Codes and Rules
Download documents
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Code of Conduct – B3
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Code of Ethics - UBS Brazil Broker Dealer
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Cyber Security
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Internal Rules - B3 CETIP segment
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Online security
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Procedures for custodia transfer
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Request for Transfer of Custody Assets 1
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Request for Transfer of Custody Assets 2
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Rules and Parameters (April 2024) - UBS Brazil Broker Dealer
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Rules, procedures and description of internal controls - CVM Resolution 161
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Securities Subscription and Trading Policy
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Social, Environmental and Climate Responsibility Policy
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Summary of Internal Guidelines – Research
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Transparency on Remuneration
Rules and Parameters - previous versions
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Rules and Parameters (December 2023) - UBS Brazil Broker Dealer
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Rules and Parameters (November 2023) - UBS Brazil Broker Dealer
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Rules and Parameters (2023) - UBS Brazil Broker Dealer
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Rules and Parameters (2021) - UBS Brazil Broker Dealer
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Rules and Parameters (2019) – UBS Brazil Broke Dealer
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Rules and Parameters (2016) - UBS Brazil Broker Dealer
