Regulatory information
Global
LIBOR Transitions
Following the UK Financial Conduct Authority (FCA)'s decision that it would no longer compel panel banks to provide London Interbank Offered Rate (LIBOR) submissions, the transition from LIBOR to the new alternative reference rates (ARRs) by the end of 2021 is actively underway.
Below we provide an overview and key frequently asked questions on this topic.
- Beyond LIBOR: Your guide to interest rate benchmark changes (EN
/ DE
/ FR
)
- Global LIBOR Transition Page
Please contact your client relationship manager for any queries.
Best execution
MiFID II
Top five counterparties and venues reports in terms of trading volumes
Below we provide the top five counterparties and venues we relied upon when executing and placing client orders in the market during 2019:
Below we provide the top five counterparties and venues we relied upon when executing and placing client orders in the market during 2018:
If you require further information about our Best Execution and Order Handling policy, please get in touch with your usual UBS Asset Management contact or visit our Contact us page.
FIDLEG
Ombudsman's office
Ensuring the satisfaction of our clients is our priority. Should we fail to fully meet your expectations, please contact us, so that we can find a way to resolve the issue together. If we are still unable to resolve the issue, you can contact the OFD, a neutral and inexpensive or free information and mediation office. As a general rule, the ombudsman only intervenes after UBS Asset Management received and responded to a written client complaint.
Verein Ombudsstelle
Finanzdienstleister (OFD)
Bleicherweg 10
CH-8002 Zürich
Phone +41 (0)44 562 05 25
E-Mail: ombudsmann@ofdl.ch
Website: www.ofdl.ch
FIDLEG Info Sheet: EN / DE
/ FR
/ IT
Client Classification Change form (Opt-in / Opt-out): EN / DE
/ FR
/ IT
Clients serviced by UBS Asset Management
Please note that UBS Asset Management does not render financial services to retail clients. If you wish to change your existing status to retail, then please contact your client relationship manager as we will either need to terminate your contract, or would be happy to assist you with transferring to an alternative provider of your choice including, but not limited to, UBS Wealth Management.
Relevant for
UBS AG
Bahnhofstrasse 45, CH-8001 Zürich
Aeschenvorstadt 1, CH-4002 Basel
UBS Asset Management Switzerland AG
Stockerstrasse 64, CH-8098 Zürich