Capital instruments - Archive | UBS Global topics

Documents and information provided on this page have been prepared and disclosed in accordance with the provisions of the Swiss Financial Market Supervisory Authority FINMA Circular 2016/01.

Key features table archive

Date	Date	Details	Details
Date	As of 31 March 2013	Details	Key features
Date	As of 30 June 2013	Details	Key features
Date	As of 30 June 2013 - updated on 26 September 2013	Details	Key features
Date	As of 30 September 2013	Details	Key features
Date	As of 30 September 2013 - updated on 20 December 2013	Details	Key features
Date	As of 31 December 2013	Details	Key features
Date	As of 31 March 2014	Details	Key features
Date	As of 31 March 2014 - updated on 15 May 2014	Details	Key features
Date	As of 30 June 2014	Details	Key features
Date	As of 30 June 2014 - updated on 16 September 2014	Details	Key features
Date	As of 30 September 2014	Details	Key features
Date	As of 31 December 2014	Details	Key features
Date	As of 31 December 2014 – updated on 3 March 2015	Details	Key features
Date	As of 31 December 2014 – updated on 16 March 2015	Details	Key features
Date	As of 31 March 2015	Details	Key features
Date	As of 30 June 2015	Details	Key features
Date	As of 30 June 2015 – updated on 24 August 2015	Details	Key features
Date	As of 30 September 2015	Details	Key features
Date	As of 30 September 2015 – updated on 28 December 2015	Details	Key features
Date	As of 31 December 2015	Details	Key features
Date	As of 31 December 2015 – updated on 29 March 2016	Details	Key features
Date	As of 31 March 2016	Details	Key features
Date	As of 31 March 2016 - updated on 23 June 2016	Details	Key features
Date	As of 30 June 2016	Details	Key features
Date	As of 30 September 2016	Details	Key features
Date	As of 31 December 2016	Details	Key features
Date	As of 31 December 2016 - updated on 14 March 2017	Details	Key features
Date	As of 31 March 2017	Details	Key features
Date	As of 30 June 2017	Details	Key features
Date	As of 30 September 2017	Details	Key features
Date	As of 31 December 2017	Details	Key features
Date	As of 31 December 2017 updated on 27 March 2018	Details	Key features
Date	As of 31 March 2018	Details	Key features
Date	As of 31 March 2018 updated 22 June 2018	Details	Key features
Date	As of 30 June 2018 updated 25 July 2018	Details	Key features
Date	As of 30 September 2018 updated 25 October 2018	Details	Key features
Date	As of 31 December 2018	Details	Key features
Date	As of 31 December 2018 updated on 31 January 2019	Details	Key features

Terms & conditions archive

Terms & Conditions of instruments redeemed or matured since first disclosure and until most recent reporting date:

Non-Basel III-compliant additional tier 1 / tier 2 capital instruments in the form of hybrid instruments and related subordinated notes

Issuer	ISIN	Issue Date	Currency	Nominal (million)	Coupon Rate	Write-down trigger	Maturity Date	First Call Date	Terms & Conditions
UBS Preferred Funding (Jersey) Ltd.	DE000A0D1KX0	15.04.2005	EUR	995.0	4.28%	N/A	Perpetual	15.04.2015	T&C
UBS AG Jersey Branch	-	15.04.2005	EUR	995.0	4.28%	N/A	Perpetual	15.04.2015	T&C
UBS Preferred Funding Trust IV	US90263W2017	23.05.2003	USD	300	1-M USD LIBOR + 0.70%	N/A	Perpetual	15.06.2008	T&C
UBS AG Cayman Branch	-	23.05.2003	USD	300	1-M USD LIBOR + 0.70%	N/A	Perpetual	15.06.2008	T&C
UBS Preferred Funding Trust V	US90264AAA79	12.05.2006	USD	1,000.0	6.243%	N/A	Perpetual	15.05.2016	T&C
UBS AG Cayman Branch	-	12.05.2006	USD	1,000.0	6.243%	N/A	Perpetual	15.05.2016	T&C
UBS Capital Securities (Jersey) Ltd.	XS0336744650	21.12.2007	EUR	600.0	7.152%	N/A	Perpetual	21.12.2017	T&C
UBS AG Jersey Branch	-	21.12.2007	EUR	600.0	7.152%	N/A	Perpetual	21.12.2017	T&C

