Investor Relations - Bonds and capital instruments Disclaimer

Eligible capital components based on Swiss SRB Basel III requirements

PLEASE READ CAREFULLY THE FOLLOWING IMPORTANT TERMS AND CONDITIONS THAT GOVERN YOUR ACCESS TO, AND USE OF, THIS WEBSITE AND MATERIALS MADE AVAILABLE THROUGH THIS WEBSITE, AND ACKNOWLEDGE YOUR AGREEMENT TO THEM. IF YOU AGREE TO THE TERMS, CLICK 'I AGREE' AT THE END OF THIS DOCUMENT TO ENTER THIS WEBSITE. IF YOU DO NOT AGREE YOU WILL NOT BE ABLE TO ENTER THIS WEBPAGE.

You declare that you will not engage in any activities related to content of the Website that are contrary to applicable law or regulation or the terms of any agreements between you and UBS Group AG, UBS AG and/or any branch, group, subsidiary or affiliate of UBS Group AG or UBS AG (UBS).

Publication of the information and materials on the Website is only made pursuant to the requirements of the Circular 2016/01 issued by the Swiss Financial Market Supervisory Authority (FINMA).

Where the terms and conditions of a particular instrument are not available, this is due to securities laws restrictions. Such terms and conditions will be made available at a later point in time.

The Website, the information and/or materials made available on it are being made available solely for informational purposes and may not be reproduced, redistributed or passed on to any other person or published, in whole or in part, for any purpose, without the prior written consent of UBS.

In any jurisdiction or in any circumstances it may be unauthorized or unlawful to access the Website or read, download or have in your possession in any kind of way the information and/or material made available on the Website. Under no circumstances shall this Website, the information and/or material available herein constitute an offer of any securities (the Securities) for sale, a solicitation of an offer to purchase the Securities, or the provision of investment advice in any jurisdiction. There shall be no offer, solicitation, sale of the Securities or provision of investment advice in any jurisdiction (including the United States) in which such offer, solicitation, sale or investment advice provision would be unlawful prior to registration or qualification under the securities laws of such jurisdiction or is not otherwise authorized. The materials and information available on the Website have no regard to the specific investment objectives, financial situation or particular needs of any specific recipient. They may not constitute or contain all the information necessary to make an investment decision. They should also not be regarded by recipients as a substitute for the exercise of their own judgment.

Nothing on the Website constitutes an offer of securities for sale in the United States. The Securities may not be offered or sold in the United States absent registration or an exemption from registration under the Securities Act of 1933, as amended (the Securities Act). Unless otherwise stated in the documents related to and specific securities, it is not intended that the Securities will be registered under the Securities Act or any US state securities laws.

The materials and information included on the Website speak only as of a certain date. They could be out of date and no longer accurate. UBS does not undertake an obligation, and disclaims any duty, to update any of the information or materials, except under its obligation pursuant to FINMA's Circular 2016/01.

UBS, its affiliates, directors, officers and/or employees may have or have had interests or long or short positions in the Securities, and may at any time make purchases and/or sales in them as principal or agent. In addition, UBS and/or its affiliates may act or have acted as market-maker in the Securities.

UBS accepts no liability (contractual, tortious or otherwise) whatsoever and assumes no responsibility for any losses or damages (including, without limitation, any lost profits or lost opportunity, or any indirect, special, consequential, incidental or punitive damages whatsoever) incurred in connection with the use of and access to the Website nor the use of or reliance on the material and information made available pursuant to it.

By clicking on "I agree" you agree to the Terms and Conditions set out above and confirm that you are authorized and not restricted by law or regulation applicable to you in relevant jurisdictions to access the Website or any material or information made available on it.

Confirmation

Capital and total loss-absorbing capacity instruments

The document available below contains information on the key features of the capital and total loss-absorbing capacity instruments outstanding as of 31 December 2018 of UBS Group AG and UBS AG.

For additional capital information, refer to the "Capital management" section of our Annual Report 2018 and our first, second, third and fourth quarter 2018 report, available at www.ubs.com/investors. For additional information on our TLAC-eligible senior unsecured debt, refer to the document "UBS Group AG consolidated capital instruments and TLAC-eligible senior unsecured debt" under "Bondholder information" at www.ubs.com/investors.

Available below in the first part of the page are the terms and conditions of our capital and total loss-absorbing capacity instruments, other than shares, outstanding as of 31 December 2018. Instruments issued after 31 December 2018 or other changes to instruments after the latest reporting period, if any, are shown separately at the bottom of the page, together with the relevant key feature information.

Disclosures made available on this webpage are required by the Swiss Financial Market Supervisory Authority FINMA Circular 2016/01. Instruments are listed by date of issuance within each category.

