Execution venues

MiFID order execution policy

As referred to in Section 3.1.3 of the MiFID Order Execution, Order Handling and Order Allocation Policy.

Note that this list of Execution Venues is not exhaustive but comprises those execution venues on which UBS Investment Bank places significant reliance. This list will be kept under review and updated in accordance with UBS Investment Bank's MiFID Order Execution Policy. UBS Investment Bank reserves the right to use other Execution Venues additional to those listed here where it deems appropriate in accordance with UBS Investment Bank's MiFID Order Execution Policy and to remove any Execution Venues from the list. Where UBS Investment Bank acts as the execution venue we will use all sources of reasonably available information, including MTFs, local exchanges, brokers and data vendors, to obtain the best possible result for the order.

Equities

UBS Investment Bank

Aktietorget

American Stock Exchange AMEX*

Aquis

Athens Stock Exchange

Australian Securities Exchange*

BATS Chi-X Europe

Borsa Italiana

Budapest Stock Exchange*

Cairo & Alexandria Stock Exchange*

DIFX Dubai

First North Denmark

First North Helsinki

First North Sweden

Frankfurt Stock Exchange (including Xetra trading platform)

Hong Kong Stock Exchange*

Instinet BlockMatch

Irish Stock Exchange

Istanbul Stock Exchange

Jakarta Stock Exchange*

Johannesburg Stock Exchange*

Korea Stock Exchange*

London Stock Exchange

Madrid Stock Exchange

Mexican Stock Exchange*

NASDAQ*

NASDAQ OMX Copenhagen Exchange

NASDAQ OMX Helsinki Exchange

NASDAQ OMX Iceland Exchange*

NASDAQ OMX Stockholm Exchange

New York Stock Exchange*

New Zealand Stock Exchange*

NYSE ARCA*

NYSE Euronext Amsterdam Stock Exchange

NYSE Euronext Brussels Stock Exchange

NYSE Euronext Lisbon Stock Exchange

NYSE Euronext Paris Stock Exchange

Oslo Stock Exchange

Philippine Stock Exchange*

POSIT
 

Prague Stock Exchange*

Russian Trading System Stock Exchange*

Sao Paulo Stock Exchange BOVESPA*

Sigma X MTF

SmartPool

Stock Exchange of Singapore*

Stock Exchange of Thailand*

SiX Group - SWX

Taiwan Stock Exchange*

Tel Aviv Stock Exchange

Tokyo Stock Exchange*

Toronto Stock Exchange*

Turquoise

UBS MTF
 

Vienna Stock Exchange

Warsaw Stock Exchange

UBS Investment Bank

American Stock Exchange AMEX*

Athens Stock Exchange*

Australian Securities Exchange*

Borsa Italiana

Budapest Stock Exchange*

Cairo & Alexandria Stock Exchange*

Frankfurt Stock Exchange (including Xetra trading platform)

Hong Kong Stock Exchange*

Istanbul Stock Exchange*

Jakarta Stock Exchange*

Johannesburg Stock Exchange*

Korea Stock Exchange*

London Stock Exchange

Madrid Stock Exchange*

Mexican Stock Exchange*

NASDAQ*

New York Stock Exchange*

New Zealand Stock Exchange*

NYSE ARCA*

NYSE Euronext Amsterdam Stock Exchange

NYSE Euronext Brussels Stock Exchange

NYSE Euronext Lisbon Stock Exchange

NYSE Euronext Paris Stock Exchange

OMX Stockholm Exchange

OMX Helsinki Exchange

OMX Copenhagen Exchange

Oslo Stock Exchange

Philippine Stock Exchange*

Prague Stock Exchange*

Russian Trading System Stock Exchange*

Sao Paulo Stock Exchange BOVESPA*

Stock Exchange of Singapore*

Stock Exchange of Thailand*

SWX Swiss Exchange

Taiwan Stock Exchange*

Tel Aviv Stock Exchange*

Tokyo Stock Exchange*

Toronto Stock Exchange*

Vienna Stock Exchange

Virt-X

Warsaw Stock Exchange*

American Stock Exchange*

Australian Securities Exchange*

Boston Option Exchange*

Brazilian Mercantile & Futures Exchange

CBOE Futures Exchange*

Chicago Board of Trade*

Chicago Board Options Exchange*

Chicago Mercantile Exchange*

EDX London

Eurex Deutschland/Eurex Zürich

Euronext.liffe

Euronext.liffe Bclear

Euronext Amsterdam

Hong Kong Exchanges & Clearing Ltd*

Hong Kong Futures Exchange

International Securities Exchange*

Italian Derivatives Market

Korea Exchange*

MEFF

Nasdaq Liffe Markets, LLC*

National Stock Exchange of India*

NYSE ARCA*

OMX Copenhagen Exchange

OMX Helsinki Exchange

OMX Stockholm Exchange

OneChicago*

Osaka Securities Exchange*

Philadelphia Stock Exchange*

Singapore Exchange Derivatives Trading*

Sydney Futures Exchange*

Thailand Futures Exchange*

Tokyo Stock Exchange*

UBS Investment Bank

Bolsa Madrid

Borsa Italiana

CATS-OS

Euronext

Frankfurt Stock Exchange (including Xetra trading platform) (Smart Trading)

London Stock Exchange

Luxembourg Stock Exchange

Nordic Derivatives Exchange

OMX Copenhagen Exchange

OMX Helsinki Exchange

OMX Stockholm Exchange

Oslo Bors

Stuttgarter Börse (Euwax),

SWX Swiss Exchange

Tiqs

VWD Tradelink

UBS Investment Bank

UBS Investment Bank

Fixed Income

UBS Investment Bank

UBS Investment Bank

Brazilian Mercantile & Futures Exchange

Chicago Board of Trade*

Chicago Mercantile Exchange*

Eurex Deutschland/Eurex Zürich

Euronext.liffe

Euronext.liffe Bclear

Hong Kong Exchanges & Clearing Ltd*

Italian Derivatives Exchange Market

Korea Exchange*

MEFF

Moscow Interbank Currency Exchange*

National Stock Exchange of India

OMX Copenhagen Exchange

OMX Helsinki Exchange

OMX Stockholm Exchange

Philadelphia Board of Trade*

Singapore Exchange Derivatives Trading*

South African Futures Exchange

Sydney Futures Exchange*

Taiwan Futures Exchange

Tel Aviv Stock Exchange

Tokyo Financial Exchange (formerly TIFFE)*

Tokyo Stock Exchange*

Turkish Derivatives Exchange

UBS Investment Bank

BGC

Bloomberg

GFI

ICAP

ICE

Tradition

Tradeweb

TrueEx

Tullet

State Street

Commodities and Foreign Currencies

Athens Derivatives Exchange

Australian Securities Exchange*

Bolsa de Mercadorias & Futuros*

Brazilian Mercantile & Futures Exchange

Bursa Malaysia Derivatives

Chicago Board of Trade*

Chicago Mercantile Exchange*

ENDEX

Euronext.liffe

European Climate Exchange

European Energy Exchange

ICE Futures

Intercontinental Exchange

Kansai Commodities Exchange

Kansas City Board of Trade*

Korea Exchange*

London Metal Exchange

Minneapolis Grain Exchange*

New York Board of Trade*

New York Mercantile Exchange*

New York Mercantile Exchange (COMEX division)*

Nordpool

NYBOT Coffee, Sugar and Cocoa Exchange*

South African Futures Exchange*

Sydney Futures Exchange*

Taiwan Futures Exchange*

Tokyo Commodity Exchange*

Tokyo Grain Exchange*

Turkish Derivatives Exchange

Winnipeg Commodities Exchange*

Yokohama Commodity Exchange

UBS Investment Bank

UBS Investment Bank