Non Basel III-compliant tier 2 capital instruments

Issuer	Issuer	ISIN	ISIN	Issue Date	Issue Date	Currency	Currency	Nominal (million)	Nominal (million)	Coupon Rate	Coupon Rate	Write-down trigger	Write-down trigger	Maturity Date	Maturity Date	First Call Date	First Call Date	Terms & Conditions	Terms & Conditions
Issuer	UBS AG Jersey Branch	ISIN	XS0268105821	Issue Date	25.09.2006	Currency	EUR	Nominal (million)	578.3	Coupon Rate	4.125%	Write-down trigger	N/A	Maturity Date	25.09.2018	First Call Date	25.09.2013	Terms & Conditions	T&C
Issuer	UBS AG Jersey Branch	ISIN	CH0027335030	Issue Date	23.10.2006	Currency	CHF	Nominal (million)	250.0	Coupon Rate	2.75%	Write-down trigger	N/A	Maturity Date	23.10.2018	First Call Date	23.10.2013	Terms & Conditions	T&C
Issuer	UBS AG	ISIN	CH0018740628	Issue Date	30.06.2004	Currency	CHF	Nominal (million)	400.0	Coupon Rate	3.125%	Write-down trigger	N/A	Maturity Date	30.06.2014	First Call Date	-	Terms & Conditions	T&C
Issuer	UBS AG Jersey Branch	ISIN	CH0021896813	Issue Date	30.06.2005	Currency	CHF	Nominal (million)	487.9	Coupon Rate	2.375%	Write-down trigger	N/A	Maturity Date	30.06.2014	First Call Date	-	Terms & Conditions	T&C
Issuer	UBS AG Jersey Branch	ISIN	XS0200985207	Issue Date	16.09.2004	Currency	EUR	Nominal (million)	893.1	Coupon Rate	4.5%	Write-down trigger	N/A	Maturity Date	16.09.2019	First Call Date	16.09.2014	Terms & Conditions	T&C
Issuer	UBS AG NY Branch	ISIN	US870836AB94	Issue Date	21.07.1995	Currency	USD	Nominal (million)	150.0	Coupon Rate	7.375%	Write-down trigger	N/A	Maturity Date	15.07.2015	First Call Date	-	Terms & Conditions	T&C
Issuer	UBS AG NY Branch	ISIN	US870836AD50	Issue Date	24.10.1995	Currency	USD	Nominal (million)	300.0	Coupon Rate	7%	Write-down trigger	N/A	Maturity Date	15.10.2015	First Call Date	-	Terms & Conditions	T&C
Issuer	UBS AG Jersey Branch	ISIN	XS0257741834	Issue Date	21.06.2006	Currency	GBP	Nominal (million)	112.7	Coupon Rate	5.25%	Write-down trigger	N/A	Maturity Date	21.06.2021	First Call Date	21.06.2016	Terms & Conditions	T&C
Issuer	UBS AG	ISIN	CH0025852440	Issue Date	28.06.2006	Currency	CHF	Nominal (million)	284.1	Coupon Rate	3.125%	Write-down trigger	N/A	Maturity Date	28.06.2016	First Call Date	-	Terms & Conditions	T&C
Issuer	UBS AG Stamford Branch	ISIN	US90261XBY76	Issue Date	26.07.2006	Currency	USD	Nominal (million)	637.2	Coupon Rate	5.875%	Write-down trigger	N/A	Maturity Date	15.07.2016	First Call Date	-	Terms & Conditions	T&C
Issuer	UBS AG NY Branch	ISIN	US87083KAM45	Issue Date	20.06.1997	Currency	USD	Nominal (million)	220.4	Coupon Rate	7.375%	Write-down trigger	N/A	Maturity Date	15.06.2017	First Call Date	-	Terms & Conditions	T&C
Issuer	UBS AG	ISIN	CH0035789210	Issue Date	27.12.2007	Currency	CHF	Nominal (million)	192.1	Coupon Rate	4.125%	Write-down trigger	N/A	Maturity Date	27.12.2017	First Call Date	-	Terms & Conditions	T&C

