Management transactions 2008

Background information

Transactions from May 26, 2008 through June 9, 2008 include the exercise and sale of Subscription Rights received in UBS's rights offering. Please note in this connection that the Quantity shown below for each of these transactions is the number of Registered Shares purchased in the case of an exercise of Subscription Rights, or the number of Subscription Rights sold in the case of a sale.

Date of transaction

Date of transaction

Name and function of individual*

Name and function of individual*

Type of transaction

Type of transaction

Type of securities

Type of securities

Quantity

Quantity

Price

Price

Amount

Amount

Date of transaction

31-Dec-08

Name and function of individual*

Sergio Marchionne, non-executive Member of the Board of Directors

Type of transaction

Purchase

Type of securities

Registered Shares

Quantity

not yet known

Price

not yet known

Amount

CHF 387'500.00

Date of transaction

24-Dec-08

Name and function of individual*

Ernesto Bertarelli, non-executive Member of the Board of Directors

Type of transaction

Purchase

Type of securities

Registered Shares

Quantity

not yet known

Price

not yet known

Amount

CHF 262'500.00

Date of transaction

11-Nov-08

Name and function of individual*

William G. Parrett, non-executive Member of the Board of Directors

Type of transaction

Purchase

Type of securities

Registered Shares

Quantity

2'000

Price

USD 13.5863

Amount

USD 27'172.6

Date of transaction

6-Nov-08

Name and function of individual*

Rainer-Marc Frey, non-executive Member of the Board of Directors

Type of transaction

Sale

Type of securities

Registered Shares

Quantity

1'000'000

Price

CHF 17.74

Amount

CHF 17'740'000

Date of transaction

5-Nov-08

Name and function of individual*

Marten Hoekstra, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Registered Shares

Quantity

45'575

Price

USD 16.62

Amount

USD 757'456.5

Date of transaction

17-Sep-08

Name and function of individual*

Peter Spuhler, non-executive Member of the Board of Directors

Type of transaction

Purchase

Type of securities

Registered Shares

Quantity

100'000

Price

CHF 18.7

Amount

CHF 1'870'000

Date of transaction

16-Sep-08

Name and function of individual*

Peter Spuhler, non-executive Member of the Board of Directors

Type of transaction

Purchase

Type of securities

Registered Shares

Quantity

98'076

Price

CHF 17

Amount

CHF 1'667'292

Date of transaction

8-Aug-08

Name and function of individual*

Peter Spuhler, non-executive Member of the Board of Directors

Type of transaction

Purchase

Type of securities

Registered Shares

Quantity

38'593

Price

CHF 21.48

Amount

CHF 828'977.64

Date of transaction

9-Jun-08

Name and function of individual*

Gabrielle Kaufmann-Kohler, non-executive Member of the Board of Directors

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

4'578

Price

CHF 21

Amount

CHF 96'138

Date of transaction

9-Jun-08

Name and function of individual*

Gabrielle Kaufmann-Kohler, non-executive Member of the Board of Directors

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

147

Price

CHF 21

Amount

CHF 3'087

Date of transaction

9-Jun-08

Name and function of individual*

Peter Spuhler, non-executive Member of the Board of Directors

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

78'274

Price

CHF 21

Amount

CHF 1'643'754

Date of transaction

9-Jun-08

Name and function of individual*

Peter Spuhler, non-executive Member of the Board of Directors

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

15'925

Price

CHF 21

Amount

CHF 334'425

Date of transaction

9-Jun-08

Name and function of individual*

Ernesto Bertarelli, non-executive Member of the Board of Directors

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

23'191

Price

CHF 21

Amount

CHF 487'011

Date of transaction

6-Jun-08

Name and function of individual*

Gabrielle Kaufmann-Kohler, non-executive Member of the Board of Directors

Type of transaction

Purchase

Type of securities

Subscription Rights

Quantity

5

Price

CHF 1.45

Amount

CHF 7.25

Date of transaction

6-Jun-08

Name and function of individual*

Rory Tapner, Member of the Group Executive Board

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

209'447

Price

CHF 21

Amount

CHF 4'398'387

Date of transaction

6-Jun-08

Name and function of individual*

Rory Tapner, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

8

Price

CHF 1.70

Amount

approx. CHF 13.60

Date of transaction

6-Jun-08

Name and function of individual*

Alexander Wilmot-Sitwell, Member of the Group Executive Board

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

24'052

Price

CHF 21

Amount

CHF 505'092

Date of transaction

6-Jun-08

Name and function of individual*

Alexander Wilmot-Sitwell, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

16

Price

approx. CHF 1.40

Amount

CHF 22.40

Date of transaction

5-Jun-08

Name and function of individual*

Marten Hoekstra, Member of the Group Executive Board

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

33'110

Price

CHF 21

Amount

CHF 695'310

Date of transaction

5-Jun-08

Name and function of individual*

Marten Hoekstra, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

19

Price

USD 1.83

Amount

USD 34.77

Date of transaction

5-Jun-08

Name and function of individual*

Marten Hoekstra, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

10

Price

USD 1.73

Amount

USD 17.30

Date of transaction

5-Jun-08

Name and function of individual*

Rolf A. Meyer, non-executive Member of the Board of Directors

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

24'416

Price

CHF 21

Amount

CHF 512'736

Date of transaction

5-Jun-08

Name and function of individual*

Rolf A. Meyer, non-executive Member of the Board of Directors

Type of transaction

Purchase

Type of securities

Subscription Rights

Quantity

14

Price

CHF 1.20

Amount

CHF 16.80

Date of transaction

5-Jun-08

Name and function of individual*

Elisabeth Meyer, closely related person

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

1'099

Price

CHF 21

Amount

CHF 23'079

Date of transaction

5-Jun-08

Name and function of individual*

Joe Scoby, Member of the Group Executive Board

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

98'385

Price

CHF 21

Amount

CHF 2'066'085

Date of transaction

5-Jun-08

Name and function of individual*

John Arthur Fraser, Member of the Group Executive Board

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

7'000

Price

CHF 21

Amount

CHF 147'000

Date of transaction

5-Jun-08

Name and function of individual*

John Arthur Fraser, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

150'403

Price

approx. CHF 1.87

Amount

CHF 281'476

Date of transaction

5-Jun-08

Name and function of individual*

Jerker Johansson, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

16

Price

approx. CHF 1.40

Amount

CHF 22.40

Date of transaction

5-Jun-08

Name and function of individual*

Joe Scoby, Member of the Group Executive Board

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

65'618

Price

CHF 21

Amount

CHF 1'377'978

Date of transaction

4-Jun-08

Name and function of individual*

Jerker Johansson, Member of the Group Executive Board

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

52'248

Price

CHF 21

Amount

CHF 1'097'208

Date of transaction

3-Jun-08

Name and function of individual*

Peter Voser, non-executive Member of the Board of Directors

Type of transaction

Purchase

Type of securities

Subscription Rights

Quantity

13

Price

CHF 1.43

Amount

CHF 18.59

Date of transaction

3-Jun-08

Name and function of individual*

Peter Voser, non-executive Member of the Board of Directors

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

7'994

Price

CHF 21

Amount

CHF 167'874

Date of transaction

2-Jun-08

Name and function of individual*

John Arthur Fraser, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

170'404

Price

CHF 1.16

Amount

CHF 197'668.64

Date of transaction

2-Jun-08

Name and function of individual*

John Arthur Fraser, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

7'096

Price

CHF 1.01

Amount

CHF 7'166.96

Date of transaction

2-Jun-08

Name and function of individual*

Alexander Wilmot-Sitwell, Member of the Group Executive Board

Type of transaction

Purchase

Type of securities

Subscription Rights

Quantity

17'000

Price

CHF 1.11

Amount

CHF 18'870

Date of transaction

30-May-08

Name and function of individual*

Stephan Haeringer, executive Member of the Board of Directors

Type of transaction

Purchase

Type of securities

Registered Shares

Quantity

4

Price

CHF 25.88

Amount

CHF 103.50

Date of transaction

29-May-08

Name and function of individual*

Peter Kurer, Chairman

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

107'590

Price

CHF 21

Amount

CHF 2'259'390

Date of transaction

29-May-08

Name and function of individual*

Peter Kurer, Chairman

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

18

Price

approx. CHF 1.62

Amount

CHF 29.08

Date of transaction

29-May-08

Name and function of individual*

Susi Kurer, closely related person

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

280

Price

CHF 21

Amount

CHF 5'880

Date of transaction

29-May-08

Name and function of individual*

Robert Wolf, Member of the Group Executive Board

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

61'369

Price

CHF 21

Amount

CHF 1'288'749

Date of transaction

29-May-08

Name and function of individual*

Robert Wolf, Member of the Group Executive Board

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

112'364

Price

CHF 21

Amount

CHF 2'359'644

Date of transaction

29-May-08

Name and function of individual*

Sergio Marchionne, non-executive Member of the Board of Directors

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

22'799

Price

CHF 21

Amount

CHF 478'779

Date of transaction

29-May-08

Name and function of individual*

Lawrence A. Weinbach, non-executive Member of the Board of Directors

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

504

Price

CHF 21

Amount

CHF 10'584

Date of transaction

29-May-08

Name and function of individual*

Lawrence A. Weinbach, non-executive Member of the Board of Directors

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

62'141

Price

approx. CHF 1.67

Amount

CHF 103'775.45

Date of transaction

29-May-08

Name and function of individual*

Stephan Haeringer, executive Member of the Board of Directors

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

4'441

Price

approx. CHF 1.59

Amount

CHF 7'061.20

Date of transaction

29-May-08

Name and function of individual*

Raoul Weil, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

211'857

Price

approx. CHF 1.75

Amount

CHF 370'739.38

Date of transaction

29-May-08

Name and function of individual*

Raoul Weil, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

28'619

Price

approx. CHF 1.78

Amount

CHF 50'941.80

Date of transaction

29-May-08

Name and function of individual*

Raoul Weil, Member of the Group Executive Board

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

19'502

Price

CHF 21

Amount

CHF 409'542

Date of transaction

28-May-08

Name and function of individual*

John Arthur Fraser, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

228'908

Price

CHF 1.75

Amount

CHF 400'589

Date of transaction

27-May-08

Name and function of individual*

Joerg Wolle, non-executive Member of the Board of Directors

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

10'759

Price

CHF 21

Amount

CHF 225'939

Date of transaction

27-May-08

Name and function of individual*

Joerg Wolle, non-executive Member of the Board of Directors

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

10

Price

CHF 1.53

Amount

CHF 15.30

Date of transaction

27-May-08

Name and function of individual*

Christine Haeringer, closely related person

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

720

Price

CHF 1.71

Amount

CHF 1231.20

Date of transaction

27-May-08

Name and function of individual*

Stephan Haeringer, executive Member of the Board of Directors

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

65'632

Price

CHF 1.70

Amount

CHF 111'574.40

Date of transaction

27-May-08

Name and function of individual*

Stephan Haeringer, executive Member of the Board of Directors

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

280'000

Price

CHF 1.85

Amount

CHF 518'000

Date of transaction

27-May-08

Name and function of individual*

Stephan Haeringer, executive Member of the Board of Directors

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

100'000

Price

CHF 1.85

Amount

CHF 185'000

Date of transaction

27-May-08

Name and function of individual*

Walter Stuerzinger, Member of the Group Executive Board

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

76'972

Price

CHF 21

Amount

CHF 1'616'412

Date of transaction

27-May-08

Name and function of individual*

Walter Stuerzinger, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

2

Price

CHF 1.70

Amount

CHF 3.40

Date of transaction

27-May-08

Name and function of individual*

Walter Stuerzinger, Member of the Group Executive Board

Type of transaction

Purchase

Type of securities

Subscription Rights

Quantity

8

Price

CHF 1.85

Amount

CHF 14.80

Date of transaction

27-May-08

Name and function of individual*

Alexander Wilmot-Sitwell, Member of the Group Executive Board

Type of transaction

Purchase

Type of securities

Subscription Rights

Quantity

21'000

Price

CHF 1.69

Amount

CHF 35'490

Date of transaction

27-May-08

Name and function of individual*

Alexander Wilmot-Sitwell, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

335'938

Price

CHF 1.71

Amount

CHF 574'454

Date of transaction

27-May-08

Name and function of individual*

Helmut Panke, non-executive Member of the Board of Directors

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

3

Price

approx. CHF 1.70

Amount

approx. CHF 5.10

Date of transaction

27-May-08

Name and function of individual*

Helmut Panke, non-executive Member of the Board of Directors

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

8'288

Price

CHF 21

Amount

CHF 174'048

Date of transaction

27-May-08

Name and function of individual*

Marco Suter, Member of the Group Executive Board

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

42'875

Price

CHF 21

Amount

CHF 900'375

Date of transaction

27-May-08

Name and function of individual*

Marco Suter, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

122'506

Price

CHF 1.85

Amount

CHF 226'636.10

Date of transaction

27-May-08

Name and function of individual*

Marco Suter, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Subscription Rights

Quantity

6

Price

CHF 1.72

Amount

CHF 10.32

Date of transaction

27-May-08

Name and function of individual*

Marco Suter, Member of the Group Executive Board

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

889

Price

CHF 21

Amount

CHF 18'669

Date of transaction

27-May-08

Name and function of individual*

Marco Suter, Member of the Group Executive Board

Type of transaction

Purchase

Type of securities

Subscription Rights

Quantity

8

Price

CHF 1.53

Amount

CHF 12.24

Date of transaction

27-May-08

Name and function of individual*

Marcel Rohner, Group CEO

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

184'429

Price

CHF 21

Amount

CHF 3'873'009

Date of transaction

26-May-08

Name and function of individual*

Stephan Haeringer, executive Member of the Board of Directors

Type of transaction

Purchase (by exercise of subscription rights)

Type of securities

Registered Shares

Quantity

12'943

Price

CHF 21

Amount

CHF 271'803

Date of transaction

23-May-08

Name and function of individual*

Alexander Wilmot-Sitwell, Member of the Group Executive Board

Type of transaction

Sale

Type of securities

Registered Shares

Quantity

18'331

Price

CHF 30.90

Amount

CHF 566'428

Date of transaction

7-May-08

Name and function of individual*

Executive member of the board of directors / member of senior management

Type of transaction

Sale

Type of securities

other

Quantity

41'421

Price

CHF 1.73

Amount

CHF 71'658.33

Date of transaction

30-Apr-08

Name and function of individual*

Executive member of the board of directors / member of senior management

Type of transaction

Sale

Type of securities

other

Quantity

446'352

Price

CHF 1.74

Amount

CHF 776'652.48

Date of transaction

14-Mar-08

Name and function of individual*

Non-executive member of the board of directors

Type of transaction

Purchase

Type of securities

Equity

Quantity

80'000

Price

CHF 30.44

Amount

CHF 2'435'200

Date of transaction

28-Feb-08

Name and function of individual*

Non-executive member of the board of directors

Type of transaction

Purchase

Type of securities

Equity

Quantity

40'000

Price

CHF 36.00

Amount

CHF 1'440'000

Date of transaction

20-Feb-08

Name and function of individual*

Non-executive member of the board of directors

Type of transaction

Purchase

Type of securities

Equity

Quantity

6'900

Price

CHF 36.23

Amount

CHF 249'987

Date of transaction

15-Feb-08

Name and function of individual*

Non-executive member of the board of directors

Type of transaction

Purchase

Type of securities

Equity

Quantity

40'000

Price

CHF 35.00

Amount

CHF 1'400'000