Our terms of business.

When we begin business with a new client we send a welcome pack containing important information about our services, some of which is required by law. The information referred to in that pack can be found below. We may update it from time to time.

Any questions? Email our legal team in London on OL-IBTerms-EMEA@ubs.com

UBS investment bank entities in EMEA

Terms of business

Our terms of business for professional clients and eligible counterparties including country-specific provisions: View document (PDF, 203 KB)


Electronic Trading Terms

Additional terms that apply where you connect to our trading systems electronically: 
View document (PDF, 140 KB)


Information about us

UBS Investment Bank: Information about UBS investment bank entities in EMEA: 
View document (PDF, 127 KB)

Guarantee: The text of UBS AG’s guarantee in favour of counterparties of UBS Limited: View document (PDF, 165 KB)

Regulatory Information

MiFID order handling & execution policy: Information about our MiFID order handling & execution policy: View document (PDF, 171 KB)

MiFID order handling FAQs: Frequently asked questions about the consents and instructions we ask you to give us when handling your orders: View document (PDF, 128 KB)

Product General Procedures: Information on when, where and how we deliver best execution in the EEA for different products:

Execution venues: A non-exhaustive list of execution venues we use: View document (PDF, 91 KB)

Disclosures and Risk Warnings

General disclosure: General disclosure about our business, your orders and the conflicts we face in handling them: View document (PDF, 160 KB)

CASS: Information about how we hold your assets and money required under the FCA’s "CASS" Rules. View document (PDF, 144 KB)

Title transfer collateral arrangements: Information about the general risks and consequences of entering into title transfer collateral arrangements: View document (PDF, 212 KB)

Consequences of categorisation as an elective professional client: Disclosure for clients who have been “opted up” to elective professional client status: View document (PDF, 177 KB)

Product Descriptions and Risk Warnings: Guidance on and warnings about the risks associated with designated investments. View document (PDF, 172 KB)

Barrier Options: Information on our practices with respect to barrier options. View document (PDF, 142 KB)

Canadian process agents: our Canadian process agents, required for clients who are subject to Canadian securities laws: View document (PDF, 125 KB)

This information is not a solicitation to engage in investment activity in any jurisdiction.