MiFID II Top 5 reports

The reports on this page relate to the MiFID II Best Execution reporting requirements as articulated in RTS 27 and RTS 28. Please contact your usual UBS Sales or Trading contact in the event of any questions.
Please note – the files may be large.

Please note that the Top 5 Venues / Brokers 2017 report (amended 6th July 2018) has been prepared by UBS on a best efforts basis utilising information pre-dating the introduction of MiFID II on 3rd Jan 2018.

Wealth Management, UBS AG, Jersey Branch

Class of Instrument

Class of Instrument

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Qualitative summary

Qualitative summary

Class of Instrument

(e) Currency derivatives - (ii) Swaps, forwards, and other currency derivatives

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Qualitative summary

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Class of Instrument

Class of Instrument

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Qualitative summary

Class of Instrument

(a) Equities – Shares & Depositary Receipts

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Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (i) Bonds

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Class of Instrument

(h) Securitized Derivatives - (ii) Other securitized derivatives

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Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(k) Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

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Qualitative summary

Qualitative Summary (PDF)pdf

Wealth Management, UBS AG, London Branch

Class of Instrument

Class of Instrument

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Qualitative summary

Qualitative summary

Class of Instrument

(a) Equities – Shares & Depositary Receipts

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (i) Bonds

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CSV

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PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(e) Currency derivatives - (ii) Swaps, forwards, and other currency derivatives

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(h) Securitized Derivatives - (ii) Other securitized derivatives

Download CSV

CSV

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PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(k) Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

Download CSV

CSV

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PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

Class of Instrument

Download CSV

Download CSV

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Download PDF

Qualitative summary

Qualitative summary

Class of Instrument

(a) Equities – Shares & Depositary Receipts

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CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (ii) Money markets instruments

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CSV

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PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(b) Debt instruments - (i) Bonds

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CSV

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PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(e) Currency derivatives - (ii) Swaps, forwards, and other currency derivatives

Download CSV

CSV

Download PDF

PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(h) Securitized Derivatives - (ii) Other securitized derivatives

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CSV

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PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(k) Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)

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CSV

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PDFpdf

Qualitative summary

Qualitative Summary (PDF)pdf

Class of Instrument

(m) Other instruments

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Qualitative summary

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