UBS Advisor Podcasts

Penniman Wealth and Institutional Consulting Group

Straight Talk with the Penniman Group is a podcast series hosted by the Penniman Wealth and Institutional Consulting Group at UBS Financial Services. Our team is based in the suburbs of Detroit, Michigan however, we serve clients across the country. In each episode of Straight Talk with the Penniman Group we focus on a timely topic in the personal planning, family planning and institutional investing worlds. Join us as we identify key issues in planning and investing, team with leading thinkers to discuss the latest trends and provide innovative solutions for the challenges faced by you, your family, and your business.

UBS advisor podcasts

Planning For The Executive In Transition


We are financial advisors from the Penniman Wealth and Institutional Consulting Group. We are a UBS wealth management team based in the Detroit suburbs but we serve families, executives, and institutional clients throughout the country. Our guiding principal is to provide Simple, Personal, and Complete advice to our clients who entrust us their most important goals and challenges. Each episode, we intend to take a deep dive on a specific planning topic. Today, our topic is executives in transition. A subset of our client base are professionals in their mid-20s to mid-40s. In this window of time, a lot of big life events occur, creating a need for the client to review key aspects of their financial plan. In reflecting upon these conversations, Brad and Meg have identified three important periods of transition and subsequent planning topics to consider.

Want more content?

Products and services mentioned on these web pages may not be available for residents of certain nations. Please consult the sales restrictions relating to the service in question for further information.

As a firm providing wealth management services to clients, UBS Financial Services Inc. offers both investment advisory services and brokerage services. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements.It is important that clients understand the ways in which we conduct business and that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. For more information, please review the PDF document at .

UBS Financial Services Inc. does not provide tax or legal advice. Please consult with your tax and legal advisors regarding your personal circumstances.

Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services. Member SIPCMember FINRA. UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. Member NFA

Private Wealth Management is a division within UBS Financial Services Inc., which is a subsidiary of UBS AG.

Accolades are independently determined and awarded by their respective publication. For more information on a particular rating, visit their corresponding website. Neither UBS Financial Services Inc. nor its employees pay a fee in exchange for these ratings. Accolades can be based on a variety of criteria including length of service, compliance records, client satisfaction, assets under management, revenue, type of clientele and more.

Notice for Non-U.S. InvestorsNotice for Non-Puerto Rico InvestorOrder Routing DisclosureStatement of Financial ConditionStatement of Financial Condition- UBS FSI of Puerto RicoBest Execution StatementLoan Disclosure StatementAccount Sweep YieldsAdvisory & Brokerage ServicesCFP Board's Trademark DisclaimerImportant Information About Auction Rate Securities (Not for Puerto Rico)Futures Commission Merchant (FCM) Information for UBS Financial Services Inc.

© UBS 1998-2021. All rights reserved.