High-trigger additional tier 1 capital instruments

Issuer

ISIN

Issue
Date

Currency

Nominal (million)

Coupon
Rate

Maturity
Date

First Call Date

Write-down trigger

Terms & Conditions

UBS Group AG1

-

31.12.20142

CHF

418.5

4% / 7.125%3

Perpetual4

01.03.2020

CET1 ratio < 7 / 10%, or Viability Event

T&C (PDF, 125 KB)

UBS Group Funding (Switzerland) AG

CH0271428317

19.02.2015

USD

1,250

7.125%5

Perpetual

19.02.2020

CET1 ratio < 7%, or Viability Event

T&C (PDF, 432 KB) 

UBS Group Funding (Switzerland) AG

CH0286864027

07.08.2015

USD

1,575

6.8755

Perpetual

07.08.2025

CET1 ratio < 7%, or Viability Event

T&C (PDF, 430 KB)

UBS
AG

-6

26.11.2015

USD

1,250

7.125%5,
plus 0.255%

Perpetual

19.02.2020

CET1 ratio < 7%, or Viability Event

T&C (PDF, 355 KB)

UBS Group AG1

-

31.12.20152

CHF

462.2

4.15% / 7.35%3

Perpetual4

01.03.2021

CET1 ratio < 7 / 10%, or Viability Event

T&C (PDF, 124 KB)

UBS Group Funding (Switzerland) AG

CH0317921697

21.03.2016

USD

1,500

6.875%5

Perpetual

22.03.2021

CET1 ratio < 7%, or Viability Event

T&C (PDF, 437 KB)

UBS AG

6

21.03.2016

USD

1,500

6.875%5,
plus 0.25%

Perpetual

22.03.2021

CET1 ratio < 7%, or Viability Event

T&C (PDF, 357 KB)

UBS Group Funding (Switzerland) AG

CH0331455318

10.08.2016

USD

1,100

7.125% 5

Perpetual

10.08.2021

CET1 ratio < 7%, or Viability Event

T&C (PDF, 431 KB)

UBS AG

-6

10.08.2016

USD

1,100

7.125% 5, plus 0.25%

Perpetual

10.08.2021

CET1 ratio < 7%, or Viability Event

T&C (PDF, 350 KB)

UBS Group
AG1

-

31.12.20162

CHF

369.2

2.55% / 5.95%3

Perpetual4

01.03.2022

CET1
ratio < 7 / 10%, or Viability Event

T&C (PDF, 125 KB)

UBS Group
AG1

-

31.12.20172

CHF

368.5

2.30% /
5.85%7

Perpetual4

01.03.20238

CET1
ratio <
7 /
10%,
or
Viability
Event

T&C (PDF, 128 KB)

UBS Group Funding (Switzerland) AG

CH0400441280

31.01.2018

USD

2,000

5.0%5

Perpetual

31.01.2023

CET1
ratio <
7 %,
or
Viability
Event

T&C (PDF, 447 KB)

UBS AG

-6

31.01.2018

USD

2,000

5%5, Plus 0.4103%

Perpetual

31.01.2023

CET1
ratio <
7 %,
or
Viability
Event

T&C (PDF, 1 MB)

UBS AG

-6

20.03.2018

USD

1,575

6.8755, Plus 0.125%

Perpetual

07.08.2025

CET1
ratio <
7 %,
or
Viability
Event

T&C (PDF, 359 KB)

UBS Group Funding (Switzerland) AG

CH0447353704

28.11.2018

SGD

700

5.875%5

Perpetual

28.11.2023

CET1 ratio < 7 %, or Viability Event

T&C (PDF, 344 KB)

UBS AG

-6

28.11.2018

SGD

700

5.875%5
plus 0.4063%

Perpetual

28.11.2023

CET1 ratio < 7 %, or Viability Event

T&C (PDF, 415 KB)

UBS Group AG1

-

31.12.20182

USD

376.3

3.40% / 6.85%7

Perpetual4

01.03.20249

CET1 ratio < 7 / 10%, or Viability Event

T&C (PDF, 142 KB)

Low-trigger additional tier 1 capital instruments

Issuer

ISIN

Issue
Date

Currency

Nominal (million)

Coupon
Rate

Maturity
Date

First Call Date

Write-down trigger

Terms & Conditions

UBS Group Funding (Switzerland) AG

CH0271428309

19.02.2015

EUR

1,000

5.75%1

Perpetual

19.02.2022

CET1 ratio < 5.125%, or Viability Event

T&C (PDF, 423 KB) 

