Experience to guide you forward
When life changes or introduces new circumstances, finding the way forward can be challenging. But no matter how complex the objective, Lisa brings a high level of expertise to the challenges facing high net worth individuals, families, corporate retirement plans and foundations. Her deep understanding, planning and investment insight have been helping her clients determine the right path forward for more than 30 years.

Planning is the starting point for each relationship. Through her planning process, Lisa’s clients find answers to their most important questions and strategies to pursue their most important goals—from wealth accumulation and distribution to multigenerational wealth preservation and transfer. A powerful advocate for women's financial literacy, Lisa has conducted corporate seminars at a number Fortune 500 companies and been featured in various publications including The Wall Street Journal, Forbes, On Wall Street, Fortune Magazine and The Los Angeles Times. She has also been recognized for her leadership by Barron’s as a “Top 100 Women Financial Advisor” and Forbes as both a “Top Advisor in California” (2021) and a “Top 200 Women Advisor” (2020, 2019).

Credentials that build confidence

• CERTIFIED FINANCIAL PLANNER™ (CFP®)
• Certified Investment Management Analyst® (CIMA®), the Wharton School of the University of Pennsylvania
• Chartered Retirement Plans SpecialistSM (CRPS®)
• B.S., political science from California State University, Dominguez Hills

A commitment to giving back
For more than 15 years, Lisa has been a mentor in a local at-risk youth program (Operation Jump Start). She has worked with four young women through their graduation from the program and is still actively involved in their lives today. Lisa also serves on the Board of Directors for Memorial Medical Center Foundation at her local hospital.

Lisa and her husband, a retired aerospace engineer, have been married for 30 years. They live in Long Beach with their rescue cat and rescue Golden Retriever.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, ID, IL, MA, MI, MN, MT, NC, NJ, NM, NV, NY, OK, OR, PA, SC, SD, TN, TX, VA, WA, WI

Experience to guide you forward

Natalie is a CERTIFIED FINANCIAL PLANNER™ professional and Senior Portfolio Manager.  Creating strategies designed to help to ensure her clients and their loved ones are financially secure for the future is one of Natalie’s greatest passions. That’s why she begins each client relationship with a customized comprehensive financial plan. It’s especially important for clients who are navigating challenging life transitions like divorce, career change, retirement and loss. But to Natalie, everyone can benefit from the decision-making advice a financial plan provides. From helping highly compensated executives manage restricted stock and stock options to small- and middle-market business owners navigating the pre- and post-sale process, Natalie and her planning insight truly make a difference in the lives of her clients. Always a collaborator, she also works with her clients’ other advisors to provide well-aligned estate planning, insurance and tax-efficient investing and withdrawal strategies.

Natalie has been recognized in several publications, including being named by Forbes as a Best In State Next-Gen Wealth Advisor for CA in 2019 and by Forbes as America's Top Next-Gen Wealth Advisors in 2018 and 2017.  Working Mother Magazine recognized her in 2019 and 2018 on the Top Wealth Advisor Moms List and she has been featured in Long Beach Magazine.

Credentials that build confidence

• CERTIFIED FINANCIAL PLANNER™ (CFP®)
• Certified Exit Planning Advisor (CEPA)
• Chartered Retirement Plan Specialist^SM (CRPS®)
• Series 7 and 66 securities licenses
• Life and health insurance licenses CA
• B.A., speech communication; minor in business marketing, California State University, Long Beach

Outside of UBS

Natalie is a Group Leader for ProVisors Seal Beach and a member of The Estate Planning and Trust Council of Long Beach. She volunteers with Memorial Care and the Memorial Medical Center Foundation. Natalie, her husband and two daughters live in Rossmoor. In their free time, you’ll find them at the beach or local parks.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, ID, IL, KS, MA, MD, MI, MT, NC, NM, NV, NY, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI

Experience to guide you forward
Lindsay began her career in 2008, one of the toughest years ever for financial services. But the lessons she learned about managing risk and investments were invaluable.

