Important notices

  

 
 

Currently recognized and permitted accolades

Barron's Top 100 and 1,200 Financial Advisors

Barron’s Top 1200, 100 criteria are based on assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Portfolio performance is not a criterion because most advisors do not have audited track records. Neither UBS Financial Services Inc. or its employees pay a fee in exchange for these rankings.  Past performance is not a guarantee of future results. Barron’s is a registered trademark of Dow Jones & Co.

Barron's Top 100 Women Advisors

Barron’s Top 100 Women Advisors is based on assets under management, revenue and quality of practices. Investment performance isn’t an explicit component because not all advisors have audited results. Neither UBS Financial Services Inc. or its employees pay a fee in exchange for these rankings. Past performance is not indicative of future results. Barron’s is a registered trademark of Dow Jones & Co.

Barron's Hall of Fame

Achieved Barron’s Hall of Fame advisor status in [year]. Barron’s Hall of Fame advisors have been ranked for 10 or more years on one of the following lists: Barron’s Top 100 Financial Advisors or Barron’s Top 100 Women Financial Advisors.

Barron’s Top 100 FAs criteria is based on assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Barron’s Top 100 Women Advisors is based on assets under management, revenue and quality of practices. Investment performance is not a criterion for either accolade because most advisors do not have audited track records. Neither UBS Financial Services Inc. or its employees pay a fee in exchange for these rankings.  Past performance is not a guarantee of future results. Barron’s is a registered trademark of Dow Jones & Co.

Barron's Top 50 Institutional Consultants 

The teams in this ranking were evaluated on a range of criteria, including institutional investment assets, revenue generated by those assets, the number of clients served by the team, number of team members, professional designations and compliance record.  Neither UBS Financial Service Inc. or its employees pay a fee in exchange for these rankings.  Past performance is not indicative of future results. Barron's is a trademark of Dow Jones & Co.

Barron’s Top 50 Private Wealth Advisory Teams

Barron's Top 50 Private Wealth Advisory Teams is based on assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Portfolio performance is not a criterion because most advisors do not have audited track records. Neither UBS Financial Services Inc. or its employees pay a fee in exchange for these rankings.  Past performance is not a guarantee of future results. Barron’s is a registered trademark of Dow Jones & Co.

Financial Times 400 Top Financial Advisers

The Financial Times 400 Top Financial Advisors is an independent listing produced annually by the Financial Times (FT). The FT 400 is based on data gathered from advisors, broker-dealer home offices, regulatory disclosures, and the FT’s research. The listing reflects each advisor’s status in six primary areas: assets under management (AUM), asset growth, compliance record, experience, credentials and online accessibility. This award does not evaluate the quality of services provided to clients and is not indicative of this advisor’s future performance. Neither UBS Financial Service Inc. or its employees pay a fee in exchange for inclusion in the FT 400.

Financial Times 401 Top Retirement Advisors 

The Financial Times 401 Top Retirement Advisors is an independent listing produced annually by the Financial Times (FT). The FT 401 is based on data gathered from advisors, regulatory disclosures, and the FT’s research. The listing reflects each advisor’s status in six primary areas:  DC plan assets under management, DC plan growth rate, specialization in DC plans, years of experience, advanced industry credentials, and compliance record. This honor is not indicative of the advisor’s future performance. Neither UBS Financial Services Inc. or its employees pay a fee in exchange for inclusion in the FT 401.

Forbes/SHOOK Top 100 Wealth Advisors 

Forbes/SHOOK Top 100 Wealth Advisors criteria is based on quality of practice, industry experience, compliance record, assets under management, revenue and algorithm results by SHOOK Research. Although neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings, UBS may hire RJ Shook to be a speaker for events. Past performance is not an indication of future results.

Forbes/SHOOK Top 250 Wealth Advisors 

Forbes/SHOOK Top 250 Wealth Advisors criteria is based on quality of practice, industry experience, compliance record, assets under management, revenue and algorithm results by SHOOK Research. Although neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings, UBS may hire RJ Shook to be a speaker for events. Past performance is not an indication of future results.

