Tom has been in the financial services business since 1981, where he began his career with Gradison. When working with his clients, Tom stays focused on their respective financial goals and objectives, providing each client with the highest level of personalized service. Working primarily with retirees and individual clients, he centers his business on the development and implementation of retirement, estate planning and wealth transfer strategies. Tom attended Florida State University and earned a B.S. in public administration. He holds the Series 7, 9, 10, 31, 63 and 65 securities licenses as well as Ohio insurance licenses. Tom is a CERTIFIED FINANCIAL PLANNER^TM Certificant as designated by the Certified Financial Planner Board of Standards, Inc.

Registered States:
AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, MA, MD, ME, MI, MN, MO, MT, NC, NJ, NY, OH, OR, PA, RI, SC, TX, VA, VT, WA

Registered States:
AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IL, IN, KS, KY, MA, ME, MI, MN, MO, NC, NJ, NY, OH, PA, RI, SC, TX, VA, VT, WA

Originally from Bowling Green, Kentucky, Scott earned a B.S. in both Finance and Marketing from the Gatton College of Business at the University of Kentucky. In September of 2015, he joined UBS as a member of The Legacy Group. In his time at UBS, Scott has obtained his Series 7 and 66 securities licenses, his Ohio Life, Accident and Health Insurance licenses and is a CERTIFIED FINANCIAL PLANNER™ Certificant. In addition to working with clients to create customized Financial Plans, Scott focuses on the development, implementation and management of custom investment solutions. Outside of work, he enjoys spending time with family, being on the golf course, and playing intramural sports of all kinds.

Registered States:
AK, AR, AZ, CA, CO, CT, DE, FL, GA, IA, IL, IN, KS, KY, MA, MD, ME, MI, MN, MO, NC, NJ, OH, OR, PA, RI, SC, TX, VA, VT, WA

Kim began her career in the financial industry in 1998 when she joined Gradison-McDonald Investments. Kim supports our clients by servicing their administrative and operational needs. She also provides administrative support to our team in their daily business practices. Kim holds Series 7 and 66 securities licenses along with life, health and annuity licenses. Kim and her husband enjoy spending time with grandchildren and vacationing in Canada.

Registered States:
AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, MA, MD, MI, MN, MO, NJ, OH, OR, PA, RI, SC, TX, VT, WA

Eric began his career at Fidelity Investments in June 2019 where he obtained his Series 7 and 63 securities licenses. In November 2019, Eric joined The Legacy Group as a Client Service Associate and shortly thereafter obtained his Series 65 securities license. In his current role, Eric provides administrative and logistical support to meet any and all client needs. He is also an instrumental part of the financial planning process as the primary contact for clients during the information gathering stage. Eric earned a Bachelor of Science degree from Babson College in 2019, studying Finance and Entrepreneurship while also contributing as a 4-year starter with the school’s baseball program. Outside of work, Eric enjoys spending time with family, playing golf, and all things baseball.

Registered States:
AK, AR, AZ, CA, CO, CT, DE, FL, GA, IA, IL, IN, KS, KY, MA, MD, MI, MN, MO, NJ, OH, OR, PA, RI, SC, TX, VT, WA, WI