Products Managed by UBSCL

Available and Issued Product List

Product Name

Product Type

Product Issuer

Product Sub-Type

Public Product/ Private Prodcut

Tenor

 Risk Rating

Suitable Investor

Currency

Location

UBS Standard Dual
Currency Investment
(DCI)(Bank Issued)

Structured Product

UBS (China) Limited

Fixed income investment product

Private
Product

Fixed 

R3

Applicable for " Moderate" Type and above

Multi-Currency

Beijing, Shanghai

UBS QDII - Autocallable
Step Down Notes
(Bank Issued)

QDII - Structured Notes

UBS (China) Limited

Fixed income
investment product

Private
Product

Fixed 

To be confirmed

To be confirmed

Multi-Currency

Beijing, Shanghai

UBS QDII - Credit
Linked Notes
(Bank Issued)

QDII - Structured Notes

UBS (China) Limited

Fixed income
investment product

Private
Product

Fixed 

To be confirmed

To be confirmed

Multi-Currency

Beijing, Shanghai

UBS QDII - Fund
Linked Notes
(Bank Issued)

QDII - Structured Notes

UBS (China) Limited

Fixed income
investment product

Private
Product

Fixed

To be confirmed

To be confirmed

Multi-Currency

Beijing, Shanghai

UBS QDII - Reverse
Convertible Note
(Bank Issued)

QDII - Structured Notes

UBS (China) Limited

Fixed income
investment product

Private
Product

Fixed 

To be confirmed

To be confirmed

Multi-Currency

Beijing, Shanghai

UBS QDII - Daily
Range Accrual Note
(Bank Issued)

QDII - Structured Notes

UBS (China) Limited

Fixed income
investment product

Private
Product

Fixed 

To be confirmed

To be confirmed

Multi-Currency

Beijing, Shanghai

UBS QDII - Shark
Fin Note
(Bank Issued)

QDII - Structured Notes

UBS (China) Limited

Fixed income
investment product

Private
Product

Fixed 

To be confirmed

To be confirmed

Multi-Currency

Beijing

UBS QDII - Twin Win
Note(Bank Issued)

QDII - Structured Notes

UBS (China) Limited

Fixed income
investment product

Private
Product

Fixed 

To be confirmed

To be confirmed

Multi-Currency

Beijing, Shanghai

UBS QDII - UBS (Lux)
Strategy Fund - Balanced
(USD) P-acc
(Bank Issued)

QDII - Overseas Fund

UBS (China) Limited

Hybrid investment
products

Public
Product

Open 

R2

Applicable for " Purdent" Type and above

USD, RMB

Beijing, Shanghai

UBS QDII - UBS (Lux)
Strategy Xtra SICAV -
Balanced (USD) P-acc
(Bank Issued)

QDII - Overseas Fund

UBS (China) Limited

Hybrid investment
products

Public
Product

Open 

R2

Applicable for " Purdent" Type and above

USD, RMB

Beijing, Shanghai

UBS QDII - UBS (Lux)
Equity Fund - China
Opportunity (USD) P-acc
(Bank Issued)

QDII - Overseas Fund

UBS (China) Limited

Equity investment
products

Public
Product

Open

R4

Applicable for " Positive" Type and above

USD, RMB

Beijing, Shanghai

UBS QDII - UBS (Lux)
Equity SICAV - US Total
Yield (USD) P-acc
(Bank Issued)

QDII - Overseas Fund

UBS (China) Limited

Equity investment
products

Public
Product

Open 

R4

Applicable for " Positive" Type and above

USD, RMB

Beijing, Shanghai

UBS QDII - UBS (Lux)
Equity Fund - Health Care
(USD) P-acc (Bank Issued)

QDII - Overseas Fund

UBS (China) Limited

Equity investment
products

Public
Product

Open

R4

Applicable for " Positive" Type and above

USD, RMB

Beijing, Shanghai

UBS QDII - UBS (Lux)
Bond Fund - Full Cycle
Asian Bond (USD) P-acc
(Bank Issued)

QDII - Overseas Fund

UBS (China) Limited

Fixed income
investment product

Public
Product

Open 

R2

Applicable for " Purdent" Type and above

USD, RMB

Beijing, Shanghai

UBS QDII - UBS (Lux)
Strategy Fund - Fixed
Income (USD) P-acc
(Bank Issued)

QDII - Overseas Fund

UBS (China) Limited

Fixed income
investment product

Public
Product

Open

R2

Applicable for " Purdent" Type and above

USD, RMB

Beijing, Shanghai

UBS QDII - UBS (Lux)
Strategy Fund - Balanced
(USD) (AUD hedged) P-4%- mdist (Bank Issued)

QDII - Overseas Fund

UBS (China) Limited

Hybrid investment products

Public
Product

Open 

R2

Applicable for " Purdent" Type and above

AUD, RMB

Beijing, Shanghai

UBS QDII - Capital Group
New Perspective Fund
(LUX) Z(Bank Issued)

QDII - Overseas Fund

UBS (China) Limited

Equity investment products

Public
Product

Open

R3

Applicable for " Moderate" Type and above

USD, RMB

Beijing, Shanghai

UBS QDII -BlackRock
Global Funds - Asian
Growth Leaders Fund
A2 USD (Bank Issued)

