF, 663 KB)

Date

1 April 2020

EN

EN (PDF, 741 KB)

DE

DE (PDF, 647 KB)

Date

1 May 2019

EN

EN (PDF, 463 KB)

DE

DE (PDF, 439 KB)

Date

1 March 2018

EN

EN (PDF, 617 KB)

DE

DE (PDF, 806 KB)

Date

1 January 2017

EN

EN (PDF, 574 KB)

DE

DE (PDF, 802 KB)

Date

1 January 2016

EN

EN (PDF, 790 KB)

DE

DE (PDF, 707 KB)


Charter for Group Internal Audit

In line with the Organization Regulations of UBS Group AG, this charter describes the role, responsibilities and authorities as well as the scope, objectives and position of Group Internal Audit.

Archive

Year

Year

EN

EN

Year

2021

EN

EN (PDF, 134 KB)

Year

2020

EN

EN (PDF, 336 KB)

Year

2019

EN

EN (PDF, 201 KB)

Year

2018

EN

EN (PDF, 333 KB)

Year

2017

EN

EN (PDF, 265 KB)

Year

2016

EN

EN (PDF, 261 KB)


Latest financial information and Annual General Meeting

View or download our current and archived financial reports.

See our upcoming events and important dates.

More on our Annual General Meeting of shareholders.