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UBS Securities Philippines, Inc. and UBS Investments Philippines, Inc., wholly-owned subsidiaries of UBS AG, are corporations duly organized in the Philippines and are registered with and regulated by the Securities and Exchange Commission.

UBS Securities Philippines, Inc. is a trading participant of The Philippine Stock Exchange, Inc. , a member of the Securities Clearing Corporation of the Philippines, and the Securities Investor Protection Fund. It is likewise regulated by the Capital Markets Integrity Corporation.

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