UBS Group Funding (Switzerland)  AG

CH0271428333

19.02.2015

USD

1,250

7%1

Perpetual

19.02.2025

CET1 ratio < 5.125%, or Viability Event

T&C (PDF, 435 KB)

UBS AG

-2

11.10.2016

EUR

1,000

5.75%1, plus 0.18%

Perpetual

19.02.2022

CET1 ratio < 5.125% or Viability Event

T&C (PDF, 359 KB)

UBS AG

-2

20.03.2018

USD

1,250

7%1, plus 0.13%

Perpetual

19.02.2025

CET1 ratio < 5.125% or Viability Event

T&C (PDF, 395 KB)

High-trigger tier 2 capital instruments

Issuer

ISIN

Issue Date

Currency

Nominal (million)

Coupon Rate

Maturity Date

First Call Date

Write-down trigger

Terms & Conditions

UBS Group AG1

-

31.12.20132

CHF

427.4

3.5% / 5.125% 3

01.03.20194

-

CET1 ratio < 7 / 10%, or Viability Event

T&C (PDF, 162 KB)
 

Low-trigger tier 2 capital instruments

Issuer

ISIN

Issue Date

Currency

Nominal (million)

Coupon Rate

Maturity Date

First Call Date

Write-down trigger

Terms & Conditions

UBS AG
Stamford Branch

US90261AAB89

17.08.2012

USD

2,000.0

7.625%

17.08.2022

-

CET1 ratio < 5%, or Viability Event

T&C (PDF, 169 KB)
 

UBS AG

CH0236733827

13.02.2014

EUR

2,000.0

4.75% 1

12.02.2026

12.02.2021

CET1 ratio < 5%, or Viability Event

T&C (PDF, 272 KB)
 

UBS AG

CH0244100266

15.05.2014

USD

2,500.0

5.125%

15.05.2024

-

CET1 ratio < 5%, or Viability Event

T&C (PDF, 262 KB)

Non-Basel III-compliant Tier 2 capital instruments

Issuer

ISIN

Issue Date

Currency

Nominal (million)

Coupon Rate

Maturity Date

First Call Date

Write-down trigger

Terms & Conditions

UBS AG
NY Branch

US870836AC77

21.07.1995

USD

250.5

7.5%

15.07.2025

-

N/A

T&C (PDF, 6 MB)

UBS AG
Jersey Branch

XS0062270581

18.12.1995

GBP

61.3

8.75%

18.12.2025

-

N/A

T&C (PDF, 3 MB)

UBS AG
NY Branch

US870845AC84

03.09.1996

USD

217.7

7.75%

01.09.2026

-

N/A

T&C (PDF, 7 MB)

UBS AG
Jersey Branch

XS0331313055

19.11.2007

GBP

130.2

6.375%1

19.11.2024

19.11.2019

N/A

T&C (PDF, 359 KB) 

Total loss-absorbing capacity instruments

Issuer

ISIN

Issue Date

Currency

Nominal (million)

Coupon Rate

Maturity Date

Issuer Call Date

Terms & Conditions

UBS Group Funding (Switzerland) AG

US90351DAA54
USG91703AA90

24.09.2015

USD

1,500

2.95%

24.09.2020

-

T&C (PDF, 253 KB)

UBS Group Funding (Switzerland) AG

US90351DAC11
USG91703AC56

24.09.2015

USD

300

3m USD
Libor + 144 bps

24.09.2020

-

T&C (PDF, 227 KB)

UBS Group Funding (Switzerland) AG

US90351DAB38
USG91703AB73

24.09.2015

USD

2,500

4.125%

24.09.2025

-

T&C (PDF, 236 KB)

UBS Group Funding (Switzerland) AG

CH0302790123

16.11.2015

EUR

1,250

1.75%

16.11.2022

-

T&C (PDF, 208 KB)

UBS Group Funding (Switzerland) AG

CH0310451841

22.02.2016

CHF

300

0.75%

22.02.2022

-

T&C (PDF, 199 KB)

UBS Group Funding (Switzerland) AG

CH0310451858

22.02.2016

CHF

150

1.25%

23.02.2026

-

T&C (PDF, 200 KB)

UBS Group Funding (Switzerland) AG

CH0314209351

04.03.2016

EUR

750

2.125%

04.03.2024

-

T&C (PDF, 1 MB)

UBS Group Funding (Switzerland) AG

US90351DAE76
USG91703AJ00

05.04.2016

USD

1,000

3m USD
Libor + 178 bps

14.04.2021

-

T&C (PDF, 391 KB)

UBS Group Funding (Switzerland) AG

US90351DAD93
USG91703AH44

05.04.2016

USD

2,000

3.00%

15.04.2021

-

T&C (PDF, 387 KB)

