Management transactions Archive 2008

Background information

Transactions from May 26, 2008 through June 9, 2008 include the exercise and sale of Subscription Rights received in UBS's rights offering. Please note in this connection that the Quantity shown below for each of these transactions is the number of Registered Shares purchased in the case of an exercise of Subscription Rights, or the number of Subscription Rights sold in the case of a sale.

Date of transaction

Name and function of individual*

Type of transaction

Type of securities

Quantity

Price

Amount

December 31, 2008

Sergio Marchionne, non-executive Member of the Board of Directors

Purchase

Registered Shares

not yet known

not yet known

CHF 387'500.00

December 24, 2008

Ernesto Bertarelli, non-executive Member of the Board of Directors

Purchase

Registered Shares

not yet known

not yet known

CHF 262'500.00

November 11, 2008

William G. Parrett, non-executive Member of the Board of Directors

Purchase

Registered Shares

2'000

USD 13.5863

USD 27'172.6

November 6, 2008

Rainer-Marc Frey, non-executive Member of the Board of Directors

Sale

Registered Shares

1'000'000

CHF 17.74

CHF 17'740'000

November 5, 2008

Marten Hoekstra, Member of the Group Executive Board

Sale

Registered Shares

45'575

USD 16.62

USD 757'456.5

September 17, 2008

Peter Spuhler, non-executive Member of the Board of Directors

Purchase

Registered Shares

100'000

CHF 18.7

CHF 1'870'000

September 16, 2008

Peter Spuhler, non-executive Member of the Board of Directors

Purchase

Registered Shares

98'076

CHF 17

CHF 1'667'292

August 8, 2008

Peter Spuhler, non-executive Member of the Board of Directors

Purchase

Registered Shares

38'593

CHF 21.48

CHF 828'977.64

June 9, 2008

Gabrielle Kaufmann-Kohler, non-executive Member of the Board of Directors

Purchase
(by exercise of subscription rights)

Registered Shares

4'578

CHF 21

CHF 96'138

June 9, 2008

Gabrielle Kaufmann-Kohler, non-executive Member of the Board of Directors

Purchase
(by exercise of subscription rights)

Registered Shares

147

CHF 21

CHF 3'087

June 9, 2008

Peter Spuhler, non-executive Member of the Board of Directors

Purchase
(by exercise of subscription rights)

Registered Shares

78'274

CHF 21

CHF 1'643'754

June 9, 2008

Peter Spuhler, non-executive Member of the Board of Directors

Purchase
(by exercise of subscription rights)

Registered Shares

15'925

CHF 21

CHF 334'425

June 9, 2008

Ernesto Bertarelli, non-executive Member of the Board of Directors

Purchase
(by exercise of subscription rights)

Registered Shares

23'191

CHF 21

CHF 487'011

June 6, 2008

Gabrielle Kaufmann-Kohler, non-executive Member of the Board of Directors

Purchase

Subscription Rights

5

CHF 1.45

CHF 7.25

June 6, 2008

Rory Tapner, Member of the Group Executive Board

Purchase
(by exercise of subscription rights)

Registered Shares

209'447

CHF 21

CHF 4'398'387

June 6, 2008

Rory Tapner, Member of the Group Executive Board

Sale

Subscription Rights

8

CHF 1.70

approx. CHF 13.60

June 6, 2008

Alexander Wilmot-Sitwell, Member of the Group Executive Board

Purchase
(by exercise of subscription rights)

Registered Shares

24'052

CHF 21

CHF 505'092

June 6, 2008

Alexander Wilmot-Sitwell, Member of the Group Executive Board

Sale

Subscription Rights

16

approx. CHF 1.40

CHF 22.40

June 5, 2008

Marten Hoekstra, Member of the Group Executive Board

Purchase
(by exercise of subscription rights)

Registered Shares

33'110

CHF 21

CHF 695'310

June 5, 2008

Marten Hoekstra, Member of the Group Executive Board

Sale

Subscription Rights

19

USD 1.83

USD 34.77

June 5, 2008

Marten Hoekstra, Member of the Group Executive Board

Sale

Subscription Rights

10

USD 1.73

USD 17.30

June 5, 2008

Rolf A. Meyer, non-executive Member of the Board of Directors

Purchase
(by exercise of subscription rights)