Forbes/SHOOK Top 250 Wealth Advisors 

Forbes/SHOOK Top 250 Wealth Advisors criteria is based on quality of practice, industry experience, compliance record, assets under management, revenue and algorithm results by SHOOK Research. Although neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings, UBS may hire RJ Shook to be a speaker for events. Past performance is not an indication of future results.

Forbes/SHOOK Best-In-State Next-Generation Wealth Advisors 

Forbes/SHOOK Best-In-State Next-Generation Wealth Advisors list is comprised of 1,500 Financial Advisors and uses criteria based on age, quality of practice, industry experience, compliance record, revenue, interviews by SHOOK Research and the full team assets under management (which vary from state to state).  Although neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings, UBS may hire RJ Shook to be a speaker for events. Past performance is not an indication of future results.

Forbes/SHOOK Top 250 Next-Generation Wealth Advisors

Forbes/SHOOK Best-In-State Next-Generation Wealth Advisors list is comprised of 1,500 Financial Advisors and uses criteria based on age, quality of practice, industry experience, compliance record, revenue, interviews by SHOOK Research and the full team assets under management (which vary from state to state).  Although neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings, UBS may hire RJ Shook to be a speaker for events. Past performance is not an indication of future results.

Forbes/SHOOK Top Women Wealth Advisors

Forbes/SHOOK Top Women Wealth Advisors list is comprised of 1,000 women advisors. The list was developed by SHOOK Research and is based on in-person and telephone due diligence meetings to measure factors such as: quality of practice, industry experience, compliance record, assets under management and revenue. Although neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings, UBS may hire RJ Shook to be a speaker for events. Past performance is not an indication of future results. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Rankings are based on the opinions of SHOOK Research, LLC and not indicative of future performance or representative of any one client’s experience.

Forbes/SHOOK Top 1,000 Women Wealth Advisors

Forbes/SHOOK Top 1,000 Women Wealth Advisors list was developed by SHOOK Research and is based on in-person and telephone due diligence meetings to measure factors such as: quality of practice, industry experience, compliance record, assets under management and revenue. Although neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings, UBS may hire RJ Shook to be a speaker for events. Past performance is not an indication of future results. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Rankings are based on the opinions of SHOOK Research, LLC and not indicative of future performance or representative of any one client’s experience.

Forbes/SHOOK Top 250 Women Wealth Advisors

Forbes/SHOOK Top 250 Women Wealth Advisors list is comprised of the top 250 women advisors from the Forbes/SHOOK Top Women Wealth Advisors list. The list was developed by SHOOK Research and is based on in-person and telephone due diligence meetings to measure factors such as: quality of practice, industry experience, compliance record, assets under management and revenue. Although neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings, UBS may hire RJ Shook to be a speaker for events. Past performance is not an indication of future results. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Rankings are based on the opinions of SHOOK Research, LLC and not indicative of future performance or representative of any one client’s experience.

Forbes/SHOOK Best-In-State Women Wealth Advisors

Forbes/SHOOK Best-in-State Women Wealth Advisors list is comprised of women advisors from the Forbes/SHOOK Top Women Wealth Advisors list (1,000 women advisors in total).  The list was developed by SHOOK Research and is based on in-person and telephone due diligence meetings to measure factors such as: quality of practice, industry experience, compliance record, assets under management and revenue. Although neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings, UBS may hire RJ Shook to be a speaker for events. Past performance is not an indication of future results. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Rankings are based on the opinions of SHOOK Research, LLC and not indicative of future performance or representative of any one client’s experience.

Forbes/SHOOK Best-in-State Wealth Advisors 

Forbes/SHOOK Best-in-State Wealth Advisors list is comprised of approximately 4,000 financial advisors.  It was developed by SHOOK Research and is based on in-person and telephone due diligence meetings to measure factors such as: quality of practice, industry experience, compliance record, assets under management (which vary from state to state) and revenue. Although neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings, UBS may hire RJ Shook to be a speaker for events. Past performance is not an indication of future results. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Rankings are based on the opinions of SHOOK Research, LLC and not indicative of future performance or representative of any one client’s experience.

