Emily W. Van Hoorickx has focused on equity compensation programs and financial planning for over 35 years. She is a Certified Financial Planner (CFP), Certified Equity Professional (CEP), and one of the select few advisors with a designation of Wealth Advisor. Additionally, she is a Corporate Services Financial Advisor, Corporate Stock Benefit Consultant, and a member of the Equity Plan Advisory Services (EPAS) group. Emily maintains licenses for multiple financial instruments and securities registration in all 50 states.

Emily leads a team that is dedicated to helping individuals develop and maintain a comprehensive wealth management plan, as well as working with corporations wishing to enhance the delivery of employee benefit plans. With the help of her team, Emily has been consistently rated as one of the top 100 Women Financial Advisors by Barron's, one of the top 1000 Financial Advisors in the U.S., and top in California since 2010. In 2019, Emily was inducted into the Barron's Advisors Hall of Fame. She has been recognized and profiled by Registered Rep Magazine as part of their Top 100 Wirehouse Advisors. The NABCAP recognized the team as one of the top six "Exemplary Advisors" in 2012 and 2013, and in 2013 she was listed as one of the top 400 advisors by The Financial Times. The SVIG team has been honored with practice rankings published in the Silicon Valley/San Jose Business Journal and the San Francisco Business Times.

In addition to her financial background, Emily's education includes a degree from the University of California at Berkeley, and has studied in Turnhout, Belgium and Oxford, England.  She is a founding member of both the National Association of Stock Plan Professionals (NASPP), The Global Equity Organization (GEO).  She is a two-time past-president of the Silicon Valley Chapter of NASPP and has also served as the Chair of Santa Clara University’s Certified Equity Professionals Institute (CEPI) twice. Emily has been married for almost 40 years and has brought her daughter into her practice.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

With over 20 years of experience , Jesse is uniquely positioned to help corporations manage the complexities of equity compensation plan administration by providing flexible service levels, employee education, and a robust suite of administrative tools and solutions. His highly experienced team also provides a gamut of executive services including 10B5-1 trading plans, Rule 144, and cashless stock option exercise and sales.During his tenure at Deutsche Bank; he covered numerous public companies offering advisory services to corporations and executives. Jesse joined UBS as a Senior Vice President in early  2009. As a Senior Portfolio manager at UBS, he manages several equity and fixed income portfolios for private clients. Jesse, a black belt in Shaolin Kempo, is an experienced helicopter pilot, and an avid motorcycle rider. He enjoys welding and playing the marimba. Jesse is a graduate of the University of California at Los Angeles (UCLA), where he earned degrees in biology and economics.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI

Madeline Van Hoorickx has been with UBS for four years, starting at the Silicon Valley Investment Group as a junior member of the team. She went on to work in UBS' corporate headquarters in Weehawken, NJ as a Financial Advisor for three years before rejoining our team in San Jose as a Senior Wealth Strategist.  Madeline focuses on incorporating equity compensation into financial planning and investment management. In addition to being a Financial Advisor, Madeline is a Corporate Stock Benefit Consultant and holds her Chartered Retirement Planning Counselor (CRPC®) designation. She is currently pursuing her Certified Equity Professional (CEP) and Certified Financial Planner (CFP®) designations.

Madeline graduated from the University of Redlands with a B.S. in Business Administration and a B.A. in Economics where she swam competitively and was involved with Rotary, the Redlands Student Investment Fund, and the Omicron Delta Epsilon Honor Society for Economics.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Alex Chivarsky is a Financial Advisor for UBS in Century City. Alex and his team are well known as a valuable resource for corporate executives and have a deep understanding of the opportunities and challenges that they face. Alex started his career with UBS in early 2006 as an Investment and Portfolio Analyst specializing in Managed Accounts, Structured Solutions and Alternative Investments. Alex earned his degree in Political Science with an emphasis in Political Theory and Philosophy from the University of California at Los Angeles (UCLA) and has earned the Certified Equity Professional (CEP) Designation through the Certified Equity Professional Institute at the Leavey School of Business at Santa Clara University. Alex was born in Hamburg, Germany and has been living in the United States since 1986. Alex is a classically trained concert pianist , enjoys motorsports and golf.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI

James Taylor Mann began his career at UBS Financial Services in 1989. With over 25 years of experience, James provides customized advice and guidance to his clients to help achieve their financial goals. He specializes in research and building wealth for clients by providing appropriate investment solutions. James resides in San Francisco, CA and enjoys traveling and spending time with his family.

Registered States:
AZ, CA, CO, CT, FL, GA, HI, IL, LA, MA, MD, MI, MN, NC, NV, NY, OR, PA, TX, UT, VA, WA

Darren joined UBS Wealth Management in 2015. Darren is a Financial Advisor with an international background having lived in the UK and Asia; his core values are integrity, passion, and gratitude. He believes in putting clients' goals and lives first, with a commitment to delivering excellent ongoing client experience.

Prior to UBS, Darren was an Assistant Relationship Manager with Credit Suisse Private Bank in Singapore from 2011-2014. He also worked as an Analyst at Dresdner Kleinwort Investment Bank in London from 2008-2011. Darren received his MA in Economics (Hons) from Edinburgh University in 2005. Darren lives in Santa Clara, California. He enjoys golf, rugby, and squash.

Eric recently changed his role to be a financial advisor in 2017 after 15 years of experience in the financial service industry at Smith Barney and UBS as a Senior Registered Client Service Associate. He holds his Series 7, 66, 24 and CA insurance licenses. He received an M.S. in Finance from Rochester Institute of Technology in NY.

Registered States:
AK, AR, AZ, CA, CO, CT, FL, GA, ID, ME, NV, NY, OR, TX, VA, WA