MiFID II Top 5 reports

The reports on this page relate to the MiFID II Best Execution reporting requirements as articulated in RTS 27 and RTS 28. Please contact your usual UBS Sales or Trading contact in the event of any questions.
Please note – the files may be large.

Please note that the Top 5 Venues / Brokers 2017 report has been prepared by UBS on a best efforts basis utilising information pre-dating the introduction of MiFID II on 3rd Jan 2018.

Wealth Management, UBS AG, Jersey Branch

(e) Currency derivatives - (ii) Swaps, forwards, and other currency derivatives

CSV

PDF (PDF, 40 KB)

Qualitative Summary (PDF) (PDF, 168 KB)

(a) Equities – Shares & Depositary Receipts

CSV

PDF (PDF, 43 KB)

Qualitative Summary (PDF) (PDF, 169 KB)

(b) Debt instruments - (i) Bonds

CSV

PDF (PDF, 44 KB)

Qualitative Summary (PDF) (PDF, 168 KB)

(h) Securitized Derivatives - (ii) Other securitized derivatives

CSV

PDF (PDF, 45 KB)

Qualitative Summary (PDF) (PDF, 168 KB)

(k) Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

CSV

PDF (PDF, 41 KB)

Qualitative Summary (PDF) (PDF, 169 KB)

Wealth Management, UBS AG, London Branch

(a) Equities – Shares & Depositary Receipts

CSV

PDF (PDF, 46 KB)

Qualitative Summary (PDF) (PDF, 169 KB)

(b) Debt instruments - (ii) Money markets instruments

CSV

PDF (PDF, 42 KB)

Qualitative Summary (PDF) (PDF, 168 KB)

(b) Debt instruments - (i) Bonds

CSV

PDF (PDF, 45 KB)

Qualitative Summary (PDF) (PDF, 168 KB)

(e) Currency derivatives - (ii) Swaps, forwards, and other currency derivatives

CSV

PDF (PDF, 40 KB)

Qualitative Summary (PDF) (PDF, 168 KB)

(h) Securitized Derivatives - (ii) Other securitized derivatives

CSV

PDF (PDF, 45 KB)

Qualitative Summary (PDF) (PDF, 168 KB)

(k) Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

CSV

PDF (PDF, 45 KB)

Qualitative Summary (PDF) (PDF, 169 KB)

(m) Other instruments

CSV

PDF (PDF, 41 KB)

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(a) Equities – Shares & Depositary Receipts

CSV

PDF (PDF, 43 KB)

Qualitative Summary (PDF) (PDF, 169 KB)

(b) Debt instruments - (ii) Money markets instruments

CSV

PDF (PDF, 42 KB)

Qualitative Summary (PDF) (PDF, 168 KB)

(b) Debt instruments - (i) Bonds

CSV

PDF (PDF, 41 KB)

Qualitative Summary (PDF) (PDF, 168 KB)

(e) Currency derivatives - (ii) Swaps, forwards, and other currency derivatives

CSV

PDF (PDF, 40 KB)

Qualitative Summary (PDF) (PDF, 168 KB)

(h) Securitized Derivatives - (ii) Other securitized derivatives

CSV

PDF (PDF, 41 KB)

Qualitative Summary (PDF) (PDF, 168 KB)

(k) Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

CSV

PDF (PDF, 41 KB)

Qualitative Summary (PDF) (PDF, 169 KB)

(m) Other instruments

CSV

PDF (PDF, 41 KB)

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