Invest in Others  

The Invest in Others Awards program is run by the Invest in Others Charitable Foundation, a fully independent 501(c)(3) public charity. To be considered for the Invest in Others Awards, individuals must be currently working as financial planners (e.g., CFP®), registered representatives (e.g., Series 7), or registered investment advisors; they must be registered with FINRA or the SEC for at least 3 years, and the registration must be active. They also must spend at least 75% of their work time providing financial consultation with clients. They must be a current volunteer with a U.S.-based 501(c)(3) nonprofit organization, and have volunteered with the organization for at least three years on an ongoing basis (20 years for the Lifetime Achievement Award). Nominations undergo multiple rounds of review and are considered based on quantitative and qualitative measures relating to the advisor’s service to the nonprofit, including his or her dedication, contribution, leadership, inspiration, and impact. Fundraising efforts and personal donations are also one of many considerations during the review process.  Job and investment performance are not criteria. Information pertaining to the advisor’s name, firm, and broker-dealer/custodian is redacted throughout the judging process to maintain impartiality. Invest in Others does not receive compensation in exchange for placement as an honorable mention, finalist and/or winner.

  • Catalyst AwardPresented to an advisor who has been an active stimulus for positive change and displayed entrepreneurial vision and leadership to a nonprofit organization for at least 3 years. This may involve rejuvenating an organization from failing to thriving, or helping to launch a new nonprofit organization.
  • Community Service Award:  Presented to an advisor who has made an outstanding impact on a community through leadership contributions to a nonprofit organization for at least 3 years. He or she has not only contributed to the long-term sustainability of the nonprofit, but also has an established record of motivating and inspiring others. This includes serving with distinction as a fundraiser, board member, or other executive position.
  • Global Impact Award:  Presented to an advisor who has made a lasting impact on a community in another country by actively serving as a volunteer for at least 3 years with a charity whose primary mission is to help those who live outside the United States.
  • Volunteer of the Year Award:  Presented to an advisor who has made a significant impact on a nonprofit as a volunteer of at least 3 years by working hands-on and giving of their time, talent, and energy to make a lasting impact on the organization, those it serves, and the community at large.
  • Lifetime Achievement Award:  Presented to an advisor who has made a profound contribution to a non-profit organization through an established history of distinguished service, where he or she exhibited leadership, provided inspiration, and gained recognition and respect from peers and the community over a period of at least 20 years, helping the organization evolve and creating a lasting impact on the future of the organization.

NAPA Top Retirement Plan Advisors Under 40

NAPA Top Retirement Plan Advisors Under 40 was drawn from nominations provided by NAPA BD/RIA Firm Partners based on a review of nominee applications by a panel of judges selected by the National Association of Plan Advisors (NAPA). The finalists are reviewed based on pre-determined quantitative and qualitative data such as experience, book of business, industry leadership and compliance history.  Neither UBS Financial Services or its employees pay a fee in exchange for these rankings.  Past performance is not indicative of future results.

NAPA Top Women Advisors 

NAPA Top Women Advisors criteria was based on nominations provided to a task force from the National Association of Plan Advisors (NAPA).  Drawn from nominations provided by NAPA BD/RIA Firm Partners based on a review of nominee applications by a panel of judges selected by the NAPA. The finalists are reviewed based on pre-determined quantitative and qualitative data such as experience, book of business, industry leadership and compliance history. Neither UBS Financial Services or its employees pay a fee in exchange for these rankings.  Past performance is not indicative of future results.

On Wall Street – Top 40 Advisors Under 40

Top 40 Under 40 award is based on annual production.