High- and low-trigger tier 2 capital instruments

Issuer	Issuer	ISIN	ISIN	Issue Date	Issue Date	Currency	Currency	Nominal (million)	Nominal (million)	Coupon Rate	Coupon Rate	Write-down trigger	Write-down trigger	Maturity Date	Maturity Date	First Call Date	First Call Date	Terms & Conditions	Terms & Conditions
Issuer	UBS AG Jersey Branch	ISIN	XS0747231362	Issue Date	22.02.2012	Currency	USD	Nominal (million)	2,000.0	Coupon Rate	7.25%	Write-down trigger	CET1 ratio < 5%, or Viability Event	Maturity Date	22.02.2022	First Call Date	22.02.2017	Terms & Conditions	T&C
Issuer	UBS Group AG¹	ISIN	-	Issue Date	31.12.2012²	Currency	CHF	Nominal (million)	397.7	Coupon Rate	5.40% / 6.25% ³	Write-down trigger	CET1 ratio < 7%, or Viability Event	Maturity Date	01.03.2018⁴	First Call Date	-	Terms & Conditions	T&C
Issuer	UBS AG	ISIN	CH0214139930	Issue Date	22.05.2013	Currency	USD	Nominal (million)	1,500.0	Coupon Rate	4.75%⁵	Write-down trigger	CET1 ratio < 5%, or Viability EventT&C	Maturity Date	22.05.2023	First Call Date	22.05.2018	Terms & Conditions	T&C

UBS AG

Jersey Branch

XS0747231362

22.02.2012

USD

2,000.0

7.25%

CET1 ratio < 5%, or Viability Event

22.02.2022

22.02.2017

T&C

UBS Group AG¹

-

31.12.2012²

CHF

397.7

5.40% / 6.25% ³

CET1 ratio < 7%, or Viability Event

01.03.2018⁴

-

T&C

UBS AG

CH0214139930

22.05.2013

USD

1,500.0

4.75%⁵

CET1 ratio < 5%, or Viability EventT&C

22.05.2023

22.05.2018

T&C

1 Or other employing entities of the UBS Group. Capital instrument comprised of Deferred Contingent Capital Plan (DCCP) issuances.
2 Issuance date of DCCP from a capital perspective. It does not correspond to grant date for employees. 3 Applicable to CHF-denominated and USD-denominated issues, respectively. 4 Subject to forfeiture and vesting provisions. 5 Rate subject to change after first call date.

High-trigger tier 2 capital instruments

	Issuer		ISIN		Issue Date		Currency		Nominal (million)		Coupon Rate		Maturity Date		First Call Date		Write-down trigger		Terms & Conditions
	UBS Group AG¹		-		31.12.2013²		CHF		427.4		3.5% / 5.125% ³		01.03.2019⁴		-		CET1 ratio < 7 / 10%, or Viability Event		T&C

Issuer

ISIN

Issue Date

Currency

Nominal (million)

Coupon Rate

Maturity Date

First Call Date

Write-down trigger

Terms & Conditions

UBS Group AG¹

-

31.12.2013²

CHF

427.4

3.5% / 5.125% ³

01.03.2019⁴

-

CET1 ratio < 7 / 10%, or Viability Event

T&C

¹ Or other employing entities of the UBS Group. Capital instrument comprised of Deferred Contingent Capital Plan (DCCP) issuances.
² Issuance date of DCCP from a capital perspective. It does not correspond to grant date for employees.
³ Applicable to CHF-denominated and USD-denominated issues, respectively.
⁴ Subject to forfeiture and vesting provisions.

Capital instruments - Archive

Key features table archive

Terms & conditions archive

Non Basel III-compliant tier 2 capital instruments

High- and low-trigger tier 2 capital instruments

High-trigger tier 2 capital instruments

Financial information

Complementary financial information

Investors

Events

Contact & services

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Key features table archive

Terms & conditions archive

Non Basel III-compliant tier 2 capital instruments

High- and low-trigger tier 2 capital instruments

High-trigger tier 2 capital instruments

Financial information

Complementary financial information

Investors

Events

Contact & services

Please select your domicile

Region

Domicile