Corporate actions

Following is a list of the main corporate actions affecting our share capital on an as announced basis (not adjusted for subsequent corporate actions).

UBS Group AG

2015

Issuance of 127,650,706 shares out of authorized share capital following private exchanges of UBS AG shares into UBS Group AG shares, and the successful completion of a court procedure under article 33 of the Swiss Stock Exchange Act (SESTA procedure) to cancel the remaining UBS AG shares that were held by UBS AG shareholders with a non-controlling interest.

2014

In December 2014, the ordinary share capital of UBS Group AG was increased by CHF 24,155,376.60 out of authorized share capital, by means of a contribution in kind in the form of UBS AG shares either tendered in the additional acceptance period of the share-for-share exchange offer mentioned below or privately exchanged with various shareholders and banks in Switzerland and elsewhere outside the US after the end of the additional acceptance period on the same terms and conditions as the exchange offer.

 

Following a share-for-share exchange offer by UBS Group AG to acquire all issued shares of UBS AG, in order to become the holding company of the UBS Group, in November 2014 the ordinary share capital of CHF 100,000 was cancelled and subsequently increased to CHF 347,535,644.10 by means of a contribution in kind in the form of UBS AG shares that had been tendered in the offer. Additionally, authorized share capital of CHF 36,920,447.20 was created.

 

Incorporation in June 2014 with a share capital of CHF 100,000 and a conditional share capital of CHF 50,000.

UBS AG - until acquisition of 100% ownership by UBS Group AG

2015

Issuance of 13,847,553 UBS AG shares out of conditional share capital upon distribution of the optional share dividend in May 2015.

 

Creation of conditional share capital in the maximum amount of CHF 5,000,000 for purposes of a cash or share (title) dividend approved by the shareholders at the annual general meeting of 2015.

2010

Issuance of 272,651,005 fully paid registered shares with a par value of CHF 0.10 each from existing conditional capital upon conversion on 5 March 2010 of the mandatory convertible notes with a notional value of CHF 13 billion issued by UBS in March 2008 to the Government of Singapore Investment Corporation Pte. Ltd and an investor from the Middle East.

2009

Issuance of 332,225,913 fully paid registered shares with a par value of CHF 0.10 each from existing conditional capital upon voluntary conversion of the CHF 6 billion 12.5% mandatory convertible notes due 2011 (“MCN”) issued to the Swiss Confederation in December 2008.

 

Issuance of 293,258,050 new shares from authorized capital and subsequent private placement at CHF 13.00 with a few institutional investors on June 30, 2009 (gross capital raising of CHF 3.8 billions).

2008

Creation of conditional share capital in the maximum of 365,000,000 fully paid registered shares with a par value of CHF 0.10. The share capital will be increased in the maximum amount of CHF 36,500,000 upon voluntary or mandatory conversion of the CHF 6 billion 12.5% mandatory convertible notes due 2011 (“MCN”) to be issued by the Corporation or one of its subsidiaries to the Swiss Confederation or other investors.

 

Issuance of 760,295,181 new shares (according to a gross capital raising of CHF 15.97 billions) through a rights issue (public offering). Each share held after the close of business on May 26, 2008 has been allotted one subscription right. 20 subscription rights granted the holder thereof the right to subscribe for 7 shares of UBS AG at the subscription price of CHF 21.00 per share with delivery and payment on 17 June 2008.

 

Distribution of a 20-for-1 stock dividend, resulting in 98,698,745 shares issued to shareholders on 19 May 2008.

 

Creation of a maximum of 277,750,000 conditional capital shares upon conversion of 9% mandatory convertible notes in the amount of CHF 13 billion due on 5 March 2010 at the latest. At the conversion price of CHF 48.07 a total of 270,438,943 new shares will be issued at conversion date.

2007

Cancellation of 33,020,000 shares (repurchased under the 2006/2007 program), representing a total cost of CHF 2,415 million, as of 29 June 2007.

2006

Share split 2-for-1, effective 10 July 2006. This reduced the par value per share from CHF 0.20 to CHF 0.10.

 

Par value repayment distribution of CHF 0.60 per share as of 12 July 2006. This reduced the par value per share from CHF 0.80 to CHF 0.20.

 

Cancellation of 37,100,000 shares (repurchased under the 2005/2006 program), representing a total cost of CHF 4,026 million, as of 5 July 2006.

2005

Cancellation of 39,935,094 shares (repurchased under the 2004/2005 program), representing a total cost of CHF 3,543 million, as of 8 July 2005.

2004

Cancellation of 59,482,000 shares (repurchased under the 2003/2004 program), representing a total cost of CHF 4,516 million, as of 30 June 2004.

2003

Cancellation of 75,970,080 shares (repurchased under the two 2002/2003 programs), representing a total cost of CHF 5,529 million, as of 10 July 2003.

2002

Par value repayment distribution of CHF 2.00 per share as of 10 July 2002. This reduced the par value per share to CHF 0.80.

 

Cancellation of 28,818,690 shares (repurchased under the 2001/2002 program), representing a total cost of CHF 2,290 million, as of 5 July 2002.

2001

Share split 3-for-1, effective 16 July 2001. This reduced the par value per share from CHF 8.40 to CHF 2.80.

 

Par value repayment distribution of CHF 1.60 per share in respect of the fourth quarter 2000, as of 18 July 2001. This reduced the par value per share from CHF 10.00 to CHF 8.40.

 

Cancellation of 18,421,783 shares (repurchased under the 2000 program), representing a total cost of CHF 4,000 million, as of 16 July 2001.

2000

Issuance of 12,000,000 new shares from authorized capital on 7 November 2000 to finance the PaineWebber acquisition.

 

Creation of Global Registered Share, and listing on NYSE on 16 May 2000.

 

Share split 2-for-1, effective 8 May 2000. This reduced the par value per share from CHF 20.00 to CHF 10.00.