MiFID II Best Execution Reports

   

The reports on this page relate to the MiFID II Best Execution reporting requirements as articulated in RTS 27 and RTS 28.

Please contact your usual UBS Sales or Trading contact in the event of any questions.

Top 5 Venue / Broker Report

2022

The Top 5 Venue/Broker report is for professional clients and non-securities financing transactions (SFT).

Investment Bank, UBS Europe SE

Top 5 Report 

UBS Europe SE(CSV, 9 KB)

UBS IB Qualitative Assessment

pdf(PDF, 377 KB)

2021

UBS would like to notify Top 5 Venue / Broker report users that, given the very high volumes of data involved, there is a data quality issue in the reports and the data sets for Bonds may not be accurate in all cases. UBS is working to improve the quality of subsequent reports.

The Top 5 Venue/Broker report is for professional clients and non-securities financing transactions (SFT).

Investment Bank, UBS Europe SE

Top 5 Report 

UBS Europe SE(CSV, 9 KB)

UBS IB Qualitative Assessment

pdf(PDF, 377 KB)

2020

UBS would like to notify Top 5 Venue / Broker report users that, given the very high volumes of data involved, there is a data quality issue in the reports and the data sets for Bonds may not be accurate in all cases. UBS is working to improve the quality of subsequent reports.

The Top 5 Venue/Broker report is for professional clients and non-securities financing transactions (SFT).

Investment Bank, UBS AG, London

Top 5 Report

UBS AG London(CSV, 14 KB)

UBS Sec LLC(CSV, 1 KB)

UBS IB Qualitative Assessment

pdf(PDF, 363 KB)

 

Investment Bank, UBS Europe SE

Top 5 Report

UBS Europe SE

UBS IB Qualitative Assessment

pdf(PDF, 363 KB)

2019

UBS would like to notify Top 5 Venue / Broker report users that, given the very high volumes of data involved, there is a data quality issue in the reports and the data sets for Cash Equities may not be accurate in all cases. UBS is working to improve the quality of subsequent reports.

The Top 5 Venue/Broker report is for professional clients and non-securities financing transactions (SFT).

Investment Bank, UBS AG, London

Top 5 Report

UBS AG London(CSV, 18 KB)

UBS Sec LLC(CSV, 1 KB)

 

UBS IB Qualitative Assessment

pdf(PDF, 540 KB)

 

 

Investment Bank, UBS Europe SE

Top 5 Report

UBS Europe SE

UBS IB Qualitative Assessment

pdf(PDF, 540 KB)

2018

UBS would like to notify Top 5 Venue / Broker report users that, given the immaturity of the reporting process and the very high volumes of data involved, there is a data quality issue in the reports and the data sets for Cash Equities may not be accurate in all cases. UBS is working to improve the quality of subsequent reports.

The Top 5 Venue/Broker report is for professional clients and non-securities financing transactions (SFT).

Investment Bank, UBS AG, London

Top 5 Report

UBS AG London(CSV, 10 KB)

UBS Sec LLC(CSV, 855 bytes)

 

UBS IB Qualitative Assessment

pdf(PDF, 442 KB)

 

 

Investment Bank, UBS Europe SE

Top 5 Report

UBS Europe SE

 

UBS IB Qualitative Assessment

pdf(PDF, 442 KB)

 

2017

Please note that the Top 5 Venue / Broker report for 2017 has been prepared by UBS on a best efforts basis utilising information pre-dating the introduction of MiFID II on 3rd January 2018.

Investment Bank, UBS AG, London

Top 5 Report

pdf(PDF, 449 KB)

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Qualitative Assessment

pdf(PDF, 452 KB)

 

 

Investment Bank, UBS Limited

Top 5 Report

pdf(PDF, 296 KB)

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Qualitative Assessment

pdf(PDF, 452 KB)

 

 


Quality of Execution Report

UBS would like to notify Quality of Execution report users that, given the complexity of the reporting process and the very high volumes of data involved, there are a number of data quality issues in the reports. In particular the data sets for FX, Rates & Credit and Equity derivatives are not fully complete and certain data attributes may not be accurate in all cases (e.g. order / RFQ sizes for some bond products) or may have been omitted where they are potentially misleading (e.g. inconsistent timestamps) and certain data outages may have affected the completeness of the report. UBS is working to improve the quality of subsequent reports and advise report users speak to their usual Sales contacts if they wish to discuss the reports in more detail.

