Order Handling - Institutional Clients

UBS Securities LLC (“UBS” or the “Firm") – Order Handling Procedures Relating to US Equity Products for Institutional Clients

This document is part of UBS' ongoing efforts to provide transparency to clients about its business practices related to US equity products for Institutional Clients. These procedures are current as of June 2024 and are subject to change at the discretion of UBS.

If you need further information or have additional questions, please contact your UBS Salesperson or representative.


Order Routing

Trading Specific


UBS greatly appreciates the support and the trust our clients have placed in the Firm with their business. Please contact your UBS Salesperson promptly in writing if you have questions regarding this notice about our Order Handling Procedures or if the notice does not accurately represent your understanding of the manner in which you authorize UBS to execute your equity securities orders.