Recently, the legal entities that are part of the Wealth Management business of the UBS Group in Brazil have undergone a corporate reorganization process for operational and administrative simplification. In this context, on November 25, 2021, UBS Consenso Investimentos Ltda. ("Investimentos") was incorporated by its parent company UBS Consenso Participações S.A. ("UBS Participações"), leading to the consequent extinction of the Investimentos, and the universal succession of UBS Participações in all its assets, rights and obligations.

On the same date, in a subsequent act, UBS Participações was incorporated by UBS Brasil Administradora de Valores Mobiliários Ltda. ("UBS Administradora"), leading to the consequent extinction of UBS Participações, and its universal succession in all assets, rights and obligations by UBS Administradora. Therefore, this entity began to concentrate the asset management activities previously developed by Investimentos.

There were no changes related to the business model, key team, procedure structure and internal controls applicable to asset management activities due to the mergers. The policies and other mandatory disclosure documents relating to Investimentos, that where in force on the date of the mergers, remain available on this page to provide greater transparency to UBS customers and the market in general.

Regulatory Documents

Proxy voting

Mutual Funds:

We inform that the documents of the funds listed below are available on the administrator website (S3 CACEIS BRASIL DTVM S.A):

Fund

Fund

CNPJ

CNPJ

Fund

CONSENSO A FUNDO DE INVESTIMENTO EM COTAS DE FUNDOS DE INVESTIMENTO EM AÇÕES

CNPJ

26.374.820/0001-37

Fund

CONSENSO IBIUNA - FUNDO DE INVESTIMENTO EM COTAS DE FUNDOS DE INVESTIMENTO MULTIMERCADO

CNPJ

20.586.697/0001-31

Fund

CONSENSO S FIC DE FUNDO DE INVESTIMENTO MULTIMERCADO CRÉDITO PRIVADO INVESTIMENTO NO EXTERIOR

CNPJ

12.023.897/0001-58

Fund

CONSENSO SL FIC FI MULTIMERCADO CRÉDITO PRIVADO INVESTIMENTO NO EXTERIOR

CNPJ

26.374.896/0001-62

Fund

CONSENSO V - FUNDO DE INVESTIMENTO EM COTAS DE FUNDOS DE INVESTIMENTO MULTIMERCADO

CNPJ

09.606.287/0001-72

Fund

UBS CONSENSO A2 FUNDO DE INVESTIMENTO EM COTAS DE FUNDO DE INVESTIMENTO EM AÇÕES

CNPJ

42.847.920/0001-90

Fund

UBS CONSENSO ACCESS MILLENNIUM FUNDO DE INVESTIMENTO EM COTAS DE FUNDO DE INVESTIMENTO MULTIMERCADO

CNPJ

42.749.418/0001-46

Fund

UBS CONSENSO CREDIT MULTIMANAGER FIC DE FUNDO DE INVESTIMENTO MULTIMERCADO CRÉDITO PRIVADO

CNPJ

42.848.046/0001-05

Fund

UBS CONSENSO JURO REAL FUNDO DE INVESTIMENTO RENDA FIXA CRÉDITO PRIVADO

CNPJ

12.124.230/0001-41

Fund

UBS CONSENSO MILLENNIUM FUNDO DE INVESTIMENTO EM COTAS DE FUNDO DE INVESTIMENTO MULTIMERCADO

CNPJ

35.777.102/0001-00

Fund

UBS CONSENSO MULTIMANAGER LONG ONLY FIC DE FUNDOS DE INVESTIMENTO EM AÇÕES

CNPJ

07.663.692/0001-05

Fund

UBS CONSENSO MULTIMANAGER TOTAL RETURN FIC DE FUNDOS DE INVESTIMENTO MULTIMERCADO

CNPJ

07.967.267/0001-00

Financial Information

Period

Period

Auditor

Auditor

Period

2014 - 2015(PDF, 83 KB)

Auditor

ERNST & YOUNG Auditores Independentes S.S.

Period

2018 - 2017(PDF, 294 KB)

Auditor

ERNST & YOUNG Auditores Independentes S.S.

Period

2019 - 2018(PDF, 322 KB)

Auditor

ERNST & YOUNG Auditores Independentes S.S.

Period

2019 - 2018(PDF, 333 KB)

Auditor

ERNST & YOUNG Auditores Independentes S.S.

Period

2020 - 2019(PDF, 443 KB)

Auditor

ERNST & YOUNG Auditores Independentes S.S

Period

2020 - 2019(PDF, 301 KB)

Auditor

ERNST & YOUNG Auditores Independentes S.S.

Period

2021 - 2020(PDF, 623 KB)

Auditor

ERNST & YOUNG Auditores Independentes S.S.

Period

2022 - 2021(PDF, 236 KB)

Auditor

ERNST & YOUNG Auditores Independentes S.S.

UBS Brasil Administradora de Valores Mobiliários Ltda. adopts the Mark to Market Manual of Banco Itaú Unibanco, which is third-party provider contracted to provide NAV calculation services.