Shareholder distribution

Ownership of UBS Group AG shares is widely spread. The tables below provide information about the distribution of shareholders by category and geographical location. This information relates only to registered shareholders and cannot be assumed to be representative of the entire investor base nor the actual beneficial ownership.

Distribution of UBS Group AG shares
(on 30 September 2017)

 

Shareholders
registered

Shares
registered

Number of shares
registered

Number

%

Number

% of shares
issued

1-100

26,369

11.1

1,487,068

0.0

101-1,000

127,051

53.5

60,077,113

1.6

1,001-10,000

76,552

32.2

216,800,216

5.6

10,001-100,000

6,837

2.9

161,585,411

4.2

100,001-1,000,000

536

0.2

153,894,101

4.0

1,000,001-5,000,000

88

0.0

184,520,850

4.8

5,000,001 - 38,523,612 (1%)

29

0.0

333,476,969

8.7

1-2%

2

0.0

107,031,215

2.8

2-3%

1

0.0

78,201,303

2.0

3-4%

0

0.0

0

0.0

4-5%

1

0.0

155,823,078

4.0

Over 5%

21

0.0

652,830,161

16.9

Total registered shares

237,468

100.0

2,105,727,4852

54.7

Unregistered shares3

 

 

1,746,633,787

45.3

Total shares issued

 

 

3,852,361,272

100.0

Shareholders: type and geographical distribution
(on 30 September 2017)

 

Shareholders

Shares

 

Number

%

Number

%

Individual shareholders

232,173

97.8

436,782,486

11.3

Legal entities

5,043

2.1

588,722,308

15.3

Nominees, fiduciaries

252

0.1

1,080,222,691

28.0

Total registered shares

 

 

2,105,727,485

54.7

Unregistered shares

 

 

1,746,633,787

45.3

Total

237,468

100.0

3,852,361,272

100.0

 

 

 

 

 

Americas

6,193

2.6

427,218,108

11.1

   of which: USA

5,433

2.3

412,194,126

10.7

Asia Pacific

5,414

2.3

100,204,202

2.6

Europe, Middle East and Africa

12,835

5.4

772,673,332

20.1

   of which: Germany

4,308

1.8

30,358,197

0.8

   of which: UK

4,546

1.9

626,148,079

16.3

   of which: Rest of Europe

3,747

1.6

115,314,230

3.0

   of which: Middle East and Africa

234

0.1

852,826

0.0

Switzerland

213,026

89.7

805,631,843

20.9

Total registered shares

 

 

2,105,727,485

54.7

Unregistered shares

 

 

1,746,633,787

45.3

Total

237,468

100.0

3,852,361,272

100.0

Detailed information can be obtained if you click on the link.

Cross shareholdings

UBS has no cross shareholdings in excess of a reciprocal 5% of capital or voting rights with any other company.


Distribution of UBS Group AG shares
(on 31 December 2016)

 

Shareholders registered

Shares registered

Number of shares
registered

Number

%

Number

% of shares
issued

1–100

27,529

11.2

1,557,792

0.0

101–1,000

132,388

53.7

62,420,611

1.6

1,001–10,000

79,134

32.1

223,057,081

5.8

10,001–100,000

6,852

2.8

160,250,921

4.2

100,001–1,000,000

514

0.2

150,677,235

3.9

1,000,001–5,000,000

85

0.0

184,165,420

4.8

5,000,001–38,507,663 (1%)

25

0.0

274,486,712

7.1

1–2%

1

0.0

41,946,308

1.1

2–3%

2

0.0

168,520,641

4.4

3–4%

1

0.0

149,368,883

3.9

4–5%

0

0.0

0

0.0

Over 5%

21

0.0

618,262,445

16.1

Total registered

246,533

100.0

2,034,714,0492

52.8

Unregistered3

 

 

1,816,052,340

47.2

Total shares issued

 

 

3,850,766,389

100.0

Shareholders: type and geographical distribution
(on 31 December 2016)

 

Shareholders registered

Shares registered

 

Number

%

Number

%

Individual shareholders

241,084

97.8

440,763,838

11.4

Legal entities

5,169

2.1

530,217,833

13.8

Nominees, fiduciaries

280

0.1

1,063,732,378

27.6

Total registered shares

 

 

2,034,714,049

52.8

Unregistered shares

 

 

1,816,052,340

47.2

Total

246,533

100.0

3,850,766,389

100.0

 

 

 

 

 

Americas

6,596

2.7

423,008,770

11.0

   of which: USA

5,750

2.3

407,009,380

10.6

Asia / Pacific

5,603

2.3

103.663,135

2.7

Europe, Middle East and Africa

13,049

5.3

747,836,713

19.4

   of which: Germany

4,422

1.8

28,996,926

0.8

   of which: UK

4,558

1.8

580,189,399

15.1

   of which: Rest of Europe

3,912

1.6

137,982,877

3.6

   of which: Middle East and Africa

157

0.1

667,511

0.0

Switzerland

221,285

89.8

760,205,431

19.7

Total registered shares

 

 

2,034,714,049

52.8

Unregistered shares

 

 

1,816,052,340

47.2

Total

246,533

100.0

3,850,766,389

100.0

Detailed information can be obtained if you click on the link.

Cross shareholdings

UBS has no cross shareholdings in excess of a reciprocal 5% of capital or voting rights with any other company.