Registered Shares

24'416

CHF 21

CHF 512'736

June 5, 2008

Rolf A. Meyer, non-executive Member of the Board of Directors

Purchase

Subscription Rights

14

CHF 1.20

CHF 16.80

June 5, 2008

Elisabeth Meyer, closely related person

Purchase
(by exercise of subscription rights)

Registered Shares

1'099

CHF 21

CHF 23'079

June 5, 2008

Joe Scoby, Member of the Group Executive Board

Purchase
(by exercise of subscription rights)

Registered Shares

98'385

CHF 21

CHF 2'066'085

June 5, 2008

John Arthur Fraser, Member of the Group Executive Board

Purchase
(by exercise of subscription rights)

Registered Shares

7'000

CHF 21

CHF 147'000

June 5, 2008

John Arthur Fraser, Member of the Group Executive Board

Sale

Subscription Rights

150'403

approx. CHF 1.87

CHF 281'476

June 5, 2008

Jerker Johansson, Member of the Group Executive Board

Sale

Subscription Rights

16

approx. CHF 1.40

CHF 22.40

June 5, 2008

Joe Scoby, Member of the Group Executive Board

Purchase
(by exercise of subscription rights)

Registered Shares

65'618

CHF 21

CHF 1'377'978

June 4, 2008

Jerker Johansson, Member of the Group Executive Board

Purchase
(by exercise of subscription rights)

Registered Shares

52'248

CHF 21

CHF 1'097'208

June 3, 2008

Peter Voser, non-executive Member of the Board of Directors

Purchase

Subscription Rights

13

CHF 1.43

CHF 18.59

June 3, 2008

Peter Voser, non-executive Member of the Board of Directors

Purchase
(by exercise of subscription rights)

Registered Shares

7'994

CHF 21

CHF 167'874

June 2, 2008

John Arthur Fraser, Member of the Group Executive Board

Sale

Subscription Rights

170'404

CHF 1.16

CHF 197'668.64

June 2, 2008

John Arthur Fraser, Member of the Group Executive Board

Sale

Subscription Rights

7'096

CHF 1.01

CHF 7'166.96

June 2, 2008

Alexander Wilmot-Sitwell, Member of the Group Executive Board

Purchase

Subscription Rights

17'000

CHF 1.11

CHF 18'870

May 30, 2008

Stephan Haeringer, executive Member of the Board of Directors

Purchase

Registered Shares

4

CHF 25.88

CHF 103.50

May 29, 2008

Peter Kurer, Chairman

Purchase
(by exercise of subscription rights)

Registered Shares

107'590

CHF 21

CHF 2'259'390

May 29, 2008

Peter Kurer, Chairman

Sale

Subscription Rights

18

approx. CHF 1.62

CHF 29.08

May 29, 2008

Susi Kurer, closely related person

Purchase
(by exercise of subscription rights)

Registered Shares

280

CHF 21

CHF 5'880

May 29, 2008

Robert Wolf, Member of the Group Executive Board

Purchase
(by exercise of subscription rights)

Registered Shares

61'369

CHF 21

CHF 1'288'749

May 29, 2008

Robert Wolf, Member of the Group Executive Board

Purchase
(by exercise of subscription rights)

Registered Shares

112'364

CHF 21

CHF 2'359'644

May 29, 2008

Sergio Marchionne, non-executive Member of the Board of Directors

Purchase
(by exercise of subscription rights)

Registered Shares

22'799

CHF 21

CHF 478'779

May 29, 2008

Lawrence A. Weinbach, non-executive Member of the Board of Directors

Purchase
(by exercise of subscription rights)

Registered Shares

504

CHF 21

CHF 10'584

May 29, 2008

Lawrence A. Weinbach, non-executive Member of the Board of Directors

Sale

Subscription Rights

62'141

approx. CHF 1.67

CHF 103'775.45

May 29, 2008

Stephan Haeringer, executive Member of the Board of Directors

Sale

Subscription Rights

4'441

approx. CHF 1.59

CHF 7'061.20

May 29, 2008

Raoul Weil, Member of the Group Executive Board

Sale

Subscription Rights

211'857

approx. CHF 1.75

CHF 370'739.38

May 29, 2008

Raoul Weil, Member of the Group Executive Board

Sale

Subscription Rights

28'619

approx. CHF 1.78

CHF 50'941.80

May 29, 2008

Raoul Weil, Member of the Group Executive Board

Purchase
(by exercise of subscription rights)

