Investor Relations - Bonds and capital instruments Disclaimer

Eligible capital components based on Swiss SRB Basel III requirements

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Confirmation

Capital instruments 

The document available below contains information on the key features of the capital instruments outstanding as of 30 June 2017 and their contribution to regulatory capital for UBS Group AG (consolidated) and UBS AG (consolidated and standalone).

For additional capital information, refer to the "Capital management" section of our Annual Report 2016 and our second quarter 2017 report, available at www.ubs.com/investors. For additional information on our TLAC-eligible senior unsecured debt, refer to the document "UBS Group AG (consolidated) capital instruments and TLAC-eligible senior unsecured debt" under "Bondholder information" at www.ubs.com/investors.

Available below in the first part of the page are the terms and conditions of our capital instruments, other than shares, outstanding as of 30 June 2017. Instruments issued after 30 June 2017 or other changes to capital instruments after the latest reporting period, if any, are shown separately at the bottom of the page, together with the relevant key feature information.

Disclosures made available on this webpage are required by the Swiss Financial Market Supervisory Authority FINMA Circular 2016/01. Instruments are listed by date of issuance within each category.

High-trigger additional tier 1 capital instruments

Issuer

ISIN

Issue
Date

Currency

Nominal (million)

Coupon
Rate

Maturity
Date

First Call Date

Write-down trigger

Terms & Conditions

UBS Group AG1

-

31.12.20142

CHF

443.2

4% / 7.125%3

Perpetual4

01.03.2020

CET1 ratio < 7 / 10%, or Viability Event

T&C (PDF, 125 KB)

UBS Group AG

CH0271428317

19.02.2015

USD

1,250

7.125%5

Perpetual

19.02.2020

CET1 ratio < 7%, or Viability Event

T&C (PDF, 273 KB) 

UBS Group AG

CH0286864027

07.08.2015

USD

1,575

6.8755

Perpetual

07.08.2025

CET1 ratio < 7%, or Viability Event

T&C (PDF, 216 KB)

UBS
AG

-6

26.11.2015

USD

1,250

7.125%5,
plus 0.255%

Perpetual

19.02.2020

CET1 ratio < 7%, or Viability Event

T&C (PDF, 487 KB)

UBS Group AG1

-

31.12.20152

CHF

489.6

4.15% / 7.35%3

Perpetual4

01.03.2021

CET1 ratio < 7 / 10%, or Viability Event

T&C (PDF, 124 KB)

UBS Group AG

CH0317921697

21.03.2016

USD

1,500

6.875%5

Perpetual

22.03.2021

CET1 ratio < 7%, or Viability Event

T&C (PDF, 228 KB)

UBS AG

6

21.03.2016

USD

1,500

6.875%5,
plus 0.25%

Perpetual

22.03.2021

CET1 ratio < 7%, or Viability Event

T&C (PDF, 1 MB)

UBS Group AG

CH0331455318

10.08.2016

USD

1,100

7.125% 5

Perpetual

10.08.2021

CET1 ratio < 7%, or Viability Event

T&C (PDF, 283 KB)

UBS AG

-6

10.08.2016

USD

1,100

7.125% 5, plus 0.25%

Perpetual

10.08.2021

CET1 ratio < 7%, or Viability Event

T&C (PDF, 418 KB)

UBS Group
AG1

-

31.12.20162
 

CHF

399.4

2.55% / 5.95%3

Perpetual4

01.03.2022

CET1
ratio < 7 / 10%, or Viability Event

T&C (PDF, 125 KB)

Low-trigger additional tier 1 capital instruments

Issuer

ISIN

Issue
Date

Currency

Nominal (million)

Coupon
Rate

Maturity
Date

First Call Date

Write-down trigger

Terms & Conditions

UBS Group AG

CH0271428309

19.02.2015

EUR

1,000

5.75%1

Perpetual

19.02.2022

CET1 ratio < 5.125%, or Viability Event

T&C (PDF, 217 KB) 

