A bold vision

Northeast Private Wealth Management

A partner to help your achievements endure

With a presence throughout the Northeast, we partner with individuals and families as they pursue a vision inspired by imagination, courage and determination. We bring insight and experience to our relationship with you to help you pursue what could be possible today and for generations to come.

A commitment beyond wealth.

  • 150-year heritage in helping you transform your success into a lasting legacy
  • Resources for your unique and sophisticated needs—including your business, family, philanthropy and personal passions
  • Resources for educating your children about the responsibilities of wealth
  • Insights and experience to enrich every aspect of your life.

You’re in great company—UBS is the world’s largest wealth manager.

Best Global Private Bank

Euromoney, 2016 – 2019
PWM The Banker, 2019, 2017, 2016

Best Services for Philanthropy
and Social Impact Investing
Euromoney, 2015 – 2018

Best Family Office Services
Euromoney, 2018, 2017

Best Services for Succession Planning Advice and Trusts
Euromoney, 2015 – 2019

Best Bank for Wealth Management
in North America
Euromoney, 2017

Best Global Wealth Manager
Euromoney, 2015 – 2018

The Euromoney awards were independently determined and awarded by the Euromoney editorial team. UBS did not pay a fee in exchange for these awards. For more information on a particular award, please visit ubs.com/us/en/designation-disclosures.

Advice for life’s dimensions.

Our partnership with you encompasses different dimensions of your life—your investments, business, passion and legacy. By understanding your vision, motivations, core values and what is most important to you, we develop a plan that’s truly personalized for you.

Personal attention to every detail.

Your team is dedicated to providing you with the utmost personal attention and care in everything we do. With knowledge that is shaped by working with the world’s most influential families, we bring together skilled advice, expert insights and in-depth research to address your individual needs.


Working together to help you pursue what matters most.

Significant wealth brings complexity. UBS Wealth Way helps you think about your life and wealth along three key strategies: Liquidity. Longevity. Legacy. Each is designed to work in tandem throughout your life and beyond. Together, we’ll look at every aspect of your wealth—including nurturing your family’s financial, social, and human capital. All so that we can help pass on your values and your legacy today, tomorrow and for generations to come.

Liquidity. Longevity. Legacy.

Our approach starts with questions and a discussion that help us focus on what’s really important to you. Then, we can  help you organize your financial life into three key strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

Liquidity

To help maintain your lifestyle

This strategy helps you manage cash flow for near-term expenses. It can give you the  confidence to fund short-term needs regardless of the markets, and helps reduce the  likelihood of making impulsive investment decisions during periods of market volatility. 

  • Entertainment and travel
  • Taxes
  • Purchasing a home

Longevity

To help improve your lifestyle

This strategy includes the resources you’ll need over the course of  your life. It can help you gain confidence in your future by allowing you to shift your focus to meeting long-term goals rather than  trying to outperform the markets.

  • Retirement
  • Healthcare and long-term expenses
  • Second home

Legacy

To help you improve the lives of others

This strategy includes all of the resources for needs that go  beyond your own. Having a Legacy strategy can boost your confidence by reframing risk based on specific legacy goals and longer timeframes.

  • Giving to family
  • Philanthropy
  • Wealth transfer over generations

Your leadership team.

Your leadership team brings a deep understanding of the many dimensions of personal wealth management. With a breadth of experience, the team works closely with your Financial Advisor to focus the global resources, intelligence and comprehensive solutions of the firm on your specific needs.

Julie Fox

Market Head
Northeast Private Wealth Management

1735 Market Street
Philadelphia, PA 19103
julie.fox@ubs.com
215-496-2067

Julie is the Market Head of the Northeast Private Wealth Market business. Previously, she served as National Sales Manager, responsible for the sales strategy and direction of all field-facing resources both internally and externally to ensure consistency in how the firm delivers products and solutions to Financial Advisors and clients. A 17-year veteran of UBS, Julie was instrumental in launching the UBS Global Family Office Group, a unique offering in the industry serving the needs of UHNW clients and their Advisors. She spent five years in the field in key branch roles as the Metro Regional Sales Manager and has seven years of experience in our Capital Markets group leading an array of teams and businesses. Julie is a former co-chair for the firm’s Diversity Network (All Bar None) in the Americas and led efforts to start a 100 Women in Finance location in Philadelphia where she is the Co-chair.

Julie played collegiate Division I tennis at Lehigh University and still plays frequently in New York City. She holds an executive M.B.A. from Fordham University. Julie sits on the board of Philadelphia College of Osteopathic Medicine and was selected to be one of the Makers@ Community Class of 2020 on behalf of UBS. She has served on several other non-profit boards in New York City including Futures and Options and JOIN Israel. Julie, her husband Stephen, and sons Mason and Logan live in Long Island City, New York.

Max Bardeen

Complex Manager
Boston Private Wealth Complex

200 Clarendon St., 24th floor
Boston, MA 02116
maxwell.bardeen@ubs.com
617-247-6001

Max sources, facilitates and maintains relationships with ultra-high net worth families, family offices, and with those who advise them. He started the UHNW business for UBS in New England and has been with the firm his entire career.

He received his undergraduate degree from Lafayette College in Easton, Pennsylvania, is a graduate of the General Electric Experienced Management Development Course and completed the Darden School for Executive Education – Leadership and Management Program in 1998. Max has been a member of the UBS Director’s Council, and was a 2002 recipient of UBS’s Ed Connolly Leadership award. He sits on the Board of Directors of the Big Sister Association of Boston, Horizons for Kids and Francis Ward Paine Foundation. Max is also a Member of Corporation at the Perkins School for the Blind. He has served as Co-Chair of the Annual Fund for the Dedham Country Day School and for the Noble and Greenough School. Max and his wife, Beth, live in Dedham, MA and have two children.

Brendan Graham

Branch Manager Mid-Atlantic Summary

1735 Market Street
Philadelphia, PA 19103
brendan.graham@ubs.com
215-496-2066

Brendan serves as Branch Manager for the Northeast Private Wealth Market, which includes offices in Philadelphia, Baltimore, Washington D.C. and Charlotte. Brendan’s career at UBS started in 2013 as a member of the Graduate Talent Program. During his two years in the program, he gained experience on the Fixed Income, Lending and Insurance Sales Desks. In 2015, Brendan joined the Private Wealth Management Leadership team working with various ultra-high-net-worth client specialists. In this role, he worked closely with the Investment Platforms & Solutions group to deliver the firm’s offerings to private wealth advisors and clients. In 2018, Brendan joined the Mid Atlantic PWM management team as the Assistant Market Head.

Brendan received an B.S.M. in finance from Tulane University in New Orleans, LA, and currently holds FINRA Series 7, 9, 10 and 66 securities licenses. In his free time, Brendan enjoys golf, tennis, cycling/spinning and reading.

Richard Lede

Assistant Market Head Northeast Private Wealth Market

750 Washington Blvd
Stamford, CT 06901
richard.lede@ubs.com
203-705-4217

Rich is Director and Assistant Market Head for the New England Private Wealth Market where he responsible for the Private Wealth Management office in Stamford, CT. He spends his time connecting resources to assist Private Wealth Advisors who oversee the wealth for Ultra High Net Worth client relationships.

Originally from New York City, Rich resides in New York with his wife Tammy. They have 2 adult children, Brittany, a Speech-Language Pathologist and Nicholas, a Mechanical Engineer and Licensed Marine Engineer.

Diana Rogers

Market Supervisory Officer, Northeast Private Wealth Market

200 Clarendon St., 24th floor
Boston, MA 02116
diana.rogers@ubs.com
617-247-6020

As the Market Supervisory Officer, Diana is responsible for supervision and compliance in the Northeast PWM market. She joined UBS Private Wealth Management in June 2016 after 25 years at Credit Suisse.

Diana is a graduate of Providence College and has her Series 3, 7, 9, 10, 63 and 65 securities licenses. She lives in Charlestown, MA.

Patricia Mosca

Market Administrative Officer, Northeast Private Wealth Market

1735 Market Street
Philadelphia, PA 19103
patricia.mosca@ubs.com
215-496-2064

Pat began her career in the early 90’s and has over 20 years of experience in the financial services industry. She started her career at Legg Mason on the OTC trading desk and has worked in various roles in investment banking, insurance and brokerage. In 2017, Pat joined UBS Private Wealth Management as an Administrative Manager covering the satellite branches. In her current role, Pat works closely with Financial Advisors and Team Associates to deliver exceptional service.

Pat has a B.B.A. in Finance and Business Law from Temple University. She holds FINRA Series 7, 66, 9/10 and 24 securities licenses . She participated in the Leading the Future program in 2018. She enjoys cycling, cooking and participating in 5K races. A Philadelphia native, Pat lives with her husband and pup Molly in South Jersey. She is an avid sports fan and enjoys spending time with family and friends at the Jersey shore.


Let’s start a conversation.

Your goals and aspirations, your family and business, the legacy you want to leave behind—these are the things that drive you. They are also the very things that inspire us to craft an exclusive plan for you. To explore how we may serve you and your family’s needs, please contact us. And experience the UBS difference.

UBS Financial Services Inc.

1735 Market Street, 35th Floor
Philadelphia, PA 19103
215-496-2000

Northeast regional offices

Baltimore

500 East Pratt Street
11th Floor
Baltimore, MD 21202

Charlotte

6100 Fairview Road
9th Floor
Charlotte, NC 28210

Newport

130 Bellevue Avenue
Newport, RI 02840

Rochester

400 Linden Oaks
Rochester, NY 14625


Boston

200 Clarendon Street
24th floor
Boston, MA 02116

Hunt Valley

307 International Circle
Suite 440
Hunt Valley, MD 21031

Philadelphia

1735 Market Street
35th Floor
Philadelphia, PA 19103

Stamford

750 Washington Boulevard 11th Floor
Stamford, CT 06901

Washington

1501 K Street, NW
11th Floor
Washington, DC 20005