Disclosure of Required Information
UBS Securities Pte. Ltd., Taipei Branch
Investment Fund Channel Fee Disclosure
Schedule of Service Fees for UBSST's Conducting Consigned Trading of Securities
Announcement regarding Amendment to the Agreements for Listed Stocks in Taiwan and the Comparison Table
Announcement regarding Amendment to the Agreements for Foreign Securities and the Comparison Table
Mutual Fund Product Introduction and Risk Disclosure
Risk disclosure on High Yield Bond Fund
PRR Deterioration Instrument List and Name Change Event
Information on the fee rates and return rates for each share class of offshore funds in the latest five (5) years
Source of information: Securities Investment Trust & Consulting Association of the R.O.C. (SITCA), version of April 2019, for reference only. This information includes offshore funds not provided by the company, and the company has no obligation to provide any or all of the funds or fund share classes as included in such information.
AML & CFT Internal Control Statement
General Disclosure Statement to clients of UBS Investment Bank Regarding Conflicts of Interest and Material Incentives
Other Information
From 23 March 2019, professional institutional investors may submit market orders to UBSS of securities traded on Taiwan Security Exchanges and Taipei Exchange. For other clients, UBSS only accepts limit order and relevant trading process shall remain the same.
Website of major Exchanges and Quotes
The above are market information disclosed by the major exchanges for your reference only. Investors shall pay attention to any changes in the foreign securities exchange markets or individual stocks you invest in to protect your investment right and interest.
Fund Remuneration Propaganda
In order to protect the investor's right and interests, also to avoid any behaviors of mis-selling, the investors are encouraged to visit the website of Securities Investment Trust & Consulting Association of the R.O.C. ("SITCA") for knowing the details of fund remuneration. UBS hereby provides the website of SITCA for your reference.
Securities Investment Trust & Consulting Association of the R.O.C. (Website: www.sitca.org.tw, please visit "Know more about Fund Remuneration" under "Fund Investment Propaganda")
