Information on Mutual Funds

Details of the Investment Adviser

Type

Detail

Name:

Credit Suisse Securities (India) Limited

Type of Registration

Non Individual Investment Adviser

Registered and Correspondence Address:

Ceejay House,
9th Floor,
Plot F, Shivsagar Estate,
Dr. Annie Besant Road,
Worli,
Mumbai – 400018

Telephone:

+91 22 6777 3777

Fax:

+91 22 6777 3866

Website:

www.credit-suisse.com

SEBI Registration Details

-

SEBI Registration Number:

Investment Adviser: INA000019372

Name of Principal Officer:

Puneet Matta

Telephone:

+91 22 6777 3853

Email:

puneet.matta@ubs.com

Complaints Escalations Email:

list.indiapbcompliance@credit-suisse.com

Corresponding SEBI Address:

SEBI Bhavan, BKC Plot No: C4-A, “G” Block,
Bandra Kurla Complex, Bandra – East,
Mumbai - 400051

Status of Annual Compliance Report

Sr.No.

Financial Year

Compliance Audit Status

Remarks, if any

1

FY 2024-2025

Conducted

None

Filing Complaints on SCORES – Easy & Quick

  1. Register on SCORES portal:
  2. Mandatory details for filing complaints on SCORES:
    a) Name, PAN, Address, Mobile Number, E-mail ID
  3. Benefits:
    a) Effective Communication.
    b) Speedy redressal of grievances.
  4. Smart ODR Portal for Investors Login: SmartODR

Risk Factors and Other Disclosures

Details Regulatory Licenses

Credit Suisse Securities (India) Private Limited has the following regulatory licenses:

  1. Stockbroker: SEBI Registration Number (NSE & BSE) - INZ000248233;
  2. Portfolio Manager: SEBI Registration Number - INP000002478;
  3. Investment Adviser: SEBI Registration Number - INA000019372;
  4. Mutual Fund Distributer: AMFI Registration Number – ARN-53956.

AMFI-registered Mutual Fund Distributor

  • AMFI Registration Number (ARN): ARN-53956
  • Date of initial Registration: 19-Oct-2007
  • Current Validity of ARN till: 18-Oct-2027

Investor Charter Complaints

Status of Investor Complaints

Credit Suisse Securities (India) Private Limited
As prescribed under SEBI Circular No. SEBI/HO/IMD/DF1/CIR/P/2019/169 dated December 27, 2019 under SEBI (Investment Advisers) Regulations, 2013

2026

Number of Complaints for 2026

Month

At the beginning of the month

Received during the month

Resolved during the month 

Pending at the end of the month

Reasons for pendency

January

0

0

0

0

0

February

0

0

0

0

0

March

0

0

0

0

0

2025

Number of Complaints for 2025

Month

At the beginning of the month

Received during the month

Resolved during the month 

Pending at the end of the month

Reasons for pendency

January

0

0

0

0

0

February

0

0

0

0

0

March

0

0

0

0

0

April

0

0

0

0

0

May

0

0

0

0

0

June

0

0

0

0

0

July

0

0

0

0

0

August

0

0

0

0

0

September

0

0

0

0

0

October

0

0

0

0

0

November

0

0

0

0

0

December

0

0

0

0

0

2024

Number of Complaints for 2024

Month

At the beginning of the month

Received during the month

Resolved during the month 

Pending at the end of the month

Reasons for pendency

January

0

0

0

0

0

February

0

0

0

0

0

March

0

0

0

0

0

April

0

0

0

0

0

May

0

0

0

0

0

June

0

0

0

0

0

July

0

0

0

0

0

August

0

0

0

0

0

September

0

0

0

0

0

October

0

0

0

0

0

November

0

0

0

0

0

December

0

0

0

0

0

2023

Number of Complaints for 2023

Month

At the beginning of the month

Received during the month

Resolved during the month 

Pending at the end of the month

Reasons for pendency

January

0

0

0

0

0

February

0

0

0

0

0

March

0

0

0

0

0

April

0

0

0

0

0

May

0

0

0

0

0

June

0

0

0

0

0

July

0

0

0

0

0

August

0

0

0

0

0

September

0

0

0

0

0

October

0

0

0

0

0

November

0

0

0

0

0

December

0

0

0

0

0

2022

Number of Complaints for 2022

Month

At the beginning of the month

Received during the month

Resolved during the month 

Pending at the end of the month

Reasons for pendency

January

0

0

0

0

0

February

0

0

0

0

0

March

0

0

0

0

0

April

0

0

0

0

0

May

0

0

0

0

0

June

0

0

0

0

0

July

0

0

0

0

0

August

0

0

0

0

0

September

0

0

0

0

0

October

0

0

0

0

0

November

0

0

0

0

0

December

0

0

0

0

0