Designation Disclosures

Trademarks

AAMS® Accredited Asset Management SpecialistSM

Accredited Asset Management SpecialistSM and AAMS® are registered service marks of the College for Financial Planning®.

ADPASM Accredited Domestic Partnership AdvisorSM

ACCREDITED DOMESTIC PARTNERSHIP ADVISORSM and ADPASM are service marks of the College for Financial Planning®

AWMA® Accredited Wealth Management AdvisorSM or AWMA®

Accredited Wealth Management AdvisorSM and AWMA® are registered service marks of the College for Financial Planning®.

CFA Chartered Financial Analyst®

CFA® and Chartered Financial Analyst® are trademarks owned by the CFA Institute.

CFP® CERTIFIED FINANCIAL PLANNERTM

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the U.S.

CIMA® Certified Investment Management Analyst

CIMA® is a registered certification mark of the Investment Management Consultants Association, Inc. in the United States of America and worldwide.

CIMC® Certified Investment Management Consultant

CIMC® is a registered certification mark of the Investment Management Consultants Association, Inc. in the United States of America and worldwide.

CIMA® and CIMC® are registered certification marks of the Investment Management Consultants Association, Inc. in the United States of America and worldwide.

CMFC® Chartered Mutual Fund CounselorSM or CMFC®

Chartered Mutual Fund CounselorSM and CMFC® are registered service marks of the College for Financial Planning®.

CPWA® Certified Private Wealth Advisor®

CPWA® is a service mark of the Investment Management Consultants Association, Inc. in the United States of America and worldwide.

CRPC® Chartered Retirement Planning CounselorSM

Chartered Retirement Planning CounselorSM and CRPC® are registered service marks of the College for Financial Planning®.

CRPS® Chartered Retirement Plans SpecialistSM

Chartered Retirement Plans SpecialistSM and CRPS® are registered service marks of the College for Financial Planning®.

CWS® Certified Wealth Strategist® or CWS®

CWS® Board of Standards owns the certification marks CWS®, Certified Wealth Strategist® and the federally registered CWS® logo in the U.S.

IMCA

IMCA® is the trademark of the Investment Management Consultants Association, Inc. and denotes the highest quality of standards and education for financial professionals.

LUTCF Life Underwriter Training Council Fellow

The mark LUTCF is the property of The American College and may be used by individuals who have successfully completed the initial and ongoing certification requirements for this designation.

RP Registered ParaplannerSM or RP®

Registered ParaplannerSM and RP® are registered service marks of the College for Financial Planning®.

Advisor Accolade Disclosure

Barron's

Top 1,000, Top 100 Financial Advisors is based on asset under management, revenue, and quality of practices.

Registered Rep

Outstanding advisor award based on assets under management.

NABCAP

Premier Advisor award is based on the evaluation of 20 different practice categories such as experience, credentials, assets under management, fee structure, and philosophy among other factors.

On Wall Street

Top 40 Under 40 award is based on assets under management.

Financial Times 400 List
 

To qualify for the Financial Times 400 Advisors met a standard set by the Financial Times and were scored on assets under management (AUM), AUM growth rate, compliance record, experience, industry certifications and online accessibility.  Neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings.  Past performance is not indicative of future results.