Download documents

• Code of Conduct – B3
• Code of Ethics - UBS Brazil Broker Dealer
• Underwriting and Trading of Securities Policy
• Internal Rules - B3 CETIP segment
• Cyber security
• Online security
• Procedures for custodia transfer
• Request for Transfer of Custody Assets 1
• Request for Transfer of Custody Assets 2
• Rules and Parameters (April 2024) - UBS Brazil Broker Dealer
• Rules, procedures and description of internal controls - CVM Resolution 161
• Securities Subscription and Trading Policy
• Summary of Internal Guidelines – Research
• Transparency on Remuneration

Rules and Parameters - previous versions

• Rules and Parameters (December 2023) - UBS Brazil Broker Dealer
• Rules and Parameters (November 2023) - UBS Brazil Broker Dealer
• Rules and Parameters (2023) - UBS Brazil Broker Dealer
• Rules and Parameters (2021) - UBS Brazil Broker Dealer
• Rules and Parameters (2019) – UBS Brazil Broke Dealer
• Rules and Parameters (2016) - UBS Brazil Broker Dealer