Capital and total loss absorbing capacity instruments - Archive

Documents and information provided on this page have been prepared and disclosed in accordance with the provisions of the Swiss Financial Market Supervisory Authority FINMA Circular 2016/01.

Key features table archive

Date

Date

Details

Details

Date

As of 31 December 2019 updated on 27 May 2020

Details

Key features

Date

As of 31 December 2019

Details

Key features

Date

As of 30 June 2019 updated 14 October 2019

Details

Key features

Date

As of 30 June 2019

Details

Key features

Date

Date

Details

Details

Date

As of 31 March 2018

Details

Key features

Date

As of 31 March 2018 updated 22 June 2018

Details

Key features

Date

As of 30 June 2018 updated 25 July 2018

Details

Key features

Date

As of 30 September 2018 updated 25 October 2018

Details

Key features

Date

As of 31 December 2018

Details

Key features

Date

As of 31 December 2018 updated on 31 January 2019

Details

Key features

Date

Date

Details

Details

Date

As of 31 March 2017

Details

Key features

Date

As of 30 June 2017

Details

Key features

Date

As of 30 September 2017

Details

Key features

Date

As of 31 December 2017

Details

Key features

Date

As of 31 December 2017 updated on 27 March 2018

Details

Key features

Date

Date

Details

Details

Date

As of 31 March 2016

Details

Key features

Date

As of 31 March 2016 - updated on 23 June 2016

Details

Key features

Date

As of 30 June 2016

Details

Key features

Date

As of 30 September 2016

Details

Key features

Date

As of 31 December 2016

Details

Key features

Date

As of 31 December 2016 - updated on 14 March 2017

Details

Key features

Date

Date

Details

Details

Date

As of 31 March 2015

Details

Key features

Date

As of 30 June 2015

Details

Key features

Date

As of 30 June 2015 – updated on 24 August 2015

Details

Key features

Date

As of 30 September 2015

Details

Key features

Date

As of 30 September 2015 – updated on 28 December 2015

Details

Key features

Date

As of 31 December 2015

Details

Key features

Date

As of 31 December 2015 – updated on 29 March 2016

Details

Key features

Date

Date

Details

Details

Date

As of 31 March 2014

Details

Key features

Date

As of 31 March 2014 - updated on 15 May 2014

Details

Key features

Date

As of 30 June 2014

Details

Key features

Date

As of 30 June 2014 - updated on 16 September 2014

Details

Key features

Date

As of 30 September 2014

Details

Key features

Date

As of 31 December 2014

Details

Key features

Date

As of 31 December 2014 – updated on 3 March 2015

Details

Key features

Date

As of 31 December 2014 – updated on 16 March 2015

Details

Key features

Date

Date

Details

Details

Date

As of 31 March 2013

Details

Key features

Date

As of 30 June 2013

Details

Key features

Date

As of 30 June 2013 - updated on 26 September 2013

Details

Key features

Date

As of 30 September 2013

Details

Key features

Date

As of 30 September 2013 - updated on 20 December 2013

Details

Key features

Date

As of 31 December 2013

Details

Key features

Terms & conditions archive

Terms & Conditions of instruments redeemed or matured since first disclosure and until most recent reporting date:

Non-Basel III-compliant additional tier 1 / tier 2 capital instruments in the form of hybrid instruments and related subordinated notes

High-and low-trigger additional tier 1 capital instruments

Issuer

Issuer

ISIN

ISIN

Issue Date

Issue Date

Currency

Currency

Nominal (million)

Nominal (million)

Coupon Rate

Coupon Rate

Write-down trigger

Write-down trigger

Maturity Date

Maturity Date

First Call Date

First Call Date

Terms & Conditions

Terms & Conditions

Issuer

UBS Preferred Funding (Jersey) Ltd.

ISIN

DE000A0D1KX0

Issue Date

15.04.2005

Currency

EUR

Nominal (million)

995.0

Coupon Rate

4.28%

Write-down trigger

N/A

Maturity Date

Perpetual

First Call Date

15.04.2015

Terms & Conditions

T&C 

Issuer

UBS AG

Jersey Branch

ISIN

-

Issue Date

15.04.2005    

Currency

EUR

Nominal (million)

995.0

Coupon Rate

4.28%

Write-down trigger

N/A

Maturity Date

Perpetual

First Call Date

15.04.2015

Terms & Conditions

T&C

Issuer

UBS Preferred Funding Trust IV

ISIN

US90263W2017

Issue Date

23.05.2003

Currency

USD

Nominal (million)

