Best execution has always been a part of UBS's best practice. On 3rd January 2018, the new EU Markets in Financial Instruments Directive (MiFID II) has come into force. We have therefore reviewed our execution service to ensure that it meets the MiFID II standards on best execution (EU) 2017/576, WpHG §82.
Name and address of the responsible entity
UBS Europe SE
Bockenheimer Landstraße 2-4
60306 Frankfurt am Main
In accordance with the WpHG §82 (9) and "Commission Delegated Regulation (EU) 2017/576"RTS 28 we are publishing the top 5 execution venue reports for executed orders and for orders placed for execution with other entities under Art. 65 (6) "Commission Delegated Regulation (EU) 2017/565" we are publishing the top 5 firm reports for transmitted orders.
Furthermore you will find a summary of the analysis and conclusions we draw from our detailed monitoring of the quality of execution obtained on the execution venues where we executed and transmitted client orders in the previous year.
Any questions? please contact your UBS client advisor.