Regulatory Disclosures

Information on Mutual Funds

Details of the Investment Adviser

Type

Type

Detail

Detail

Type

Name:

Detail

Credit Suisse Securities (India) Limited

Type

Type of Registration

Detail

Non Individual Investment Adviser

Type

Registered and Correspondence Address:

Detail

Ceejay House,
9th Floor,
Plot F, Shivsagar Estate,
Dr. Annie Besant Road,
Worli,
Mumbai – 400018

Type

Telephone:

Detail

+91 22 6777 3777

Type

Fax:

Detail

+91 22 6777 3866

Type

Website:

Detail

www.credit-suisse.com

Type

SEBI Registration Details

Detail

-

Type

SEBI Registration Number:

Detail

Investment Adviser: INA000014401

Type

Name of Principal Officer:

Detail

Puneet Matta

Type

Telephone:

Detail

+91 22 6777 3853

Type

Email:

Detail

puneet.matta@ubs.com

Type

Complaints Escalations Email:

Detail

list.indiapbcompliance@credit-suisse.com

Type

Corresponding SEBI Address:

Detail

SEBI Bhavan, BKC Plot No: C4-A, “G” Block,
Bandra Kurla Complex, Bandra – East,
Mumbai - 400051

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Risk Factors and Other Disclosures

Details Regulatory Licenses

Credit Suisse Securities (India) Private Limited has the following regulatory licenses:

  1. Stockbroker: SEBI Registration Number (NSE & BSE) - INZ000248233;
  2. Portfolio Manager: SEBI Registration Number - INP000002478;
  3. Investment Adviser: SEBI Registration Number - INA00014401;
  4. Mutual Fund Distributer: AMFI Registration Number – ARN-53956.

AMFI-registered Mutual Fund Distributor

  • AMFI Registration Number (ARN): ARN-53956
  • Date of initial Registration: 19-Oct-2007
  • Current Validity of ARN till: 18-Oct-2027

Investor Charter Complaints

Status of Investor Complaints

Credit Suisse Securities (India) Private Limited
As prescribed under SEBI Circular No. SEBI/HO/IMD/DF1/CIR/P/2019/169 dated December 27, 2019 under SEBI (Investment Advisers) Regulations, 2013

2024

Number of Complaints for 2024

Month

Month

At the beginning of the month

At the beginning of the month

Received during the month

Received during the month

Resolved during the month 

Resolved during the month 

Pending at the end of the month

Pending at the end of the month

Reasons for pendency

Reasons for pendency

Month

January

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

February

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

March

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

April

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

May

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

June

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

July

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

August

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

September

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

October

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

November

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

December

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

2023

Number of Complaints for 2023

Month

Month

At the beginning of the month

At the beginning of the month

Received during the month

Received during the month

Resolved during the month 

Resolved during the month 

Pending at the end of the month

Pending at the end of the month

Reasons for pendency

Reasons for pendency

Month

January

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

February

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

March

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

April

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

May

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

June

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

July

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

August

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

September

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

October

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

November

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

December

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

2022

Number of Complaints for 2022

Month

Month

At the beginning of the month

At the beginning of the month

Received during the month

Received during the month

Resolved during the month 

Resolved during the month 

Pending at the end of the month

Pending at the end of the month

Reasons for pendency

Reasons for pendency

Month

January

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

February

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

March

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

April

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

May

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

June

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

July

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

August

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

September

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

October

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

November

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

December

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

2021

Number of Complaints for 2021

Month

Month

At the beginning of the month

At the beginning of the month

Received during the month

Received during the month

Resolved during the month 

Resolved during the month 

Pending at the end of the month

Pending at the end of the month

Reasons for pendency

Reasons for pendency

Month

January

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

February

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

March

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

April

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

May

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

June

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

July

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

August

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

September

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

October

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

November

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

December

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

2020

Number of Complaints for 2020

Month

Month

At the beginning of the month

At the beginning of the month

Received during the month

Received during the month

Resolved during the month 

Resolved during the month 

Pending at the end of the month

Pending at the end of the month

Reasons for pendency

Reasons for pendency

Month

January

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

February

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

March

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

April

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

May

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

June

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

July

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

August

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

September

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

October

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

November

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0

Month

December

At the beginning of the month

0

Received during the month

0

Resolved during the month 

0

Pending at the end of the month

0

Reasons for pendency

0