300

Coupon Rate

1-M USD LIBOR + 0.70%

Write-down trigger

N/A

Maturity Date

Perpetual

First Call Date

15.06.2008

Terms & Conditions

T&C

Issuer

UBS AG Cayman Branch

ISIN

-

Issue Date

23.05.2003

Currency

USD

Nominal (million)

300

Coupon Rate

1-M USD LIBOR + 0.70%

Write-down trigger

N/A

Maturity Date

Perpetual

First Call Date

15.06.2008

Terms & Conditions

T&C

Issuer

UBS Preferred Funding Trust V

ISIN

US90264AAA79

Issue Date

12.05.2006

Currency

USD

Nominal (million)

1,000.0

Coupon Rate

6.243%

Write-down trigger

N/A

Maturity Date

Perpetual

First Call Date

15.05.2016

Terms & Conditions

T&C

Issuer

UBS AG Cayman Branch

ISIN

-

Issue Date

12.05.2006

Currency

USD

Nominal (million)

1,000.0

Coupon Rate

6.243%

Write-down trigger

N/A

Maturity Date

Perpetual

First Call Date

15.05.2016

Terms & Conditions

T&C

Issuer

UBS Capital Securities (Jersey) Ltd.

ISIN

XS0336744650

Issue Date

21.12.2007

Currency

EUR

Nominal (million)

600.0

Coupon Rate

7.152%

Write-down trigger

N/A

Maturity Date

Perpetual

First Call Date

21.12.2017

Terms & Conditions

T&C

Issuer

UBS AG
Jersey Branch

ISIN

-

Issue Date

21.12.2007

Currency

EUR

Nominal (million)

600.0

Coupon Rate

7.152%

Write-down trigger

N/A

Maturity Date

Perpetual

First Call Date

21.12.2017

Terms & Conditions

T&C

Issuer

UBS
Group AG

ISIN

CH0271428317

Issue Date

19.02.2015

Currency

USD

Nominal (million)

1,250

Coupon Rate

7.125%5

Write-down trigger

CET1 ratio < 7% or Viability Event

Maturity Date

Perpetual

First Call Date

19.02.2020

 

Terms & Conditions

T&C

Issuer

UBS AG

ISIN

-

Issue Date

26.11.2015

Currency

USD

Nominal (million)

1,250

Coupon Rate

7.125%5 plus
0.2851%

Write-down trigger

CET1 ratio < 7 or Viability Event

Maturity Date

Perpetual

First Call Date

19.02.2020

 

Terms & Conditions

T&C

Issuer

UBS
Group AG1

ISIN

-

Issue Date

31.12.20142

Currency

CHF

Nominal (million)

418.5

Coupon Rate

4%3
7.125%

Write-down trigger

CET1 ratio <
7 / 10%, or
Viability Event

Maturity Date

Perpetual4

First Call Date

01.03.2020

Terms & Conditions

T&C

Non Basel III-compliant tier 2 capital instruments

Issuer

Issuer

ISIN

ISIN

Issue Date

Issue Date

Currency

Currency

Nominal (million)

Nominal (million)

Coupon Rate

Coupon Rate

Write-down trigger

Write-down trigger

Maturity Date

Maturity Date

First Call Date

First Call Date

Terms & Conditions

Terms & Conditions

Issuer

UBS AG

Jersey Branch

ISIN

XS0268105821

Issue Date

25.09.2006

Currency

EUR

Nominal (million)

578.3

Coupon Rate

4.125% 

Write-down trigger

N/A    

Maturity Date

25.09.2018

First Call Date

25.09.2013

Terms & Conditions

T&C

Issuer

UBS AG

Jersey Branch

ISIN

CH0027335030

Issue Date

23.10.2006

Currency

CHF

Nominal (million)

250.0

Coupon Rate

2.75% 

Write-down trigger

N/A    

Maturity Date

23.10.2018

First Call Date

23.10.2013

Terms & Conditions

T&C

Issuer

UBS AG

ISIN

CH0018740628

Issue Date

30.06.2004

Currency

CHF

Nominal (million)

400.0

Coupon Rate

3.125%

Write-down trigger

N/A    

Maturity Date

30.06.2014

First Call Date

-

Terms & Conditions

T&C

Issuer

UBS AG

Jersey Branch

ISIN

CH0021896813

Issue Date

30.06.2005

Currency

CHF

Nominal (million)

487.9

Coupon Rate

2.375%

Write-down trigger

N/A    

Maturity Date

30.06.2014

First Call Date

-

Terms & Conditions

T&C

Issuer

UBS AG

Jersey Branch

ISIN

XS0200985207

Issue Date

16.09.2004

Currency

EUR

Nominal (million)

