We interact with governments, regulators and international standard setters to develop and drive solutions that contribute to the sustainable performance of the firm.
The Compliance, Regulatory and Governance team play an important role at UBS and have a broad mandate to carry out. We take an integrated approach to effectively manage the evolving regulatory and compliance environment and drive solutions in line with UBS's strategic objectives. We also develop clear and coherent standards and make sure they're applied across the firm and its subsidiaries. There’s only little that falls beyond our scope and control.
What role does Compliance, Regulatory and Governance play within UBS?
We are a control function that manages all interactions with governments, regulators and international standard setters to efficiently manage compliance, operational risks and change. We cover operational risks, employee conduct, financial crime prevention, regulatory and governmental affairs, governance arrangements and many more. We closely work with UBS's business divisions and play a vital role in protecting one of our most valuable assets: our brand reputation.
Our teams with more than 2,600 employees are present in 37 countries.
People are at the center of what we do
Compliance, Regulatory and Governance offers a variety of different roles around the globe with opportunities to grow and learn. We're a truly collaborative function and value the support and contribution of each individual. With more than 2,600 employees from all kinds of different backgrounds, we offer a divers and dynamic work environment.
Elisa, Chief of Staff office
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