PLANADVISER Top 100 Retirement Plan Advisers

The PLANADVISER Top 100 Retirement Plan Advisers award is based solely on self-reported quantitative data about an adviser’s practice, including number of retirement plan assets under advisement, number of plans under advisement, and percentage of business coming from defined benefit, 403(b) and nonqualified plans. Because this recognition is based solely on quantitative figures, there is no judging or subjective measurement.  Neither UBS Financial Services Inc. nor its employees pay a fee in exchange for this award.

PLANSPONSOR Retirement Plan Adviser of the Year

The PLANSPONSOR Retirement Plan Adviser of the Year awards (and finalists) are based on a mixture of qualitative and quantitative measures, including tenure in the business, focus on retirement plan business as a percentage of practice revenue, willingness to serve in a fiduciary role to clients plans, and a review of essay answers and compliance records. While there is ultimately one winner, approximately 20 finalists are named each year. Neither UBS Financial Services Inc. nor its employees pay a fee in exchange for this award.

UBS Rising Advisors

UBS Rising Advisors is a UBS internal recognition based on New York Stock Exchange length of service, production statistics, and compliance history.

Working Mother and SHOOK Research Top Wealth Advisor Moms

Working Mother and SHOOK Research Top Wealth Advisor Moms is comprised of 300 financial advisors. The criteria is based on quality of practice, industry experience, working mother status, compliance record, assets under management, revenue and algorithm results by SHOOK Research.  Neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings. Past performance is not an indication of future results.

 

Archived disclosures

General disclosure

Accolades are independently determined and awarded by their respective publications. Accolades can be based on a variety of criteria including assets under management, revenue, compliance record, length of service, client satisfaction, type of clientele and more. Neither UBS Financial Services Inc. nor its employees pay a fee in exchange for these ratings. Past performance is no guarantee of future results. For more information on a particular rating, please visit ubs.com/us/en/designation-disclosures.

As a firm providing wealth management services to clients, UBS Financial Services Inc. offers both investment advisory services and brokerage services. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business and that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. For more information visit our website at ubs.com/workingwithus.

Financial Times Top 100 Women Financial Advisors

To qualify for the Financial Times Top 100 Women Financial Advisors, advisors met a minimum requirement of being a woman, having 10 or more years of experience as an advisor and at least $200 million in assets under management (AUM).   Finalists are chosen based on research done by the Financial Times staff, AUM, AUM growth and  years of experience. Neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings. 

NABCAP

Premier Advisor award is based on the evaluation of 20 different practice categories such as experience, credentials, assets under management, fee structure, and philosophy among other factors.

NAPA Leadership award

The NAPA Leadership award is based on nominations provided to a task force from NAPA.  The finalists are reviewed based on pre-determined quantitative and qualitative characteristics, business focus, experience level, demonstrated leadership and compliance record.  Neither UBS Financial Services Inc. nor its employees pay a fee in exchange for this award.

REP. magazine and WealthManagement.com's Top 100 Wirehouse Advisors

REP. magazine and WealthManagement.com's Top 100 Wirehouse Advisors is based on assets under management.  Only advisors for whom 60 percent or more of assets correspond to retail clients were eligible for the list.  Neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings.  Past performance is not indicative of future results.

REP. magazine and WealthManagement.com "Top 40 Wirehouse Advisors Under 40"

Based on assets under management. Neither UBS Financial Services Inc. nor its employees pay a fee in exchange for these ratings.  Past performance is not indicative of future results.

REP. magazine and WealthManagement.com "Top 50 Wirehouse Women"

REP. magazine and WealthManagement.com's Top 50 Wirehouse Women is based on assets under management. Only advisors for whom 60 percent or more of assets correspond to retail clients were eligible for the list. Neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings.  Past performance is not indicative of future results.

RP Registered ParaplannerSM or RP®

Registered ParaplannerSM and RP® are registered service marks of the College for Financial Planning®.

 

Industry designations

AAMS® Accredited Asset Management SpecialistSM

Accredited Asset Management Specialist and AAMS® are registered service marks of the College for Financial Planning®.