893.1

Coupon Rate

4.5% 

Write-down trigger

N/A    

Maturity Date

16.09.2019

First Call Date

16.09.2014

Terms & Conditions

T&C

Issuer

UBS AG

NY Branch

ISIN

US870836AB94

Issue Date

21.07.1995

Currency

USD

Nominal (million)

150.0

Coupon Rate

7.375%

Write-down trigger

N/A

Maturity Date

15.07.2015

First Call Date

-

Terms & Conditions

T&C

Issuer

UBS AG

NY Branch

ISIN

US870836AD50

Issue Date

24.10.1995

Currency

USD

Nominal (million)

300.0

Coupon Rate

7%

Write-down trigger

N/A

Maturity Date

15.10.2015

First Call Date

-

Terms & Conditions

T&C

Issuer

UBS AG
Jersey Branch

ISIN

XS0257741834

Issue Date

21.06.2006

Currency

GBP

Nominal (million)

112.7

Coupon Rate

5.25%

Write-down trigger

N/A

Maturity Date

21.06.2021

First Call Date

21.06.2016

Terms & Conditions

T&C

Issuer

UBS AG

ISIN

CH0025852440

Issue Date

28.06.2006

Currency

CHF

Nominal (million)

284.1

Coupon Rate

3.125%

Write-down trigger

N/A

Maturity Date

28.06.2016

First Call Date

-

Terms & Conditions

T&C

Issuer

UBS AG

Stamford Branch

ISIN

US90261XBY76

Issue Date

26.07.2006

Currency

USD

Nominal (million)

637.2

Coupon Rate

5.875%

Write-down trigger

N/A

Maturity Date

15.07.2016

First Call Date

-

Terms & Conditions

T&C

Issuer

UBS AG
NY Branch

ISIN

US87083KAM45

Issue Date

20.06.1997

Currency

USD

Nominal (million)

220.4

Coupon Rate

7.375%

Write-down trigger

N/A

Maturity Date

15.06.2017

First Call Date

-

Terms & Conditions

T&C

Issuer

UBS AG

ISIN

CH0035789210

Issue Date

27.12.2007

Currency

CHF

Nominal (million)

192.1

Coupon Rate

4.125%

Write-down trigger

N/A

Maturity Date

27.12.2017

First Call Date

-

Terms & Conditions

T&C

Issuer

UBS AG
Jersey Branch

ISIN

XS0331313055

Issue Date

19.11.2007

Currency

GBP

Nominal (million)

130.2

Coupon Rate

6.375%

Write-down trigger

N/A

Maturity Date

19.11.2024

First Call Date

19.11.2019

Terms & Conditions

T&C

High- and low-trigger tier 2 capital instruments

Issuer

Issuer

ISIN

ISIN

Issue Date

Issue Date

Currency

Currency

Nominal (million)

Nominal (million)

Coupon Rate

Coupon Rate

Write-down trigger

Write-down trigger

Maturity Date

Maturity Date

First Call Date

First Call Date

Terms & Conditions

Terms & Conditions

Issuer

UBS AG

Jersey Branch

ISIN

XS0747231362

Issue Date

22.02.2012

Currency

USD

Nominal (million)

2,000.0

Coupon Rate

7.25%

Write-down trigger

CET1 ratio < 5%, or Viability Event    

Maturity Date

22.02.2022

First Call Date

22.02.2017

Terms & Conditions

T&C

Issuer

UBS Group AG1

ISIN

-

Issue Date

31.12.20122

Currency

CHF

Nominal (million)

397.7

Coupon Rate

5.40% / 6.25% 3

Write-down trigger

CET1 ratio < 7%, or Viability Event   

Maturity Date

01.03.20184

First Call Date

-

Terms & Conditions

T&C

Issuer

UBS AG

ISIN

CH0214139930

Issue Date

22.05.2013

Currency

USD

Nominal (million)

1,500.0

Coupon Rate

4.75%5

Write-down trigger

CET1 ratio < 5%, or Viability EventT&C

Maturity Date

22.05.2023

First Call Date

22.05.2018

Terms & Conditions

T&C

Issuer

UBS Group
AG1

ISIN

-

Issue Date

31.12.20133

Currency

CHF

Nominal (million)

427.4

Coupon Rate

3.5% / 5.125%3

Write-down trigger

CET1 ratio < 7 / 10%, or Viability Event

Maturity Date

01.03.20194

First Call Date

-

Terms & Conditions

T&C