MiFID II Best Execution Reports

The reports on this page relate to the MiFID II Best Execution reporting requirements as articulated in RTS 27 and RTS 28.

Please contact your usual UBS Sales or Trading contact in the event of any questions.

Top 5 Venue / Broker Report

Please note that the Top 5 Venue / Broker report for 2017 has been prepared by UBS on a best efforts basis utilising information pre-dating the introduction of MiFID II on 3rd January 2018.

Investment Bank, UBS AG, London

Top 5 Report

pdf (PDF, 449 KB)

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Qualitative Assessment

pdf (PDF, 452 KB)

 

 

Investment Bank, UBS Limited

Top 5 Report

pdf (PDF, 296 KB)

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Qualitative Assessment

pdf (PDF, 452 KB)

 

 

UBS would like to notify Top 5 Venue / Broker report users that, given the immaturity of the reporting process and the very high volumes of data involved, there is a data quality issue in the reports and the data sets for Cash Equities may not be accurate in all cases. UBS is working to improve the quality of subsequent reports.

The Top 5 Venue/Broker report is for professional clients and non-securities financing transactions (SFT).

Investment Bank, UBS AG, London

Top 5 Report

UBS AG London

UBS Sec LLC

 

UBS IB Qualitative Assessment

pdf (PDF, 442 KB)

 

 

Investment Bank, UBS Europe SE

Top 5 Report

UBS Europe SE

UBS Sec LLC

 

UBS IB Qualitative Assessment

pdf (PDF, 442 KB)

 

 


Quality of Execution Report

UBS would like to notify Quality of Execution report users that, given the complexity and immaturity of the reporting process and the very high volumes of data involved, there are a number of data quality issues in the reports. In particular the data sets for FX, Rates & Credit and Equity derivatives are not fully complete and certain data attributes may not be accurate in all cases (e.g. cost data for some FX products and order / RFQ sizes for some bond products) or may have been omitted where they are potentially misleading (e.g. inconsistent timestamps). UBS is working to improve the quality of subsequent reports.

Note that some of the files are very large and have been compressed with GZIP software. We would recommend uncompressing/extracting them using GZIP on a Linux/Unix platform.

Investment Bank, UBS AG, London

Investment Bank, UBS Limited

Quality of Execution Report

UBSL-UBSI-Q1-18

Investment Bank, UBS MTF

Quality of Execution Report

UBS MTF

Please note that our CSV files are tilde delimited.

Investment Bank, UBS AG, London

Quality of Execution Report

UBSB-UBSY-Q2-18

Investment Bank, UBS Limited

Quality of Execution Report (Cash Equities non-ETF's)

UBSL-UBSI-Q2-18 (CEQ non ETF)

Quality of Execution Report (Others)

UBSL-UBSI-Q2-18

Investment Bank, UBS MTF

Quality of Execution Report

UBS MTF

Please note that our CSV files are tilde delimited.

Investment Bank, UBS AG, London

Quality of Execution Report

UBSB-UBSY-Q3-18

Investment Bank, UBS Limited

Quality of Execution Report (Cash Equities non-ETF's)

UBSL-UBSI-Q3-18 (CEQ non ETF)

Quality of Execution Report (Others)

UBSL-UBSI-Q3-18

Investment Bank, UBS MTF

Quality of Execution Report

UBS MTF

Please note that our CSV files are tilde delimited.

Investment Bank, UBS AG, London

Quality of Execution Report (Cash Equities non-ETF's)

UBSB-UBSY-Q4-18 (CEQ non ETF)

Quality of Execution Report (Others)

UBSB-UBSY-Q4-18-1

UBSB-UBSY-Q4-18-2

Investment Bank, UBS Limited

Quality of Execution Report (Cash Equities non-ETF's)

UBSL-UBSI-Q4-18 (CEQ non ETF)

Quality of Execution Report (Others)

UBSL-UBSI-Q4-18

Investment Bank, UBS MTF

Quality of Execution Report

UBS MTF

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This information is not a solicitation to engage in investment activity in any jurisdiction.