Q3 2021

Please note that our CSV files are tilde delimited.

Investment Bank, UBS Europe SE

Q2 2021

Please note that our CSV files are tilde delimited.

Investment Bank, UBS Europe SE

Q1 2021

Please note that our CSV files are tilde delimited.

Investment Bank, UBS Europe SE

Q4 2020

Please note that our CSV files are tilde delimited.

Investment Bank, UBS Europe SE

Quality of Execution Report (Cash Equities non-ETF's)

UBSL-UBSI-Q4-20 (CEQ non ETF)

Quality of Execution Report (Others)

UBSL-UBSI-Q4-20-T1

UBSL-UBSI-Q4-20-T2

UBSL-UBSI-Q4-20-T3

UBSL-UBSI-Q4-20-T4

UBSL-UBSI-Q4-20-T5

UBSL-UBSI-Q4-20-T6

UBSL-UBSI-Q4-20-T9

Q3 2020

Please note that our CSV files are tilde delimited.

Investment Bank, UBS AG, London

Investment Bank, UBS Europe SE

Q2 2020

Please note that our CSV files are tilde delimited.

Investment Bank, UBS AG, London

Investment Bank, UBS Europe SE

Q1 2020

Please note that our CSV files are tilde delimited.

Investment Bank, UBS AG, London

Investment Bank, UBS Europe SE

Q4 2019

Please note that our CSV files are tilde delimited.

Investment Bank, UBS AG, London

Investment Bank, UBS Europe SE

Q3 2019

Please note that our CSV files are tilde delimited.

Investment Bank, UBS AG, London

Investment Bank, UBS Europe SE

Q2 2019

Please note that our CSV files are tilde delimited.

Investment Bank, UBS AG, London

Investment Bank, UBS Europe SE

Q1 2019

Please note that our CSV files are tilde delimited.

Investment Bank, UBS AG, London

Investment Bank, UBS Europe SE

On 1st March 2019 UBS Limited merged into UBS Europe SE and, accordingly, ceased to exist as a separate legal entity.

Q4 2018

Please note that our CSV files are tilde delimited.

Investment Bank, UBS AG, London

Investment Bank, UBS Limited

Quality of Execution Report (Cash Equities non-ETF's)

UBSL-UBSI-Q4-18 (CEQ non ETF)

Quality of Execution Report (Others)

UBSL-UBSI-Q4-18

Q3 2018

Please note that our CSV files are tilde delimited.

Investment Bank, UBS AG, London

Quality of Execution Report

UBSB-UBSY-Q3-18

Investment Bank, UBS Limited

Quality of Execution Report (Cash Equities non-ETF's)

UBSL-UBSI-Q3-18 (CEQ non ETF)

Quality of Execution Report (Others)

UBSL-UBSI-Q3-18

Q2 2018

Please note that our CSV files are tilde delimited.

Investment Bank, UBS AG, London

Quality of Execution Report

UBSB-UBSY-Q2-18

(last updated 28/09/18 12:46)

Investment Bank, UBS Limited

Quality of Execution Report (Cash Equities non-ETF's)

UBSL-UBSI-Q2-18 (CEQ non ETF)

Quality of Execution Report (Others)

UBSL-UBSI-Q2-18

(last updated 28/09/18 12:50)

Q1 2018

Investment Bank, UBS AG, London

(last updated 2/7/18 16:45)

Investment Bank, UBS Limited

Quality of Execution Report

UBSL-UBSI-Q1-18

(last updated 2/7/18 16:45)

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This information is not a solicitation to engage in investment activity in any jurisdiction.