QDII - Overseas Fund

UBS (China) Limited

Equity investment products

Public
Product

Open

R3

Applicable for " Moderate" Type and above

USD, RMB

Beijing, Shanghai

AIA ChuanShiJingDian
ZunXiang Whole Life Insurance (Participation)(Distributed)

Life Insurance

AIA Insurance

Not Applicable

Not
Applicable

Whole Life

R1

Applicable for " Conservative" Type and above

RMB

Beijing, Shanghai

AIA ChuanShiJingDian
LeXiang 2017 Whole Life Insurance (Participation)(Distributed)

Life Insurance

AIA Insurance

Not Applicable

Not
Applicable

Whole Life

R1

Applicable for " Conservative" Type and above

RMB

Beijing, Shanghai

AIA ChuanShiJingDianRong
YaoZunXiang Whole Life Insurance (Participation)(Distributed)

Life Insurance

AIA Insurance

Not Applicable

Not
Applicable

Whole Life

R1

Applicable for " Conservative" Type and above

RMB

Beijing, Shanghai

AIA ChuanShiJin
Sheng 2018 Annuity
Insurance (Participation)(Distributed)

Annuity Insurance

AIA Insurance

Not Applicable

Not
Applicable

Until 105 years old of insured person

R1

Applicable for " Conservative" Type and above

RMB

Beijing, Shanghai

AIA ZengLiBa Rider
Annuity Insurance
(Participation)(Distributed)

Annuity Insurance

AIA Insurance

Not Applicable

Not
Applicable

Until 105 years old of insured person

R1

Applicable for " Conservative" Type and above

RMB

Beijing, Shanghai

AIA YongFengBao C
Annuity Insurance
(Participation)(Distributed)

Annuity Insurance

AIA Insurance

Not Applicable

Not
Applicable

Until 88 years old of insured person

R1

Applicable for " Conservative" Type and above

RMB

Beijing, Shanghai

AIA ChuanShiJinSheng Plus
Annuity Insurance
(Participation)(Distributed)

Annuity Insurance

AIA Insurance

Not Applicable

Not
Applicable

Until 105 years old of insured person

R1

Applicable for " Conservative" Type and above

RMB

Beijing, Shanghai

UBS SDIC Money Market
Fund A(Distributed)

China onshore mutual fund

UBS SDIC Fund Management Co.

Money Market Fund

Not
Applicable

Open

R2

Applicable for " Purdent" Type and above

RMB

Beijing, Shanghai

UBS SDIC Money Market
Fund B(Distributed)

China onshore mutual fund

UBS SDIC Fund Management Co.

Money Market Fund

Not
Applicable

Open

R2

Applicable for " Purdent" Type and above

RMB

Beijing, Shanghai

UBS SDIC Mid/High
Grade Bond Fund A
(Distributed)

China onshore mutual fund

UBS SDIC Fund Management Co.

Fixed Income Fund

Not
Applicable

Open

R3

Applicable for " Moderate" Type and above

RMB

Beijing, Shanghai

UBS SDIC Mid/High
Grade Bond Fund C
(Distributed)

China onshore mutual fund

UBS SDIC Fund Management Co.

Fixed Income Fund

Not
Applicable

Open

R3

Applicable for " Moderate" Type and above

RMB

Beijing, Shanghai

UBS SDIC Ronghua
Bond Fund
(Distributed)

China onshore mutual fund

UBS SDIC Fund Management Co.

Hybrid Fund

Not
Applicable

Open

R3

Applicable for " Moderate" Type and above

RMB

Beijing, Shanghai

UBS SDIC Strategy
Selected Balanced
Fund(Distributed)

China onshore mutual fund

UBS SDIC Fund Management Co.

Hybrid Fund

Not
Applicable

Open

R3

Applicable for " Moderate" Type and above

RMB

Beijing, Shanghai

ChinaAMC Income Fund(Distributed)

China onshore mutual fund

China Asset Management Co., Ltd. 

Hybrid Fund

Not
Applicable

Open

R4

Applicable for " Positive" Type and above

RMB

Beijing, Shanghai

ChinaAMC Asia Bond
China Index Fund A
(Distributed)

China onshore mutual fund

China Asset Management Co., Ltd. 

Fixed Income Fund

Not
Applicable

Open

R3

Applicable for " Moderate" Type and above

RMB

Beijing, Shanghai

ChinaAMC Asia Bond
China Index Fund C
(Distributed)

China onshore mutual fund

China Asset Management Co., Ltd. 

Fixed Income Fund

Not
Applicable

Open

R3

Applicable for " Moderate" Type and above

RMB

Beijing, Shanghai

China Southern Daily
Income Money Market
Fund A(Distributed)

China onshore mutual fund

China Southern Fund Management Co., Ltd.

Money Market Fund

Not
Applicable

Open

R2

Applicable for " Purdent" Type and above

RMB

Beijing, Shanghai

China Southern Daily
Income Money Market
Fund B(Distributed)

China onshore mutual fund

China Southern Fund Management Co., Ltd.

Money Market Fund

Not
Applicable

Open

R2

Applicable for " Purdent" Type and above

RMB

Beijing, Shanghai

CCB Principal CSI
500 Index Fund A
(Distributed)

China onshore mutual fund

CCB Principal Asset Management Co., Ltd.

Equity Fund

Not
Applicable

Open

R4

Applicable for " Positive" Type and above

RMB

Beijing, Shanghai