Executive Insights

UBS advisor podcasts

A podcast for executives and founders

mitch slater discussing raising financially responsible children

15 Apr 2026

What are 10b5‑1 Plans?

This episode discusses how pre‑arranged trading plans work, why corporate executives and insiders use them, and how they’re designed to reduce risk, promote transparency, and help avoid violating insider‑trading rules. Host: Alex Chivarsky, FOC, CEP - Managing Director, Private Wealth Management, Guest: Ronald Costa, CEP - Wealth Strategy Associate

00:00
22:31

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