Financial Services Act (FinSA)

Information for clients of UBS Switzerland AG

Clients of UBS AG (Investment Bank) can find information via the following link:

The new Swiss Financial Services Act (FinSA) entered into force on 1 January 2020. The aims of the new Swiss FinSA include strengthening investor protection and the Swiss financial center, and establishing comparable standards for financial service providers. Please note that UBS Switzerland AG will make use of the regulatory transition periods to implement FinSA duties regarding the rules of conduct and the organizational measures.

We have put together some important information for you as a client below:

Only for Clients with a Custody Account or Clients who otherwise trade financial instruments with UBS Switzerland AG: