Execution venues

MiFID order execution policy

As referred to in Section 3.1.3 of the MiFID Order Execution, Order Handling and Order Allocation Policy.

Note that this list of Execution Venues is not exhaustive but comprises those execution venues on which UBS Investment Bank places significant reliance. This list will be kept under review and updated in accordance with UBS Investment Bank's MiFID Order Execution Policy. UBS Investment Bank reserves the right to use other Execution Venues additional to those listed here where it deems appropriate in accordance with UBS Investment Bank's MiFID Order Execution Policy and to remove any Execution Venues from the list. Where UBS Investment Bank acts as the execution venue we will use all sources of reasonably available information, including MTFs, local exchanges, brokers and data vendors, to obtain the best possible result for the order.

Equities

  • UBS Investment Bank
  • Aktietorget
  • American Stock Exchange AMEX*
  • Aquis
  • Athens Stock Exchange
  • Australian Securities Exchange*
  • BATS Chi-X Europe
  • Borsa Italiana
  • Budapest Stock Exchange*
  • Cairo & Alexandria Stock Exchange*
  • DIFX Dubai
  • First North Denmark
  • First North Helsinki
  • First North Sweden
  • Frankfurt Stock Exchange (including Xetra trading platform)
  • Hong Kong Stock Exchange*
  • Instinet BlockMatch
  • Irish Stock Exchange
  • Istanbul Stock Exchange
  • Jakarta Stock Exchange*
  • Johannesburg Stock Exchange*
  • Korea Stock Exchange*
  • London Stock Exchange
  • Madrid Stock Exchange
  • Mexican Stock Exchange*
  • NASDAQ*
  • NASDAQ OMX Copenhagen Exchange
  • NASDAQ OMX Helsinki Exchange
  • NASDAQ OMX Iceland Exchange*
  • NASDAQ OMX Stockholm Exchange
  • New York Stock Exchange*
  • New Zealand Stock Exchange*
  • NYSE ARCA*
  • NYSE Euronext Amsterdam Stock Exchange
  • NYSE Euronext Brussels Stock Exchange
  • NYSE Euronext Lisbon Stock Exchange
  • NYSE Euronext Paris Stock Exchange
  • Oslo Stock Exchange
  • Philippine Stock Exchange*
  • POSIT
  • Prague Stock Exchange*
  • Russian Trading System Stock Exchange*
  • Sao Paulo Stock Exchange BOVESPA*
  • Sigma X MTF
  • SmartPool
  • Stock Exchange of Singapore*
  • Stock Exchange of Thailand*
  • SiX Group - SWX
  • Taiwan Stock Exchange*
  • Tel Aviv Stock Exchange
  • Tokyo Stock Exchange*
  • Toronto Stock Exchange*
  • Turquoise
  • UBS MTF
  • Vienna Stock Exchange
  • Warsaw Stock Exchange
  • UBS Investment Bank
  • American Stock Exchange AMEX*
  • Athens Stock Exchange*
  • Australian Securities Exchange*
  • Borsa Italiana
  • Budapest Stock Exchange*
  • Cairo & Alexandria Stock Exchange*
  • Frankfurt Stock Exchange (including Xetra trading platform)
  • Hong Kong Stock Exchange*
  • Istanbul Stock Exchange*
  • Jakarta Stock Exchange*
  • Johannesburg Stock Exchange*
  • Korea Stock Exchange*
  • London Stock Exchange
  • Madrid Stock Exchange*
  • Mexican Stock Exchange*
  • NASDAQ*
  • New York Stock Exchange*
  • New Zealand Stock Exchange*
  • NYSE ARCA*
  • NYSE Euronext Amsterdam Stock Exchange
  • NYSE Euronext Brussels Stock Exchange
  • NYSE Euronext Lisbon Stock Exchange
  • NYSE Euronext Paris Stock Exchange
  • OMX Stockholm Exchange
  • OMX Helsinki Exchange
  • OMX Copenhagen Exchange
  • Oslo Stock Exchange
  • Philippine Stock Exchange*
  • Prague Stock Exchange*
  • Russian Trading System Stock Exchange*
  • Sao Paulo Stock Exchange BOVESPA*
  • Stock Exchange of Singapore*
  • Stock Exchange of Thailand*
  • SWX Swiss Exchange
  • Taiwan Stock Exchange*
  • Tel Aviv Stock Exchange*
  • Tokyo Stock Exchange*
  • Toronto Stock Exchange*
  • Vienna Stock Exchange
  • Virt-X
  • Warsaw Stock Exchange*
  • American Stock Exchange*
  • Australian Securities Exchange*
  • Boston Option Exchange*
  • Brazilian Mercantile & Futures Exchange
  • CBOE Futures Exchange*
  • Chicago Board of Trade*
  • Chicago Board Options Exchange*
  • Chicago Mercantile Exchange*
  • EDX London
  • Eurex Deutschland/Eurex Zürich
  • Euronext.liffe
  • Euronext.liffe Bclear
  • Euronext Amsterdam
  • Hong Kong Exchanges & Clearing Ltd*
  • Hong Kong Futures Exchange
  • International Securities Exchange*
  • Italian Derivatives Market
  • Korea Exchange*
  • MEFF
  • Nasdaq Liffe Markets, LLC*
  • National Stock Exchange of India*
  • NYSE ARCA*
  • OMX Copenhagen Exchange
  • OMX Helsinki Exchange
  • OMX Stockholm Exchange
  • OneChicago*
  • Osaka Securities Exchange*
  • Philadelphia Stock Exchange*
  • Singapore Exchange Derivatives Trading*
  • Sydney Futures Exchange*
  • Thailand Futures Exchange*
  • Tokyo Stock Exchange*
  • UBS Investment Bank
  • Bolsa Madrid
  • Borsa Italiana
  • CATS-OS
  • Euronext
  • Frankfurt Stock Exchange (including Xetra trading platform) (Smart Trading)
  • London Stock Exchange
  • Luxembourg Stock Exchange
  • Nordic Derivatives Exchange
  • OMX Copenhagen Exchange
  • OMX Helsinki Exchange
  • OMX Stockholm Exchange
  • Oslo Bors
  • Stuttgarter Börse (Euwax)
  • SWX Swiss Exchange
  • Tiqs
  • VWD Tradelink

UBS Investment Bank

UBS Investment Bank

Fixed Income

UBS Investment Bank

UBS Investment Bank

  • Brazilian Mercantile & Futures Exchange
  • Chicago Board of Trade*
  • Chicago Mercantile Exchange*
  • Eurex Deutschland/Eurex Zürich
  • Euronext.liffe
  • Euronext.liffe Bclear
  • Hong Kong Exchanges & Clearing Ltd*
  • Italian Derivatives Exchange Market
  • Korea Exchange*
  • MEFF
  • Moscow Interbank Currency Exchange*
  • National Stock Exchange of India
  • OMX Copenhagen Exchange
  • OMX Helsinki Exchange
  • OMX Stockholm Exchange
  • Philadelphia Board of Trade*
  • Singapore Exchange Derivatives Trading*
  • South African Futures Exchange
  • Sydney Futures Exchange*
  • Taiwan Futures Exchange
  • Tel Aviv Stock Exchange
  • Tokyo Financial Exchange (formerly TIFFE)*
  • Tokyo Stock Exchange*
  • Turkish Derivatives Exchange

UBS Investment Bank

  • BGC
  • Bloomberg
  • GFI
  • ICAP
  • ICE
  • Tradition
  • Tradeweb
  • TrueEx
  • Tullet
  • State Street

Commodities and Foreign Currencies

  • Athens Derivatives Exchange
  • Australian Securities Exchange*
  • Bolsa de Mercadorias & Futuros*
  • Brazilian Mercantile & Futures Exchange
  • Bursa Malaysia Derivatives
  • Chicago Board of Trade*
  • Chicago Mercantile Exchange*
  • ENDEX
  • Euronext.liffe
  • European Climate Exchange
  • European Energy Exchange
  • ICE Futures
  • Intercontinental Exchange
  • Kansai Commodities Exchange
  • Kansas City Board of Trade*
  • Korea Exchange*
  • London Metal Exchange
  • Minneapolis Grain Exchange*
  • New York Board of Trade*
  • New York Mercantile Exchange*
  • New York Mercantile Exchange (COMEX division)*
  • Nordpool
  • NYBOT Coffee, Sugar and Cocoa Exchange*
  • South African Futures Exchange*
  • Sydney Futures Exchange*
  • Taiwan Futures Exchange*
  • Tokyo Commodity Exchange*
  • Tokyo Grain Exchange*
  • Turkish Derivatives Exchange
  • Winnipeg Commodities Exchange*
  • Yokohama Commodity Exchange

UBS Investment Bank

UBS Investment Bank