Investors should read the Prospectus/seek professional advice before taking any action. UBS does not accept any liability whatsoever direct or indirect that may arise from the use of the information contained in the Prospectus.

Information as required to be disclosed as per Securities and Exchange Board of India (SEBI) circular no. CIR/MIRSD/1/2012 dated January 10, 2012

SEBI vide its circular no. CIR/MIRSD/1/2012 dated January 10, 2012 has mandated that certain information with regards to public issues managed by a merchant banker in the past 3 years should be disclosed on its website.

Securities and Exchange Board of India (SEBI)

Indian Initial Public Offerings (IPOs)

    Regulation 13A(1) of the Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992 sets out the “permitted activities” that a merchant banker may undertake in the securities market regulated by the Securities and Exchange Board of India (SEBI).

    Regulation 13A(2) further permits a merchant banker to undertake activities that do not fall within the regulatory purview of SEBI or any other financial sector regulator or authority, provided that such activities are fee-based, non-fund based, pertain to the financial services sector, and are carried out on an arm’s length basis through separate business units of the merchant banker (“Non-SEBI Regulated Activities”).

    Pursuant to SEBI circular HO/49/11/11(106)2025-CFD-RAC-DIL3/I/1796/2026 dated 2 January 2026, titled “Specification of the consequential requirements with respect to Amendment of Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992”, and specifically paragraph 11.2.6 thereof, we are required to disclose the activities undertaken by us that are not regulated by SEBI or any other financial sector regulator or authority.

    In compliance with that requirement, we confirm that our Non-SEBI Regulated Activities presently comprise:

    1. private placements for clients in unlisted securities;
    2. advisory services for clients in unlisted securities; and
    3. mergers and acquisitions services for clients in relation to unlisted securities.

    Please note that SEBI’s investor protection mechanisms will not be available in respect of any grievance or dispute arising out of, or in connection with, any Non-SEBI Regulated Activities.

    Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited.

    Materials made available on this page may be prepared by third parties independent of UBS. UBS is not liable for, and does not accept any liability in respect the content and/or accuracy of any materials prepared by any third parties.

    Registered address

    2/F 3 North Avenue, Maker Maxity
    Bandra Kurla Complex, Bandra (E)
    Mumbai 400 051

    Corporate Identification nos (CIN):
    U67120MH1996PTC097299

    Tel: (91 22) 6155 6000
    Fax: (91 22) 6155 6290

    SEBI Registration Numbers

    Merchant Banking:
    Category I - INM000013101

    Compliance Officer details

    Parameshwaran Shivaramakrishnan
    Tel: +91-22-61556151
    email:parameshwaran.s@ubs.com

    Investor Grievance email id of UBS Securities India Private Limited is “igmbindia@ubs.com"