ADPA® Accredited Domestic Partnership AdvisorSM

Accredited Domestic Partnership AdvisorSM or ADPA® are registered trademarks owned by the College for Financial Planning and may not be used without the express written consent of the College.

AWMA® Accredited Wealth Management AdvisorSM

Accredited Wealth Management AdvisorSM or AWMA® are registered trademarks owned by the College for Financial Planning and may not be used without the express written consent of the College.

Certified Divorce Financial Analyst (CDFA): No specific disclosure required.

Certified Equity Professional (CEP): No specific disclosure required.

Certified Exit Planner Advisor (CEPA): No specific disclosure required.

CFP® CERTIFIED FINANCIAL PLANNERTM

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the CFP® certification mark, the CERTIFIED FINANCIAL PLANNER™ certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

CFS® Certified Fund Specialist®

Certified Fund SpecialistTM or CFSTM are registered trademarks of the Institute of Business & Finance.

CIMA® Certified Investment Management Analyst 

CIMA® is a registered certification mark of Investment Management Consultants Association Inc. doing business as Investments & Wealth Institute® in the United States of America and worldwide.

CIMC® Certified Investment Management Consultant

CIMC® is a registered certification mark of the Investments and Wealth Institute, formerly IMCA,  in the United States of America and worldwide.

CPM® Certified Portfolio Manager®

CPM® and Certified Portfolio Manager® are trademarks owned by the Academy of Certified Portfolio Managers

CPWA® Certified Private Wealth Advisor®

Investments & Wealth Institute™ (The Institute) is the owner of the certification marks “CIMA,” “Certified Investment Management Analyst,” “CPWA,” and “Certified Private Wealth Advisor.” Use of CIMA, Certified Investment Management Analyst, CPWA, and/or Certified Private Wealth Advisor signifies that the user has successfully completed The Institute’s initial and ongoing credentialing requirements for investment management professionals and/or wealth advisors.

Certified Trust and Financial Advisor (CTFA)

The certification mark, as used by authorized persons, certifies that the persons displaying the mark have met established educational and work experience requirements, agree to abide by the stated ethical requirements, and otherwise meet the minimum standards for knowledge and competency in the wealth management and trust profession.

C(k)P® Certified 401(k) Professional 

C(k)P® is a registered trademark of The Retirement Advisor University, Inc.

CWS® Certified Wealth Strategist®  

CWS® Board of Standards owns the certification marks CWS®, Certified Wealth Strategist® and the federally registered CWS® logo in the U.S.

CAP® Chartered Advisor in Philanthropy®

CAP® is a trademark owned by the American College of Financial Services

CAIA® Chartered Alternative Investment Analyst®

CAIA and Chartered Alternative Investment Analyst are trademarks owned by the Chartered Alternative Investment Analyst Association.

CFA® Chartered Financial Analyst®

CFA® and Chartered Financial Analyst® are trademarks owned by the CFA Institute.

Chartered Financial Consultant (ChFC): No specific disclosure required.

CLU® Chartered Life Underwriter®

CLU® and Chartered Life Underwriter® are registered service marks of The American College of Financial Services.

CMFC® Chartered Mutual Fund CounselorSM

Chartered Mutual Fund CounselorSM and CMFC® trademarks or federally registered service marks are owned by the College for Financial Planning and may not be used without the express written consent of the College.

CRPC® Chartered Retirement Planning CounselorSM

Chartered Retirement Planning CounselorSM or CRPC® are registered trademarks owned by the College for Financial Planning and may not be used without the express written consent of the College.

CRPS® Chartered Retirement Plans SpecialistSM

Chartered Retirement Plans SpecialistSM and CRPS® are registered service marks of the College for Financial Planning®.

Chartered Special Needs Consultant® (ChSNC®): No specific disclosure required.

CSRIC® Chartered SRI CounselorSM

Chartered SRI Counselor(SM) and CSRIC® are trademarks or registered service marks of the College for Financial Planning in the United  States and/or other countries.