UBS Group Funding (Switzerland) AG

US90351DAF42
USG91703AK72

05.04.2016

USD

2,000

4.125%

15.04.2026

-

T&C (PDF, 388 KB)

UBS Group Funding (Switzerland) AG

US90351DAH08
USG91703AM39

10.08.2016

USD

2,000

2.65%

01.02.2022

-

T&C (PDF, 392 KB)

UBS Group Funding (Switzerland) AG

US90351DAG25
USG91703AL55

10.08.2016

USD

500

3m USD
Libor + 153 bps

01.02.2022

-

T&C (PDF, 395 KB)

UBS Group Funding (Switzerland) AG

CH0336602930

01.09.2016

EUR

1,250

1,25%

01.09.2026

01.06.2026

T&C (PDF, 393 KB)

UBS Group Funding (Switzerland) AG

CH0341440334

30.11.2016

EUR

1,250

1,50%

30.11.2024

30.11.2023

T&C (PDF, 384 KB)

UBS Group Funding (Switzerland) AG

CH0359915425

20.03.2017

EUR

1,750

3m Euribor
+ 70 bps

20.09.2022

20.09.2021

T&C (PDF, 1 MB)

UBS Group Funding (Switzerland) AG

US90352JAA16
USH4209UAA46

23.03.2017

USD

2,000

3.491%

23.05.2023

23.05.2022

T&C (PDF, 565 KB)

UBS Group Funding (Switzerland) AG

US90352JAB98
USH4209UAB29

23.03.2017

USD

1,000

3m USD
Libor + 122 bps

23.05.2023

23.05.2022

T&C (PDF, 422 KB)

UBS Group Funding (Switzerland) AG

US90352JAC71
USH4209UAC02

23.03.2017

USD

2,000

4.253%

23.03.2028

23.03.2027

T&C (PDF, 420 KB)

UBS Group Funding (Switzerland) AG

CH0365501516

18.05.2017

CHF

400

0.625%

18.05.2024

18.05.2023

T&C (PDF, 529 KB)

UBS Group Funding (Switzerland) AG

US90352JAD54
USH4209UAF33

15.08.2017

USD

1,250

3m USD
Libor +
95 bps

15.08.2023

15.08.2022

T&C (PDF, 425 KB)

UBS Group Funding (Switzerland) AG

US90352JAE38
USH4209UAG16

15.08.2017

USD

2,000

2.859%1

15.08.2023

15.08.2022

T&C (PDF, 435 KB)

UBS Group Funding (Switzerland) AG

CH0409606354

17.04.2018

EUR

1,750

1.25%2

17.04.2025

17.04.2024

T&C (PDF, 404 KB)

UBS Group Funding (Switzerland) AG

CH0445624999

09.11.2018

JPY

20,000

0.973%1

09.11.2028

09.11.2027

T&C (PDF, 424 KB)

UBS Group Funding (Switzerland) AG

CH0445624981

09.11.2018

JPY

130,000

0.719%1

08.11.2024

08.11.2023

T&C (PDF, 422 KB)

Changes after 31 December 2018

The following capital and total loss-absorbing capacity instruments were issued on the indicated date:

High-trigger additional tier 1 capital instruments

Issuer

ISIN

Issue Date

Currency

Nominal (million)

Coupon Rate

Maturity Date

First Call Date

Write-down trigger

Terms & Conditions

UBS Group Funding (Switzerland) AG

US90352JAF03 USH4209UAT37

31.01.2019

USD

2,500

7.00%1

Perpetual

31.01.2024

CET1 ratio < 7%, or Viability Event

T&C (PDF, 379 KB)
 

UBS AG

-2

31.01.2019

USD

2,500

7.00%1
plus
0.418%

Perpetual

31.01.2024

CET1 ratio < 7%, or Viability Event

T&C (PDF, 529 KB)

Total loss-absorbing capacity instruments

Issuer

ISIN

Issue Date

Currency

Nominal (million)

Coupon Rate

Maturity Date

Issuer Call Date

Terms & Conditions

UBS Group Funding (Switzerland) AG

CH0459297435

30.01.2019

CHF

400

0.875%

30.01.2025

30.01.2024

T&C (PDF, 744 KB)

The following capital instrument matured on the indicated date:

High-trigger tier 2 capital instruments

Issuer

ISIN

Issue Date

Currency

Nominal (million)

Coupon Rate

Maturity
Date

First Call Date

Write-down trigger

Terms & Conditions

UBS Group-AG1

-

31.12.20132

CHF

427.4

3.5% / 5.125% 3

01.03.20194

-

CET1 ratio < 7 / 10%, or Viability Event

T&C (PDF, 162 KB)

Updated on 28 March 2019