Today, as a Certified Financial Planner™ and Certified Divorce Financial Analyst®, Lindsay’s goal is to become her clients’ financial advocate and to help with the transition into and throughout retirement. How does she do it? Through comprehensive financial planning, objective investment management, risk management and partnering with her clients’ other professional advisors, which may include CPAs, estate planning attorneys and divorce and business attorneys. By working with these other professional advisors, she can ensure a holistic, cohesive plan for her clients. As a Certified Divorce Financial Analyst®, she assists couples before, during and after the complicated and emotional divorce process. As a Corporate Stock Benefit Consultant, Lindsay helps executives manage their complex equity compensation plans so they can focus on other priorities.

Lindsay was named by Forbes to America’s Top Next Gen Wealth Advisors in 2018 and 2017. She values the role of being her clients’ “go-to” advisor who addresses all wealth management needs through one well-coordinated strategy, simplifying their life so they can focus on what matters most. Whether it’s navigating complex stock options and restricted stock units, life after divorce, saving for college or managing retirement cash flow needs, Lindsay guides her clients every step of the way.

Credentials that build confidence

• CERTIFIED FINANCIAL PLANNER™ (CFP®)
• Certified Divorce Financial Analyst® (CDFA®)
• Corporate Stock Benefit Consultant
• Financial Paraplanner Qualified Professional™ (FPQP™)
• Series 7 and 66 securities licenses
• Life and disability insurance licenses
• B.A., mass communications, University of California, Berkeley

Making a difference
Lindsay is relentlessly committed to giving back:

• A fierce supporter of women and education, she is truly devoted to Pathways to Independence, an organization based in Orange County and Long Beach that provides young, abused women with the financial support, therapy and mentoring they need to pursue a college degree
• Appointed by the Mayor and approved by City Council, Lindsay serves as a commissioner for the Long Beach Community Investment Company which oversees the delivery of housing and neighborhood revitalization services in the city
• Lindsay is a graduate of the Leadership Long Beach Institute, which engages and challenges community leaders to discover together how to make Long Beach a better city
• She is a member of the Red Shoe Society that benefits the Ronald McDonald House in Long Beach
• She is the President of the Long Beach UC Berkeley Alumni Group
• Lindsay was a board member on the Community Medical Center Long Beach Advisory Board

Outside of UBS, Lindsay is fun-loving and well-rounded. She enjoys family, friends and fantasy football, along with reading, musicals and golf. All roads, though, lead her back to the community.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, ID, IL, MA, MD, MI, MT, NC, NM, NV, NY, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI

Shannon attended the University of California Santa Barbara and earned her degree in Business Economics.  She started in the financial services industry in 1997, working in the margin department and as a Sales Assistant.  She later decided that she wanted to be in management, so she started at UBS Financial Services Inc. in the Long Beach office in 2004 as Branch Service Associate and attended the UBS Leadership Management Development Program.  After attending the program, she became the Assistant Operations Manager and then the Administrative Manager for the Long Beach office until 2009.  She took a couple years off from working when she had twins and went back to work at Morgan Stanley where she had assisted a large team as the Senior Registered Associate responsible for all their trading and servicing clients.  

Shannon lives in Long Beach with her husband and their three children.  She enjoys spending time with her family and the kids' involvement in soccer and baseball keeps her very busy.

Current Securities Licenses: Series 7, 9, 10, 66, Life, Health, Accident Insurance and Variable Contracts Licenses.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, ID, IL, KS, MA, MD, MI, MN, MT, NC, NJ, NM, NV, NY, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI

Tracy joined the CBM Group in 2016 after spending a number of years out of the workforce to raise her children. Early in her career Tracy worked in the mortgage-backed securities industry. Balancing her professional life with parenting has taught her invaluable time management and people management skills.

Credentials that build confidence

• B.S., communications and public relations, California State University of Fullerton

Outside of UBS
Tracy enjoys traveling, cooking, reading and spending time with family and friends.

Austin began working for UBS Financial Services, Inc. in 2017 and has recently joined the CBM Wealth Management Team.  His responsibilities on the team include collaboration on financial plans, portfolio analysis, market research, appointment preparation and administrative duties. 

Austin graduated from California State University, Long Beach with a B.S. in Business Administration, concentration in Finance and a Minor in Economics.

Austin is an avid golfer and while attending California State University, Long Beach he played for the Men's Golf Program.  He enjoys traveling and spending time with friends and family.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, ID, IL, MA, MD, MI, MN, MT, NC, NJ, NM, NV, NY, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI