Capital and total loss-absorbing capacity instruments

The document available below contains information on the key features of the capital and total loss-absorbing capacity instruments outstanding as of 30 June 2019 of UBS Group AG and UBS AG.

For additional capital information, refer to the "Capital management" section of our Annual Report 2018 and our first and second quarter 2019 report, available at www.ubs.com/investors. For additional information on our TLAC-eligible senior unsecured debt, refer to the document "UBS Group AG consolidated capital instruments and TLAC-eligible senior unsecured debt" under "Bondholder information" at www.ubs.com/investors.

Available below in the first part of the page are the terms and conditions of our capital and total loss-absorbing capacity instruments, other than shares, outstanding as of 30 June 2019. Instruments issued after 30 June 2019 or other changes to instruments after the latest reporting period, if any, are shown separately at the bottom of the page, together with the relevant key feature information.

Disclosures made available on this webpage are required by the Swiss Financial Market Supervisory Authority FINMA Circular 2016/01. Instruments are listed by date of issuance within each category.

High-trigger additional tier 1 capital instruments

Issuer

ISIN

Issue 
Date

Currency

Nominal (million)

Coupon 
Rate

Maturity
Date

First Call Date

Write-down trigger

Terms & Conditions

UBS Group AG1

-

31.12.20142

CHF

418.5

4% / 7.125%3

Perpetual4

01.03.2020

CET1 ratio < 7 / 10%, or Viability Event

T&C

UBS Group Funding (Switzerland) AG

CH0271428317

19.02.2015

USD

1,250

7.125%5

Perpetual

19.02.2020

CET1 ratio < 7%, or Viability Event

T&C

UBS Group Funding (Switzerland) AG

CH0286864027

07.08.2015

USD

1,575

6.8755

Perpetual

07.08.2025

CET1 ratio < 7%, or Viability Event

T&C

UBS
AG

-6

26.11.2015

USD

1,250

7.125%5,
plus 0.255%

Perpetual

19.02.2020

CET1 ratio < 7%, or Viability Event

T&C

UBS Group AG1

-

31.12.20152

CHF

462.2

4.15% / 7.35%3

Perpetual4

01.03.2021

CET1 ratio < 7 / 10%, or Viability Event

T&C

UBS Group Funding (Switzerland) AG

CH0317921697

21.03.2016

USD

1,500

6.875%5

Perpetual

22.03.2021

CET1 ratio < 7%, or Viability Event

T&C

UBS AG

6

21.03.2016

USD

1,500

6.875%5,
plus 0.25%

Perpetual

22.03.2021

CET1 ratio < 7%, or Viability Event

T&C

UBS Group Funding (Switzerland) AG

CH0331455318

10.08.2016

USD

1,100

7.125% 5

Perpetual

10.08.2021

CET1 ratio < 7%, or Viability Event

T&C

UBS AG

-6

10.08.2016

USD

1,100

7.125% 5, plus 0.25%

Perpetual

10.08.2021

CET1 ratio < 7%, or Viability Event

T&C

UBS Group
AG1

-

31.12.20162

CHF

369.2

2.55% / 5.95%3

Perpetual4

01.03.2022

CET1
ratio < 7 / 10%, or Viability Event

T&C

UBS Group
AG1

-

31.12.20172

CHF

368.5

2.30% /
5.85%7

Perpetual4

01.03.20238

CET1
ratio <
7 /
10%,
or
Viability
Event

T&C

UBS Group Funding (Switzerland) AG

CH0400441280

31.01.2018

USD

2,000

5.0%5

Perpetual

31.01.2023

CET1
ratio <
7 %,
or
Viability
Event

T&C

UBS AG

-6

31.01.2018

USD

2,000

5%5, Plus 0.4103%

Perpetual

31.01.2023

CET1
ratio <
7 %,
or
Viability
Event

T&C

UBS AG

-6

20.03.2018

USD

1,575

6.8755, Plus 0.125%

Perpetual

07.08.2025

CET1
ratio <
7 %,
or
Viability
Event

T&C

UBS Group Funding (Switzerland) AG

CH0447353704

28.11.2018

SGD

700

5.875%5

Perpetual

28.11.2023

CET1 ratio < 7 %, or Viability Event

T&C

UBS AG

-6

28.11.2018

SGD

700

5.875%5
plus 0.4063%

Perpetual

28.11.2023

CET1 ratio < 7 %, or Viability Event

T&C

UBS Group AG1

-

31.12.20182

USD

376.3

3.40% / 6.85%7

Perpetual4

01.03.20249

CET1 ratio < 7 / 10%, or Viability Event

T&C

UBS Group Funding (Switzerland) AG

US90352JAF03 USH4209UAT37

31.01.2019

USD

2,500

7.00%5

Perpetual

31.01.2024

CET1 ratio < 7%, or Viability Event

T&C

 

UBS AG

-6

31.01.2019

USD

2,500

7.00%5
plus
0.418%

Perpetual

31.01.2024

CET1 ratio < 7%, or Viability Event

T&C

Low-trigger additional tier 1 capital instruments

Issuer

ISIN

Issue 
Date

Currency

Nominal (million)

Coupon
Rate

Maturity
Date

First Call Date

Write-down trigger

Terms & Conditions

UBS Group Funding (Switzerland) AG

CH0271428309

19.02.2015

EUR

1,000

5.75%1

Perpetual

19.02.2022

CET1 ratio < 5.125%, or Viability Event

T&C

UBS Group Funding (Switzerland)  AG

CH0271428333

19.02.2015

USD

1,250

7%1

Perpetual

19.02.2025

CET1 ratio < 5.125%, or Viability Event

T&C

UBS AG

-2

11.10.2016

EUR

1,000

5.75%1, plus 0.18%

Perpetual

19.02.2022

CET1 ratio < 5.125% or Viability Event

T&C

UBS AG

-2

20.03.2018

USD

1,250

7%1, plus 0.13%

Perpetual

19.02.2025

CET1 ratio < 5.125% or Viability Event

T&C

Low-trigger tier 2 capital instruments

Issuer

ISIN

Issue Date

Currency

Nominal (million)

Coupon Rate

Maturity Date

First Call Date

Write-down trigger

Terms & Conditions

UBS AG

Stamford Branch

US90261AAB89

17.08.2012

USD

2,000.0

7.625%

17.08.2022

-

CET1 ratio < 5%, or Viability Event

T&C

 

UBS AG

CH0236733827

13.02.2014

EUR

2,000.0

4.75% 1

12.02.2026

12.02.2021

CET1 ratio < 5%, or Viability Event

T&C

 

UBS AG

CH0244100266

15.05.2014

USD

2,500.0

5.125%

15.05.2024

-

CET1 ratio < 5%, or Viability Event

T&C

Non-Basel III-compliant Tier 2 capital instruments

Issuer

ISIN

Issue Date

Currency

Nominal (million)

Coupon Rate

Maturity Date

First Call Date

Write-down trigger

Terms & Conditions

UBS AG

NY Branch

US870836AC77

21.07.1995

USD

250.5

7.5%

15.07.2025

-

N/A

T&C

UBS AG

Jersey Branch

XS0062270581

18.12.1995

GBP

61.3

8.75%

18.12.2025

-

N/A

T&C

UBS AG

NY Branch

US870845AC84

03.09.1996

USD

217.7

7.75%

01.09.2026

-

N/A

T&C

UBS AG

Jersey Branch

XS0331313055

19.11.2007

GBP

130.2

6.375%1

19.11.2024

19.11.2019

N/A

T&C

Total loss-absorbing capacity instruments

Issuer

ISIN

Issue Date

Currency

Nominal (million)

Coupon Rate

Maturity Date

Issuer Call Date

Terms & Conditions

UBS Group Funding (Switzerland) AG

US90351DAA54
USG91703AA90

24.09.2015

USD

1,500

2.95%

24.09.2020

-

T&C

UBS Group Funding (Switzerland) AG

US90351DAC11
USG91703AC56

24.09.2015

USD

300

3m USD
Libor + 144 bps

24.09.2020

-

T&C

UBS Group Funding (Switzerland) AG

US90351DAB38
USG91703AB73

24.09.2015

USD

2,500

4.125%

24.09.2025

-

T&C

UBS Group Funding (Switzerland) AG

CH0302790123

16.11.2015

EUR

1,250

1.75%

16.11.2022

-

T&C

UBS Group Funding (Switzerland) AG

CH0310451841

22.02.2016

CHF

300

0.75%

22.02.2022

-

T&C

UBS Group Funding (Switzerland) AG

CH0310451858

22.02.2016

CHF

150

1.25%

23.02.2026

-

T&C

UBS Group Funding (Switzerland) AG

CH0314209351

04.03.2016

EUR

750

2.125%

04.03.2024

-

T&C

UBS Group Funding (Switzerland) AG

US90351DAE76
USG91703AJ00

05.04.2016

USD

1,000

3m USD
Libor + 178 bps

14.04.2021

-

T&C

UBS Group Funding (Switzerland) AG

US90351DAD93
USG91703AH44

05.04.2016

USD

2,000

3.00%

15.04.2021

-

T&C

UBS Group Funding (Switzerland) AG

US90351DAF42
USG91703AK72

05.04.2016

USD

2,000

4.125%

15.04.2026

-

T&C

UBS Group Funding (Switzerland) AG

US90351DAH08
USG91703AM39

10.08.2016

USD

2,000

2.65%

01.02.2022

-

T&C

UBS Group Funding (Switzerland) AG

US90351DAG25
USG91703AL55

10.08.2016

USD

500

3m USD
Libor + 153 bps

01.02.2022

-

T&C

UBS Group Funding (Switzerland) AG

CH0336602930

01.09.2016

EUR

1,250

1,25%

01.09.2026

01.06.2026

T&C

UBS Group Funding (Switzerland) AG

CH0341440334

30.11.2016

EUR

1,250

1,50%

30.11.2024

30.11.2023

T&C

UBS Group Funding (Switzerland) AG

CH0359915425

20.03.2017

EUR

1,750

3m Euribor
+ 70 bps

20.09.2022

20.09.2021

T&C

UBS Group Funding (Switzerland) AG

US90352JAA16
USH4209UAA46

23.03.2017

USD

2,000

3.491%

23.05.2023

23.05.2022

T&C

UBS Group Funding (Switzerland) AG

US90352JAB98
USH4209UAB29

23.03.2017

USD

1,000

3m USD
Libor + 122 bps

23.05.2023

23.05.2022

T&C

UBS Group Funding (Switzerland) AG

US90352JAC71
USH4209UAC02

23.03.2017

USD

2,000

4.253%

23.03.2028

23.03.2027

T&C

UBS Group Funding (Switzerland) AG

CH0365501516

18.05.2017

CHF

400

0.625%

18.05.2024

18.05.2023

T&C

UBS Group Funding (Switzerland) AG

US90352JAD54
USH4209UAF33

15.08.2017

USD

1,250

3m USD
Libor +
95 bps

15.08.2023

15.08.2022

T&C

UBS Group Funding (Switzerland) AG

US90352JAE38
USH4209UAG16

15.08.2017

USD

2,000

2.859%1

15.08.2023

15.08.2022

T&C

UBS Group Funding (Switzerland) AG

CH0409606354

17.04.2018

EUR

1,750

1.25%2

17.04.2025

17.04.2024

T&C

UBS Group Funding (Switzerland) AG

CH0445624999

09.11.2018

JPY

20,000

0.973%1

09.11.2028

09.11.2027

T&C

UBS Group Funding (Switzerland) AG

CH0445624981

09.11.2018

JPY

130,000

0.719%1

08.11.2024

08.11.2023

T&C

UBS Group Funding (Switzerland) AG

CH0459297435

30.01.2019

CHF

400

0.875%

30.01.2025

30.01.2024

T&C

Changes after 30 June 2019

The following total loss-absorbing capacity instrument was issued on the indicated date:

Total loss-absorbing capacity instruments

Issuer

Issuer

ISIN

ISIN

Issue Date

Issue Date

Currency

Currency

Nominal
(Million)

Nominal
(Million)

Coupon
Rate

Coupon
Rate

Maturity
Date

Maturity
Date

Issuer Call
Date

Issuer Call
Date

Terms &
Conditions

Terms &
Conditions

Issuer

UBS Group AG

ISIN

US902613AA61
USH42097AZ05

Issue Date

13.08.2019

Currency

USD

Nominal
(Million)

1,500

Coupon
Rate

3.126%1

Maturity
Date

13.08.2030

Issuer Call
Date

13.08.2029

Terms &
Conditions

T&C

Updated on 13 August 2019