LUTCF® Life Underwriter Training Council Fellow

The mark LUTCF is the property of The American College and may be used by individuals who have successfully completed the initial and ongoing certification requirements for this designation.

MPAS® Master Planner Advances StudiesSM 

Master Planner Advances StudiesSM or MPAS® are registered trademarks owned by the College for Financial Planning and may not be used without the express written consent of the College.

FPQP®  Financial Paraplanner Qualified Professional™ – [formerly known as Registered Paraplanner ("RP") prior to 1/31/18]

Financial Paraplanner Qualified ProfessionalSM or FPQP® are registered trademarks owned by the College for Financial Planning and may not be used without the express written consent of the College.

Retirement Income Certified Professional (RICP): No specific disclosure required.

RMA® Retirement Management Advisor®

RMA® and Retirement Management Advisor® are trademarks of The Investment Management Consultants Association Inc., doing business as The Investments & Wealth Institute®.

IMCA®

IMCA® is the trademark of the Investments and Wealth Institute, formerly IMCA, and denotes the highest quality of standards and education for financial professionals.

 

Industry recognitions

American Foreign Policy Association's Corporate Social Responsibility Award

Corporate Social Responsibility Award is presented to individuals and companies who are committed to good corporate citizenship in the communities they serve.

Euromoney's "Best Bank for Wealth Management" as part of the Awards for Excellence Global Awards

Submissions for the awards were received by Euromoney from firms that provide wealth management services to clients on a global scale, combining excellence in advice, products, technology and innovation, as well as demonstrated growth in client assets and revenues and strong financial performance.  Final choices were made by the Euromoney Editorial Committee after evaluations of qualitative factors and interviews with the submitting firms.  Euromoney Awards for Excellence covers global categories, best in class awards in all regions and banks in close to 100 countries around the world.

Euromoney's "Best Global Private Bank"

Based on latest year-on-year percentage change in the number of private  banking clients; latest year-on-year percentage change in private banking gross revenue; latest year-on-year percentage change in private banking net income. The award was also based on nominations from frontline banking staff individual employees with a perspective on the relative merits and demerits of their banks and their competitors.

Euromoney's "Best Global Wealth Manager"

Based on latest year-on-year percentage change in the number of private  banking clients; latest year-on-year percentage change in private banking gross revenue; latest year-on-year percentage change in private banking net income. The award was also based on nominations from frontline banking staff individual employees with a perspective on the relative merits and demerits of their banks and their competitors.

J.D. Power  U.S. Financial Advisor Satisfaction Study

The 2014 J.D. Power U.S. Financial Advisor Satisfaction Study is based on responses of more than 3,900 financial advisors. The study was conducted between January and April 2014.

Scorpio Partnership's list of the world's biggest wealth managers

Scorpio Partnership Private Banking Benchmark 2014. Ranked by assets under management as of 12/31/13.

Thomson Reuters Extel Survey: #1 pan-European Equity House, #1 in Equity Sales and #1 in Equity trading and Execution.

Thomson Reuters Extel Europe study includes over 16,000 participants from 75 countries casting more than 700,000 individual votes. All rankings in Extel are based purely on weighted votes from the investment community.

 

E-mail disclaimer

Please visit https://financialservicesinc.ubs.com/wealth/E-maildisclaimer.html for additional important disclosures and information about our e-mail policies.

The information provided is intended for individuals residing in states where the Financial Advisor is properly registered as described on the profile page.

Neither UBS Financial Services Inc. not its Financial Advisors provide or tax or legal advice.  Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services, Member Securities Investor Protection Corporation (SIPC) and Member FINRA.

UBS reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications.  UBS will not accept purchase or sale orders via social media and/or its messaging systems. 

Material provided is for information purposes only and should not be used or construed as an offer to sell, or solicitation of an offer to buy nor recommend any security.  Any commentaries, articles or other opinions herein are intended to be general in nature and for current interest.  Some of the material may be supplied by companies not affiliated with UBS and is not guaranteed for accuracy, timeliness, completeness or usefulness and is not liable for responsible for any content advertising products or services.