UBS ETFRetail Investors in the Netherlands:
UBS ETF (IE) HFRX Global Hedge Fund Index SF UCITS ETF (USD) A-acc
Asset Class: Hedge Funds
Source: State Street, 29.10.2020
Government bond issuers
Source: State Street, 29.10.2020
Source: State Street, 29.10.2020
Eligible collateral under fully funded swap
The Swap Counterparty posts collateral that fulfils a strict quality and diversification criteria, which is defined by UBS ETFs plc. The collateral must also comply with the UCITS directive and ESMA Guidelines. The legal title of the collateral is transferred by the Swap Counterparty to the Fund and consists of bonds with a minimum assigned long term credit rating of "A", which are issued by the following G10 economies (France, Germany, Belgium, the Netherlands, Sweden, Canada, USA and the UK). Bonds issued by supranational organisations, with a minimum assigned long term credit rating of "AA" are also accepted.
NETHERLANDS, KINGDOM OF THE 5.50000% 98-15.01.28
GERMANY, REPUBLIC OF 4.00000% 05-04.01.37
UNITED KINGDOM OF GB & NI 1.250%/RPI LINKED 05-22.11.55
EUROPEAN INVESTMENT BANK 5.50000% 00-15.04.25
FRANCE, REPUBLIC OF-OAT-REG-S 0.50000% 16-25.05.26
AMERICA, UNITED STATES OF 2.37500% 19-15.05.29
GERMANY, REPUBLIC OF 4.25000% 07-04.07.39
FRANCE, REPUBLIC OF-OAT 6.00000% 94-25.10.25
02FSUBELGIUM GOVERNMENT 1.
NETHERLANDS, KINGDOM OF THE 2.75000% 14-15.01.47
The table above lists the securities that are used as collateral for the securities lent with UBS ETFs. The information presented was obtained from internal and external sources deemed reliable. However, we cannot provide any guarantee of their accuracy and completeness. It should be noted that securities lending is subject to a certain risk where the borrower does not return the borrowed securities according to his/her obligation, and where the value of the collateral provided does not cover the costs of repurchase of the securities. In this case, the borrower shall be liable for any claims arising from the securities lending and not covered by the sale of the securities concerned. Source: State Street, 29.10.2020
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