Registered Shares

19'502

CHF 21

CHF 409'542

May 28, 2008

John Arthur Fraser, Member of the Group Executive Board

Sale

Subscription Rights

228'908

CHF 1.75

CHF 400'589

May 27, 2008

Joerg Wolle, non-executive Member of the Board of Directors

Purchase
(by exercise of subscription rights)

Registered Shares

10'759

CHF 21

CHF 225'939

May 27, 2008

Joerg Wolle, non-executive Member of the Board of Directors

Sale

Subscription Rights

10

CHF 1.53

CHF 15.30

May 27, 2008

Christine Haeringer, closely related person

Sale

Subscription Rights

720

CHF 1.71

CHF 1231.20

May 27, 2008

Stephan Haeringer, executive Member of the Board of Directors

Sale

Subscription Rights

65'632

CHF 1.70

CHF 111'574.40

May 27, 2008

Stephan Haeringer, executive Member of the Board of Directors

Sale

Subscription Rights

280'000

CHF 1.85

CHF 518'000

May 27, 2008

Stephan Haeringer, executive Member of the Board of Directors

Sale

Subscription Rights

100'000

CHF 1.85

CHF 185'000

May 27, 2008

Walter Stuerzinger, Member of the Group Executive Board

Purchase
(by exercise of subscription rights)

Registered Shares

76'972

CHF 21

CHF 1'616'412

May 27, 2008

Walter Stuerzinger, Member of the Group Executive Board

Sale

Subscription Rights

2

CHF 1.70

CHF 3.40

May 27, 2008

Walter Stuerzinger, Member of the Group Executive Board

Purchase

Subscription Rights

8

CHF 1.85

CHF 14.80

May 27, 2008

Alexander Wilmot-Sitwell, Member of the Group Executive Board

Purchase

Subscription Rights

21'000

CHF 1.69

CHF 35'490

May 27, 2008

Alexander Wilmot-Sitwell, Member of the Group Executive Board

Sale

Subscription Rights

335'938

CHF 1.71

CHF 574'454

May 27, 2008

Helmut Panke, non-executive Member of the Board of Directors

Sale

Subscription Rights

3

approx. CHF 1.70

approx. CHF 5.10

May 27, 2008

Helmut Panke, non-executive Member of the Board of Directors

Purchase
(by exercise of subscription rights)

Registered Shares

8'288

CHF 21

CHF 174'048

May 27, 2008

Marco Suter, Member of the Group Executive Board

Purchase
(by exercise of subscription rights)

Registered Shares

42'875

CHF 21

CHF 900'375

May 27, 2008

Marco Suter, Member of the Group Executive Board

Sale

Subscription Rights

122'506

CHF 1.85

CHF 226'636.10

May 27, 2008

Marco Suter, Member of the Group Executive Board

Sale

Subscription Rights

6

CHF 1.72

CHF 10.32

May 27, 2008

Marco Suter, Member of the Group Executive Board

Purchase
(by exercise of subscription rights)

Registered Shares

889

CHF 21

CHF 18'669

May 27, 2008

Marco Suter, Member of the Group Executive Board

Purchase

Subscription Rights

8

CHF 1.53

CHF 12.24

May 27, 2008

Marcel Rohner, Group CEO

Purchase
(by exercise of subscription rights)

Registered Shares

184'429

CHF 21

CHF 3'873'009

May 26, 2008

Stephan Haeringer, executive Member of the Board of Directors

Purchase
(by exercise of subscription rights)

Registered Shares

12'943

CHF 21

CHF 271'803

May 23, 2008

Alexander Wilmot-Sitwell, Member of the Group Executive Board

Sale

Registered Shares

18'331

CHF 30.90

CHF 566'428

May 7, 2008

Executive member of the board of directors / member of senior management

Sale

other

41'421

CHF 1.73

CHF 71'658.33

April 30, 2008

Executive member of the board of directors / member of senior management

Sale

other

446'352

CHF 1.74

CHF 776'652.48

March 14, 2008

Non-executive member of the board of directors

Purchase

Equity

80'000

CHF 30.44

CHF 2'435'200

February 28, 2008

Non-executive member of the board of directors

Purchase

Equity

40'000

CHF 36.00

CHF 1'440'000

February 20, 2008

Non-executive member of the board of directors

Purchase

Equity

6'900

CHF 36.23

CHF 249'987

February 15, 2008

Non-executive member of the board of directors

Purchase

Equity

40'000

CHF 35.00

CHF 1'400'000