MiFID II Top 5 reports

The reports on this page relate to the MiFID II Best Execution reporting requirements as articulated in RTS 27 and RTS 28. Please contact your usual UBS Sales or Trading contact in the event of any questions.
Please note – the files may be large.

Wealth Management, UBS AG, Jersey Branch

2020

Class of Instrument

Class of Instrument

Download CSV

Download CSV

Download PDF

Download PDF

Qualitative summary

Qualitative summary

Class of Instrument

(a) Equities – Shares & Depositary Receipts (i) Tick size liquidity bands 5 and 6 (from 2000 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (ii) Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (iii) Tick size liquidity band 1 and 2 (from 0 to 79 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (i) Bonds

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(h) Securitized Derivatives - (i) Warrants and Certificate Derivatives

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(e) Currency Derivatives - (ii) Swaps, forwards, and other currency derivatives

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(k) Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

2019

Class of Instrument

Class of Instrument

Download CSV

Download CSV

Download PDF

Download PDF

Qualitative summary

Qualitative summary

Class of Instrument

(a) Equities – Shares & Depositary Receipts (i) Tick size liquidity bands 5 and 6 (from 2000 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (ii) Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (iii) Tick size liquidity band 1 and 2 (from 0 to 79 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (i) Bonds

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(f) Structured finance instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

-

Class of Instrument

(h) Securitized Derivatives - (i) Warrants and Certificate Derivatives

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(k) Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(m) Other instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

-

2018

Class of Instrument

Class of Instrument

Download CSV

Download CSV

Download PDF

Download PDF

Qualitative summary

Qualitative summary

Class of Instrument

(a) Equities – Shares & Depositary Receipts (i) Tick size liquidity bands 5 and 6 (from 2000 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (ii) Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (iii) Tick size liquidity band 1 and 2 (from 0 to 79 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (i) Bonds

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (ii) Money markets instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(f) Structured finance instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

-

Class of Instrument

(h) Securitized Derivatives - (i) Warrants and Certificate Derivatives

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(k) Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(m) Other instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

-

Wealth Management, UBS AG, London Branch

2020

Class of Instrument

Class of Instrument

Download CSV

Download CSV

Download PDF

Download PDF

Qualitative summary

Qualitative summary

Class of Instrument

(a) Equities – Shares & Depositary Receipts (i) Tick size liquidity bands 5 and 6 (from 2000 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (ii) Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (iii) Tick size liquidity band 1 and 2 (from 0 to 79 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (i) Bonds

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (ii) Money markets instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(h) Securitized Derivatives - (i) Warrants and Certificate Derivatives

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(k) Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(m) Other instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

2019

Class of Instrument

Class of Instrument

Download CSV

Download CSV

Download PDF

Download PDF

Qualitative summary

Qualitative summary

Class of Instrument

(a) Equities – Shares & Depositary Receipts (i) Tick size liquidity bands 5 and 6 (from 2000 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (ii) Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (iii) Tick size liquidity band 1 and 2 (from 0 to 79 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (i) Bonds

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (ii) Money markets instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(h) Securitized Derivatives - (i) Warrants and Certificate Derivatives

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(k) Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(m) Other instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

2018

Class of Instrument

Class of Instrument

Download CSV

Download CSV

Download PDF

Download PDF

Qualitative summary

Qualitative summary

Class of Instrument

(a) Equities – Shares & Depositary Receipts (i) Tick size liquidity bands 5 and 6 (from 2000 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (ii) Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (iii) Tick size liquidity band 1 and 2 (from 0 to 79 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (i) Bonds

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (ii) Money markets instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

-

Class of Instrument

(g) Equity Derivatives - (i) Options and Futures admitted to trading on a trading venue

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

-

Class of Instrument

(h) Securitized Derivatives - (i) Warrants and Certificate Derivatives

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(k) Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(m) Other instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

-

2020

Class of Instrument

Class of Instrument

Download CSV

Download CSV

Download PDF

Download PDF

Qualitative summary

Qualitative summary

Class of Instrument

(a) Equities – Shares & Depositary Receipts (i) Tick size liquidity bands 5 and 6 (from 2000 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (ii) Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (iii) Tick size liquidity band 1 and 2 (from 0 to 79 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (i) Bonds

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (ii) Money markets instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(e) Currency derivatives - (ii) Swaps, forwards, and other currency derivatives

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(h) Securitized Derivatives - (i) Warrants and Certificate Derivatives

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(k) Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(m) Other instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

2019

Class of Instrument

Class of Instrument

Download CSV

Download CSV

Download PDF

Download PDF

Qualitative summary

Qualitative summary

Class of Instrument

(a) Equities – Shares & Depositary Receipts (i) Tick size liquidity bands 5 and 6 (from 2000 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (ii) Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (iii) Tick size liquidity band 1 and 2 (from 0 to 79 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (i) Bonds

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (ii) Money markets instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(e) Currency derivatives - (ii) Swaps, forwards, and other currency derivatives

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(f) Structured finance instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(h) Securitized Derivatives - (i) Warrants and Certificate Derivatives

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(k) Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(m) Other instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

2018

Class of Instrument

Class of Instrument

Download CSV

Download CSV

Download PDF

Download PDF

Qualitative summary

Qualitative summary

Class of Instrument

(a) Equities – Shares & Depositary Receipts (i) Tick size liquidity bands 5 and 6 (from 2000 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (ii) Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(a) Equities – Shares & Depositary Receipts (iii) Tick size liquidity band 1 and 2 (from 0 to 79 trades per day)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (i) Bonds

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (ii) Money markets instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(e) Currency derivatives - (ii) Swaps, forwards, and other currency derivatives

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(f) Structured finance instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

-

Class of Instrument

(h) Securitized Derivatives - (i) Warrants and Certificate Derivatives

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(k) Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(m) Other instruments

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

-