UBS Group AG

CH0271428333

19.02.2015

USD

1,250

7%1

Perpetual

19.02.2025

CET1 ratio < 5.125%, or Viability Event

T&C (PDF, 227 KB)

UBS AG

-2

11.10.2016

EUR

1,000

5.75%1, plus 0.18%

Perpetual

19.02.2022

CET1 ratio < 5.125% or Viability Event

T&C (PDF, 426 KB)

Non-Basel III-compliant tier 1 instruments and related subordinated notes

Issuer

ISIN

Issue Date

Currency

Nominal (million)

Coupon Rate

Maturity Date

First Call Date

Write-down trigger

Terms & Conditions

UBS Capital Securities (Jersey) Ltd.

XS0336744650

21.12.2007

EUR

600.0

7.152% 1

Perpetual

21.12.2017

N/A

 
T&C (PDF, 848 KB)

UBS AG
Jersey Branch

-

21.12.2007

EUR

600.0

7.152% 1

Perpetual

21.12.2017

N/A

T&C (PDF, 880 KB)

High-trigger tier 2 capital instruments

Issuer

ISIN

Issue Date

Currency

Nominal (million)

Coupon Rate

Maturity Date

First Call Date

Write-down trigger

Terms & Conditions

UBS Group AG1

-

31.12.20122

CHF

407.5

5.40% / 6.25% 3

01.03.20184

-

CET1 ratio < 7%, or Viability Event

T&C (PDF, 135 KB)
 

UBS Group AG1

-

31.12.20132

CHF

448.5

3.5% / 5.125% 3

01.03.20194

-

CET1 ratio < 7 / 10%, or Viability Event

T&C (PDF, 135 KB)
 

Low-trigger tier 2 capital instruments

Issuer

ISIN

Issue Date

Currency

Nominal (million)

Coupon Rate

Maturity Date

First Call Date

Write-down trigger

Terms & Conditions

UBS AG
Stamford Branch

US90261AAB89

17.08.2012

USD

2,000.0

7.625%

17.08.2022

-

CET1 ratio < 5%, or Viability Event

T&C (PDF, 167 KB)
 

UBS AG

CH0214139930

22.05.2013

USD

1,500.0

4.75% 1

22.05.2023

22.05.2018

CET1 ratio < 5%, or Viability Event

T&C (PDF, 235 KB)
 

UBS AG

CH0236733827

13.02.2014

EUR

2,000.0

4.75% 1

12.02.2026

12.02.2021

CET1 ratio < 5%, or Viability Event

T&C (PDF, 296 KB)
 

UBS AG

CH0244100266

15.05.2014

USD

2,500.0

5.125%

15.05.2024

-

CET1 ratio < 5%, or Viability Event

T&C (PDF, 284 KB)

Non-Basel III-compliant Tier 2 capital instruments

Issuer

ISIN

Issue Date

Currency

Nominal (million)

Coupon Rate

Maturity Date

First Call Date

Write-down trigger

Terms & Conditions

UBS AG
NY Branch

US870836AC77

21.07.1995

USD

250.5

7.5%

15.07.2025

-

N/A

T&C (PDF, 6 MB)

UBS AG
Jersey Branch

XS0062270581

18.12.1995

GBP

61.3

8.75%

18.12.2025

-

N/A

T&C (PDF, 3 MB)

UBS AG
NY Branch

US870845AC84

03.09.1996

USD

217.7

7.75%

01.09.2026

-

N/A

T&C (PDF, 15 MB)

UBS AG
Jersey Branch

XS0331313055

19.11.2007

GBP

130.2

6.375%1

19.11.2024

19.11.2019

N/A

T&C (PDF, 378 KB) 

UBS AG

CH00357892101

27.12.2007

CHF

192.1

4.125%

27.12.2017

-

N/A

T&C (PDF, 566 KB)

Updated on 28 July 2017